nghUslf;fk; - BSE IPF · 2020. 9. 28. · nghUslf;fk; tupir vz; nghUslf;fml;ltiz gf;f vz;. 1. mwpKfk; 1 2. gj;jpuq;fs; re;ijf;fhd KiwgLj;Jk; fl;likg;G 1 3. gj;jpuq;fs; re;ij vd;why;

nghUslf;fk;

tupirvz;

nghUslf;f ml;ltiz gf;fvz;.

1. mwpKfk; 1

2. gj;jpuq;fs; re;ijf;fhd KiwgLj;Jk; fl;likg;G 1

3. gj;jpuq;fs; re;ij vd;why; vd;d? 2

4. Kjd;ik re;ij kw;Wk; ,uz;lhk; epiy re;ij 4

5. gj;jpuq;fs; re;ijapy;> re;ij cs;fl;likg;G epWtdq;fs;kw;Wk; re;ij ,ilj;jufu;fs; ahu;?

6

6. KjyPL nra;tjd; mbg;gilfs; 7

7. gj;jpuq;fs; re;ijapy; KjyPL nra;tjpy; cs;s Kf;fpaMgj;Jfs;

8

8. gj;jpuq;fs; re;ijapy; KjyPL nra;tjw;fhd Kd;Njitg;ghLfs;

9

9. bNkl;; fzf;fpd;;; mbg;gil Nritfs; (BSDA) 11

10. fzf;if njhlq;Ftjw;fhd nray;Kiw: cq;fsJthbf;ifahsiuj; njupe;J nfhs;tjw;fhd (KYC) nray;Kiw

11

11. mjpfhug; gj;jpuk; 12

12. epakdk; nra;jy; 13

13. gj;jpuq;fs; re;ijapy; ehd; KjyPL nra;tJ vg;gb? 13

14. Kjd;ik re;ij %ykhf KjyPL nra;jy; 13

15. Kjd;ik re;ijapy; KjyPL nra;tjw;fhd nray;Kiw 14

16. tq;fp fzf;fpy; xU Fwpg;gpl;l njhifia epWj;jpitf;Fk;xg;Gjiy cs;slf;fpa tpz;zg;gq;fs; (ASBA)

15

17. ,uz;lhk;epiy re;ij %ykhf KjyPL nra;jy; 15

18. tu;j;jf ehl;fs; kw;Wk; tu;j;jf & jPu;T Row;rp 16

19. xg;ge;jf; Fwpg;G 17

20. njhlh; fzf;F mjpfhukspg;G 18

tupirvz;

nghUslf;f ml;ltiz gf;fvz;.

21. tu;j;jf rupghu;g;G 19

22. khh;[pd; vd;why; vd;d? 19

23. gq;Fj; jufu; kw;Wk; itg;Gj;njhif gq;Nfw;ghsu;fsplkpUe;Jfzf;F tptu mwp;f;if

19

24. njhFf;fg;gl;;l fzf;F mwpf;if (CAS) 20

25. fpisjpl;lq;fs; re;ij 20

26. kpa+Rty; /gz;l;];; 21

27. gupkhw;w tu;j;jf epjpfs; (ETF) 23

28. gj;jpuq;fs; re;ijapd; SEBI ];Nfhu;fspy; (SCORE) FiuAw;Nwhh;Fiw jPu;j;jy;> kj;jpa];jk; nra;Ak; ,af;f Kiw kw;Wk;jtiz jtwpatu;fs; cupik NfhUjy;

24

29. gq;F re;ijapd; KjyPl;lhsu; Nritfs; gpupT 24

30. kj;jpa];jk; nra;Ak;Kiw 25

31. cupikf; Nfhug;glhj my;yJ nrYj;jg;glhj njhifiag;gw;wpa jfty; - IEPF

25

32. gpw;Nru;f;if – I: gj;jpuq;fs; re;ijapy; KjyPL nra;tjw;Fmy;yJ tu;j;jfk; nra;tjw;F nra;aNtz;bait kw;Wk;nra;af;$lhjit

26

33. gpw;Nru;f;if – II: KjyPl;lhsu;fspd; cupikfs; kw;Wk; fliknghWg;Gfs;

28

34. gpw;Nru;f;if – III: gjpT nra;ag;glhj KjyPl;LmwpTiuahsu;fisg; gw;wpa vr;rupf;if

29

35. gpw;Nru;f;if – IV: ASBA-,y; xUq;fpizf;fg;gl;lfl;lz ,ilj;jsk;; (UPI)

32

36. gpw;Nru;f;if – IV: mUQ;nrhy; tpsf;fj; jpul;L 34

1

toq;fpath;

tho;j;Jf;fs; kw;Wk; tzf;fk;…xU epWtdj;jpd; gq;Ffspy; kw;Wk; gj;jpuq;fs; re;ijapd; gu];gu epjpMfpatw;wpy; KjyPL nra;a tpUk;Gk; xU KjyPl;lhsuh ePq;fs;? Mk; vd;why;>gj;jpuq;fs; re;ijapy; KjyPL nra;tjd; mbg;gilfisg; gw;wp ePq;fs; Gupe;Jnfhs;s Ntz;Lk;.

,e;j rpw;NwlhdJ ve;jnthU Fwpg;gpl;l KjyPl;Lf;Fk; topfhl;bahfnray;glhJ. Mdhy; ,J gj;jpuq;fs; re;ijiag; gw;wpa mbg;giljfty;fisj; jUk;. ,e;j rpw;NwlhdJ ,e;jpa upru;t; tq;fp (RBI)> ,e;jpa

fhg;gPl;L xOq;FKiw kw;Wk; tsu;r;rpf;fhd Mizak;;; (IRDAI)> Xa;T Cjpa

epjp xOq;FKiw kw;Wk; tsu;r;rpf;fhd Mizak; (PFRDA)> ngUepWtd

tptfhuq;fSf;fhd mikr;rfk; (MCA) Nghd;w gpw xOq;FKiwfspd;fl;likg;gpd; fPo; cs;s epWtdq;fspy; KjyPL nra;tJ Fwpj;jJ my;y.

gj;jpuq;fs; re;ijf;fhd KiwgLj;Jk; fl;likg;G

xU epWtdj;jpd; gq;Ffs;> kpa+Rty; /gz;l;];;> fpisjpl;lq;fs; Mfpatw;wpd;a+dpl;Lfs; Nghd;w gj;jpuq;fis> thq;FtJ> tpw;gJ kw;Wk; ifahs;tJ kw;Wk;

gq;Fr; re;ijfs; Mfpatw;iw xOq;FgLj;JtJ 1992> SEBI rl;lj;jpd;gbAk;>

kw;Wk; gy;NtW SEBI xOq;FKiwfs; / Rw;wwpf;iffs; / topfhl;Ljy;fs; /fpisjpl;lq;fs; (SEBI rl;lk;) Nghd;wit rhh;e;Jk;> nrf;a+upl;b]; mz;l;

vf;];r;NrQ; NghHL M/g; ,e;jpah (SEBI) tuk;Gf;F cl;gl;ljhFk;.

Vg;uy; 12> 1992-y; SEBI rl;lj;jpd; tpjpfSf;F Vw;g SEBI epWtg;gl;lJ.gj;jpuq;fspy; KjyPl;lhsu;fspd; mf;fiw chpikfisg; ghJfhg;gJk;> mjd;tsu;r;rpia Kd;Ndw;WtJk;> gj;jpu re;ijiaAk;> mjDld; ,ize;Js;smy;yJ jw;nrayhf njhlu;Gila tp\aq;fis fl;Lg;gLj;JtJNk SEBI-apd;chpikf;fl;lisahFk;.

nrf;a+upl;b]; mz;l; vf;];r;NrQ; NghHL M/g; ,e;jpah

,ytr Rw;wwpf;if thrpg;Gf;F

2

jw;NghJ> “gj;jpuq;fs; re;ij”-apy; fl;Lg;gLj;Jk; ehd;F gpujhd rl;lq;fs;gpd;tUkhW:a) SEBI rl;lk;> 1992> rl;luPjpahd mjpfhuq;fSld; ,J SEBI-f;F

gpd;tUtdtw;Wf;fhf mjpfhukspf;fpwJ (i) gj;jpuq;fspy; KjyPl;lhsu;fspd;

mf;fiw chpikfisg; ghJfhj;jy; (ii) gj;jpuq;fs; re;ijapd; tsu;r;rpiaNkk;gLj;Jjy; (iii) gj;jpuq;fs; re;ijia xOq;FKiwg;gLj;Jjy;.

b) epWtdq;fSf;fhd rl;;lk;> 2013> ,J gj;jpuq;fis toq;Fjy;> xJf;fPLnra;jy; kw;Wk; khw;Wjy; kw;Wk; nghJ kf;fSf;F gj;jpuq;fis toq;Fjy;njhlu;ghd tp\aq;fs; Mfpatw;Wf;fhd xOq;FKiwfis toq;FfpwJ;

c) gj;jpuq;fSf;fhd xg;ge;j (fl;Lg;gLj;Jjy;) rl;lk;> 1956> ,J gq;Fre;ijapy; gj;jpuq;fspy; guptu;j;jidfspd; mq;fPfhuk; kw;Wk; xOq;FKiwtpjpfis toq;FfpwJ.

d) itg;gf (nlghrpl;lhp) rl;lk;> 1996> ,J bNkl;bhpaiy];L (bNkl;)gq;Ffspd; cilik cupikia kpd;dZ guhkupg;G nra;tjw;F kw;Wk;khw;Wtjw;F Vw;wjhfpwJ.

gj;jpuq;fs; kw;Wk; gj;jpuq;fs; re;ij vd;why; vd;d?

gj;jpuq;fs; vd;gJ epWtdq;fs;> epjp mikg;Gfs; Nghd;wtw;why; toq;fg;gLk;epjprhh; Mtzq;fs; MFk;. mit gz kjpg;ig ngw;wpUf;Fk;. gj;jpuq;fs;gpd;tUkhW tphpthf tifg;gLj;jg;gLfpd;wd:

a. rhjhuzg; gq;Ffs; my;yJ nghJthf gq;Ffs; vd miof;fg;gLgit>xU epWtdj;jpd; cilik cupikapy; cs;s gq;if Fwpg;gpLfpd;wd. xUepWtdj;jpd; gq;Ffspy; KjyPL nra;Ak; KjyPl;lhsu; gq;Fjhuu; vdmiof;fg;gLfpwhu; kw;Wk; epWtdj;jpd; yhgj;jpypUe;J fpilf;Fk;<Tj;njhif Nghd;w ngUepWtdq;fspypUe;J fpilf;Fk; midj;Jgyd;fisAk; ngw chpikAilath;> gq;F vd;w jiyg;gpy; ngwg;gLfpwJ.epWtdj;jpy; elj;jg;gLk; nghJ re;jpg;gpd; NghJ jPu;khdk; vLg;gjw;fhdnray;Kiwf;fhf thf;F mspg;gjw;fhd cupikiaAk; gq;Fjhuu; ngwKbAk;.

vd;d?

3

b. fld; gj;jpuq;fs; epWtdk; my;yJ epjp epWtdj;jhy; KjyPl;lhsuplkpUe;Jfldhf ngwg;gl;l> KjyPl;lhsUf;F jpUg;gp nrYj;j Ntz;ba gzj;ijf;Fwpf;fpwJ. fld; gj;jpuq;fs; fldPl;L Mtzq;fs; my;yJ fld; xg;ge;jg;gj;jpuq;fs; (ghz;l;) vdTk; miof;fg;gLfpd;wd. fld; gj;jpuq;fspy;KjyPL nra;Ak; KjyPl;lhsUf;F tl;b ngwTk; kw;Wk; mriy jpUk;gg;ngwTk; (mjhtJ KjyPL nra;ag;gl;l gzk;) cupik cz;L. fld;gj;jpuq;fs; xU epiyahd fhyj;jpw;F toq;fg;gLfpd;wd> mjd; Kbtpy;gj;jpuq;fis toq;Fgtuhy; gj;jpuq;fis kPl;nlLf;f KbAk;. fld;gj;jpuq;fs; ghJfhf;fg;glyhk; (gpizaj; njhifahy; Mjupf;fg;gLfpwJ)my;yJ ghJfhf;fg;glhkYk; Nghfyhk;.

c. fpisjpl;lq;fs; vd;gJ epjprhh; Mtzq;fs; MFk;. ,jd; kjpg;G gq;Ffs;>fld; gj;jpuq;fs; Nghd;w kw;nwhU nrhj;jpd; kjpg;igg; nghWj;J ,Uf;Fk;.gupkhw;w tu;j;jf fpisnghUl;fspd; Kf;fpa tiffs; Kd;Ngu th;j;jfk;kw;Wk; tpUg;gj;Njh;Tfs; MFk;.

d. kpa+Rty; /gz;l;];; vd;gJ gy KjyPl;lhsu;fsplkpUe;J Nrfupf;fg;gl;lgzjpul;lyhy; Md epjprhh; Mtzq;fs; MFk;. ,e;j epjpfs; my;yJkpa+Rty; /gz;l;];;;> mjd;gpwF> gq;Ffs;> fld; xg;ge;jg; gj;jpuq;fs;> gzre;ij Mtzq;fs; kw;Wk; ,ju nrhj;Jfs; Nghd;w gj;jpuq;fspy; KjyPLnra;ag;gLfpd;wd.

gj;jpuq;fs; re;ij vd;gJ KjyPl;lhsu;fs; (nghJkf;fs;) rhjhuzg; gq;Ffs;>fld; gj;jpuq;fs;> fpis nghUl;fs;> kpa+Rty; /gz;l;];; Nghd;w gj;jpuq;fistoq;Ftjd; %yk; epWtdq;fs; epjpfis jpul;lf;$ba Xu; ,lkhFk;. NkYk;>KjyPl;lhsu;fs; gy;NtW gj;jpuq;fis (gq;Ffs;> xg;ge;j fld; gj;jpuq;fs;Nghd;wit) thq;Fk; my;yJ tpw;Fk; Xu; ,lKkhFk;. gq;Ffs; (my;yJgj;jpuq;fs;) xUKiw nghJ kf;fsplk; toq;fg;gl;Ltpl;lhy;> mq;fPfupf;fg;gl;lgq;Fr; re;ijfspy; gq;Ffis (my;yJ gj;jpuq;fs;) epWtdk; gl;bayplNtz;Lk;. gj;jpuq;fs; re;ij vd;gJ %yjd re;ijapd; xU gFjpahFk;.

gj;jpuq;fs; re;ijapd; Kjd;ikahd nray;ghlhdJ KjyPl;lhsu;fspd;Nrkpg;gpypUe;J Njitg;gLNthUf;F xJf;fPL nra;tNj MFk;. epjp Njitg;gLk;epWtdq;fspd; my;yJ epjp mikg;Gfspd; gj;jpuq;fspy; KjyPl;lhsu;fs;KjyPL nra;Ak;NghJ ,J nra;ag;gLk;. KjyPl;lhsu;fs; tl;b><Tj;njhif> %yjd kjpg;Gah;T> Nghd]; Nghd;w gyd;fis ngw chpikcz;L. mJNghd;w KjyPLfs; ehl;bd; nghUshjhu tsu;r;rpf;F gq;fspf;fpd;wd.

4

gj;jpu re;ij vd;gJ ,uz;L ,ilrhu;e;j kw;Wk; gpupf;f Kbahj gFjpfisngw;wpUf;fpwJ. mJ gpd;tUkhW Fwpg;gplg;gLfpwJ:

Kjd;ik re;ij: epWtdk; my;yJ epjp epWtdq;fs; Gjpa gj;jpuq;fis(gq;Ffs;> fld;gj;jpuq;fs;> xg;ge;jg; gj;jpuq;fs; Nghd;wit) nghJ kf;fSf;Ftoq;Ftjd; %ykhf epjpfis (%yjdk;) jpul;Lk;NghJ ,e;j re;ijahdJGjpa toq;fy; re;ij vd;Wk; miof;fg;gLfpwJ.

,uz;L Kf;fpa tifahd gj;jpuq;fs; toq;Fdu;fs; cs;sdu;:

ngUepWtdq;fs; (epWtdq;fs;) gpujhdkhf rkgq;F Mtzq;fs; (gq;Ffs;)kw;Wk; fld; Mtzq;fs; (xg;ge;jg; gj;jpuq;fs;> fld; gj;jpuq;fs; Nghd;w)Nghd;wtw;iw toq;FfpwJ.

murhq;fk; (kj;jpa kw;Wk; khepy) fld; gj;jpuq;fs; (Njjpapl;l gj;jpuq;fs;kw;Wk; fUt+y cWjpr;rPl;Lfs; Mfpatw;iw toq;FfpwJ).

Kjd;ik re;ijapy; toq;fg;gLk; tiffshtd:

A. nghJ toq;fy;: gj;jpuq;fs; midj;J kf;fSf;Fk; toq;fg;gLfpwJ. ahu;Ntz;LkhdhYk; mjpy; gq;fspf;fyhk;. rk gq;Ffspd; nghJ toq;fy;gpd;tUkhW tifg;gLj;jg;glyhk;:

i Muk;g nghJ toq;fy; (IPO) gq;Ffspd; Kjy; nghJ toq;fyhdJ

epWtdj;jhy; nra;ag;gLfpwJ. IPO-thdJ gpd;tUk;tbtq;fspy; ,Uf;fyhk;:- nghJ KjyPl;lhsu;fSf;F epWtdj;jhy; Gjpa (/g;nu\;) gq;Ffs;

toq;fg;gLtJ. ,e;j tifahd toq;fypy;> vd;d fhuzj;jpw;fhftoq;fg;gLfpwNjh mjw;F cgNahfpf;fg;gLtjw;fhf KjyPl;lhsu;fspd;epjpfs; epWtdj;jpw;F nry;Yk;.

gj;jpuq;fs; re;ij

Kjd;ik re;ij

IPO> mjhtJ Muk;g nghJtoq;fy;> %ykhf Gjpagj;jpuq;fis toq;Fjiy

cs;slf;FfpwJ.

,uz;lhk;epiyre;ij

Fwpf;Nfhs;: epjpfisjpul;Ltjw;fhf.

Fwpf;Nfhs;: %yjdkjpg;Gah;T

nghJ kf;fSf;F Vw;fdNttoq;fg;gl;l gj;jpuq;fspy;Nkyjpf tu;j;jfj;ijcs;slf;FfpwJ.

5

- Nkk;gLj;Jeu;fs; (g;nuhNkhl;lh;) my;yJ epjprhh; epWtdq;fs; my;yJjq;fSila cilikia nghJ kf;fSf;F toq;Fk; NtW ve;j xUegu; Nghd;w Vw;fdNt cs;s gq;Fjhuu;fs; ,Uf;Fk;NghJtpw;gidf;fhd M/gh; toq;fg;gLk;. ,e;j tifahd toq;fypy;>KjyPl;lhsu;fspd; epjpfshdJ gq;Ffis tpw;gid nra;gtu;fSf;Fnry;YNk jtpu. epWtdj;jpw;F nry;yhJ.

ii nghJ toq;fiy gpd; njhlu;jy; (FPO): Vw;fdNt Kd;G IPOtoq;fpapUf;Fk; toq;Feh; my;yJ epWtdk; gj;jpuq;fis Gjpjhftoq;FtJ.

B. Kd;Dupikf;Fhpa toq;fy;: ,e;j toq;fy; Kiwapy;> Nkk;gLj;Jeu;fs;(g;nuhNkhl;lHfs;)> #o;r;rpj;jpwk; tha;e;j KjyPl;lhsHfs;> gzpahsHfs;Nghd;w milahsk; fhzg;gl;l KjyPl;lhsHfSf;F gj;jpuq;fs;toq;fg;gLfpd;wd.

C. cupikfs; toq;fy;: Vw;fdNt cs;s gq;Fjhuu;fSf;F Vw;fdNt cs;smtu;fsJ gq;Ffspd; tpfpjj;jpw;F Vw;g Gjpjhf toq;fg;gl;Ls;sgq;Ffspy; gq;fspg;gjw;F epWtdk; cupik toq;FtJ cupik toq;Fjy;vd;W miof;fg;gLfpwJ.

D. Cf;fj;njhif (Nghd];) toq;fy;: epWtdj;jpd; Vw;fdNt cs;sgq;Fjhuu;fSf;F mtu;fsJ Vw;fdNt cs;s gq;Ffspd; tpfpjj;jpw;F Vw;g$Ljy; nryT vJTk; ,y;yhky;> $Ljyhd ,ytr gq;Ffis toq;FtJCf;fj;njhif toq;Fjy; vd;W miof;fg;gLfpwJ.

nghJ kf;fsplkpUe;J epjpfis jpul;Ltjw;fhf> epWtdq;fs; SEBI-Ald; xUM/gh; Mtzj;ij jhf;fy; nra;a Ntz;Lk;. mJ l;uh/g;l; nul; n`h;hpq;jfty; Fwpg;G (g;uh];ngf;l];) my;yJ l;uh/g;l; jfty; Fwpg;G vdmiof;fg;gLfpwJ. ,e;j jfty; Fwpg;ghdJ epWtdj;jpd; tuyhW>g;NuhNkhl;lu;fspd; tptuq;fs;> tpahghu khly;> epWtdj;jpd; epjprhh;e;j tuyhW>me;j tpahghuj;jpy; cs;s rpukq;fs;> ve;j Nehf;fj;jpw;fhf gzk;jpul;lg;gLfpwJ> toq;Ftjw;fhd tpjpKiwfs; kw;Wk; me;j epWtdj;jpy;KjyPL nra;tijg; gw;wp KjyPl;lhsu; jPu;khdk; vLf;fcjtpahf ,Uf;Fk; ,ju jfty;fs; Mfpatw;iw cs;slf;fp ,Uf;Fk;.Kjd;ik re;ijapy; toq;fg;gLk; gj;jpuq;fs;> toq;fpa ehspypUe;J mLj;jMW gzp ehl;fSf;Fs; mq;fPfupf;fg;gl;l gq;Fr;re;ij gupkhw;wj;jpy;gl;bayplg;gl Ntz;Lk;. gpd;du; ,e;j gq;Ffs; NkYk; gq;Ffs; tu;j;jfk;eilngWtjw;fhf mq;fPfupf;fg;gl;l gq;Fr; re;ij gupkhw;wq;fspy;gl;bayplg;gLk;.

epWtdj;jhy; xJf;fPL nra;ag;gl;l gq;Ffs;> SEBI-ahy; mq;fPfupf;fg;gl;l

itg;Gj;njhif gq;Nfw;ghsu; (DP) %ykhf KjyPl;lhsupd; bNkl;; fzf;fpy; tuTitf;fg;gLk;.

6

xU KjyPl;lhsu; SEBI-apd; mq;fPfupf;fg;gl;l gq;Fj; jufu; %ykhf gq;Fr;re;ij gupkhw;wj;jpy; gq;Ffis tpw;W gzj;ijg; ngw KbAk;.

,uz;lhk;epiy re;ij: Kjd;ik re;ijapy; gj;jpuq;fs; toq;fg;gl;lJk;> mitgq;Fr; re;ij gupkhw;wq;fspy; gl;bayplg;gLk;. gq;Fr; re;ijgupkhw;wq;fs; %ykhf KjyPl;lhsu;fs; ,j;jifa gj;jpuq;fis thq;fNthmy;yJ tpw;fNth KbAk;. gq;F gupkhw;wq;fspd; gpujhdkhd ,uz;L gFjpfs;cs;sd. mit gzr; re;ij gpupT kw;Wk; fpisjpl;lq;fs; gpupT.

gj;jpuq;fs; re;ijapy; re;ij cs;fl;likg;G epWtdq;fs; kw;Wk;re;ij ,ilj;jufu;fs; ahu;?re;ij cs;fl;likg;G epWtdq;fs;: gj;jpur; re;ijapy; guptHj;jidfis(mjhtJ gj;jpuq;fis toq;Fjy; thq;Fjy; kw;Wk; tpw;wy;) vspjhf;Ftjw;fhdcs;fl;likg;ghdJ gq;Fr; re;ijfs;> itg;Gj;njhiffs; kw;Wk; jPHtfepWtdq;fshy; toq;fg;gLfpwJ. ,e;j epWtdq;fs; re;ij cs;fl;likg;GepWtdq;fs; (MIIs) vd;W miof;fg;gLfpd;wd. SEBI-apy; gjpT nra;ag;gl;l

re;ij cs;fl;likg;G epWtdq;fspd; (MIIs) gl;bay;:https://www.sebi.gov.in/intermediaries.html. vd;w ,izg;gpy; fpilf;fpwJ.

gq;Fr; re;ij gupkhw;wq;fs;> mtw;wpd; gjpT nra;ag;gl;l gq;FjufHfs; %ykhf> re;ijapy; epahakhd Kiwapy; epHzapf;fg;gl;ltpiyapYk;> gj;jpuq;fis thq;Ftjw;Fk; tpw;gid nra;tjw;Fk;> ehLKOtJkhd fzpdpkakhf;fg;gl;l jpiu mbg;gilapyhd tHj;jf jsj;ijtoq;Ffpd;wd. ,e;jpahtpy; SEBI-My; mq;fPfupf;fg;gl;l gq;Fr; re;ijfspd;

gl;bayhdJ https://www.sebi.gov.in/stock-exchanges.htmlvd;w ,izaj;jsj;jpy; fpilf;fpwJ. BSE ypkpnll; (BSE)> Ne\dy; ];lhf;

vf;];r;NrQ; M/g; ,e;jpah ypkpnll; (NSE) kw;Wk; nkl;Nuhghypl;ld; ];lhf;

vf;];r;NrQ; M/g; ,e;jpah ypkpnll; (MSE) Mfpad ehL jOtpa Kf;fpagq;Fr; re;ijfshFk;.

jPh;tf ngUepWtdq;fs;: jPh;tf ngUepWtdq;fspd; Kf;fpa nray;ghlhdJgq;Fr; re;ijfspy; nray;gLj;jg;gLk; tHj;jfq;fspd; jPHTf;F cj;jputhjk;mspg;gjhFk;. NtW tpjkhf nrhy;tnjd;why;> thq;Fgtu;fs; xt;nthUtUf;Fk;;mtHfs; thq;fpa gj;jpuq;fs; fpilf;Fk; vd;Wk;> xt;nthU gj;jputpw;gidahsUk; mtH tpw;Fk; gj;jpuq;fSf;F gzk; ngWthHfs; vd;Wk; jPh;tfngUepWtdq;fs; cj;jputhjk; mspf;fpd;wd.

ahu;?

https://www.sebi.gov.in/intermediaries.html.

https://www.sebi.gov.in/stock-exchanges.html

7

itg;gfq;fs;: itg;gfq;fs; vd;gJ KjyPl;lhsHfspd; gj;jpuq;fisbNkl;bhpaiy];; / kpd;dZ tbtj;jpy; itj;jpUf;Fk; kw;Wk;

KjyPl;lhsHfSf;F mtHfspd; nlg;ghrpl;lup gq;Nfw;ghsHfs; (DP) %yk; bNkl;Nritfis toq;Fk; epWtdq;fs; MFk;. ek; ehl;by; ,uz;L itg;gfq;fs;cs;sd. mit> Ne\dy; nrf;a+upl;b]; nlg;ghrpl;lup ypkpnll; (NSDL) kw;Wk;nrd;l;uy; nlghrpl;lup rHtPr]; (,e;jpah) ypkpnll; (CDSL). xt;nthU

itg;gfj;jpd; fPOk;> gjpT nra;ag;gl;l nlg;ghrpl;lup gq;Nfw;ghsHfs; (DPs)(tq;fpfspd; fpisfs; Nghd;w) cs;sd. mit KjyPl;lhsHfSf;F xU bNkl;fzf;ifj; njhlq;Fjy; kw;Wk; guhkupj;jy;> gq;Ffis bNkl;bhpaiy];nra;jy; Nghd;w gy;NtW Nritfis toq;Ffpd;wd.

Kjd;ik kw;Wk; ,uz;lhk;epiy re;ijapd; rPuhd nray;ghl;bw;Fre;ij ,ilj;jufHfs; Kf;fpakhd gq;Nfw;ghsHfs; Mtu;. gj;jpuq;fisthq;FtJ my;yJ tpw;gJ> gj;jpuq;fisf; ifahs;tJ kw;Wk; gj;jpuq;fspd;tHj;jfj;Jld; njhlHGila jfty;fis jUtJ Nghd;w nray;fSf;F ,tu;fs;cjtpahf cs;sdu;. ,jpy; gq;F jufHfs;> itg;Gj;njhif gq;Nfw;ghsHfs;>tzpf tq;fpahsHfs;> gq;F kw;Wk; gupkhw;w KftHfs;> gjpthsHfs;Nghd;wtHfs; ,tu;fspy; Kf;fpakhd rpyu; Mtu;. midj;J ,ilj;jufHfSk;SEBI-apy; gjpT nra;ag;gl;Ls;sdH kw;Wk; KjyPl;lhsHfisg; ghJfhf;f

ghpe;Jiuf;fg;gl;Ls;s tpjpKiwfis ,tu;fs; gpd;gw;w Ntz;Lk;. SEBI-ahy;mq;fPfupf;fg;gl;l re;ij ,ilj;jufHfspd; gl;baiygpd;tUk; ,izaj;jsj;jpy; fhzyhk;. http://www.sebi.gov.in.

KjyPL nra;tjd; mbg;gilfs;

ePq;fs; gj;jpur; re;ijapy; KjyPLnra;aj; njhlq;Ftjw;F Kd;> cq;fs;KjyPl;L ,yf;Ffs;> Fwpf;Nfhs;fs;kw;Wk; Mgj;Jfs; (ePq;fs; ve;j msTMgj;Jfis vjph;nfhs;sjahuhf ,Uf;fpwPu;fs; vd;w vy;iy)Nghd;wtw;iwg; Gupe;Jnfhz;Lmilahsk; fhz Ntz;Lk;. xt;nthU

KjyPl;L jPu;khdKk; cq;fs; NjitfisAk; fl;lhaq;fisAk; gpujpgypf;fNtz;Lk;. NkYk; ePq;fs; vLf;Fk; jPu;khdk; cq;fspd; tpUg;gg;gbNa ,Uf;fNtz;Lk;. cjhuzkhf> epiyahd tUkhdj;ijj; jUk; ghJfhg;ghdjpl;lq;fspy; ePq;fs; KjyPL nra;aj; jahuhf ,Uf;fpwPHfsh my;yJ rw;Wmjpf Mgj;ij vjph;nfhz;L> mjpf tUkhdj;ijj; juf;$ba jpl;lq;fspy;KjyPL nra;a tpUk;GfpwPHfsh vd;gij jPu;khdpf;f Ntz;Lk;. xt;nthUKjyPLk; me;j KjyPl;bd; kjpg;gpy; cs;shh;e;j khw;wq;fSld; Nru;j;Jmghaj;JlDk; tUfpwJ.

http://www.sebi.gov.in./

8

cjhuzkhf> Ml;Nlhnkhigy; Jiwapd; gq;Ffspy; KjyPL nra;tJ vd;gJMl;Nlhnkhigy; JiwAld; ,izf;fg;gl;l Mgj;Jld; Nrh;e;J jhd; ,Uf;Fk;(tpw;gid cauyhk; my;yJ rhpayhk; my;yJ xU gpuhz;l; fhHfs; kw;wgpuhz;l;fis tpl mjpfkhf tpw;fg;glyhk;). cq;fs; ,yf;Ffis ePq;fs;jPHkhdpj;jJk;> ePq;fs; ve;j msT Jzpr;ryhf nray;gl tpUk;GfpwPu;fs;vd;gij milahsk; fz;lJk;> jaTnra;J ePq;fs; KjyPL nra;a tpUk;Gk;njhif kw;Wk; ePq;fs; KjyPL nra;a tpUk;Gk; fhy msT Mfpatw;iwjPHkhdpf;fTk;. Mgj;ij re;jpf;Fk; jpwd; vd;gJ xt;nthU KjyPl;lhsUf;Fk;NtWgLfpwJ. mJ me;j KjyPl;lhsupd; taJ kw;Wk; mtuJ Fwpf;Nfhs;fs;Mfpatw;iwg; nghWj;Jk; mikfpwJ.

KjyPl;lhsHfs; jq;fsJ cupikfs;> nghWg;Gfs;> nra;a Ntz;bait kw;Wk;nra;af;$lhjit gw;wpAk; mtu;fs; ed;F mwpe;jpUf;f Ntz;Lk;> NkYk; ,Jnjhlu;ghd Mtzq;;fs; SEBI kw;Wk; gq;Fr; re;ijfspd; tiyj;jsq;fspy;fpilf;fpd;wd. gj;jpur; re;ijapy; KjyPL nra;tjw;F nra;a Ntz;baitkw;Wk; nra;af; $lhjit ,e;j rpw;Nwl;bd; gpw;Nru;f;if-I-,y; ,izf;fg;gl;Ls;sd. mNjhL $Ljyhf> KjyPl;lhsHfspd; cupikfs;

kw;Wk; flik nghWg;Gfs; vd;d vd;gJk; ,e;j ifNal;bd; gpw;Nru;f;if-II-,y; ,izf;fg;gl;Ls;sd.

xU epWtdj;jpd; gq;Ffspy; KjyPL nra;tjw;F Kd; KjyPl;lhsHfs;jftywpe;j Kbit vLf;f Ntz;Lk;. epWtdk; njhlHghd njspthdtp\aq;fs;> mjd; g;NuhNkhl;lHfs;> jpl;l tptuq;fs;> epjprhh;e;j tptuq;fs;Nghd;w midj;J jfty;fisAk; mtHfs; ftdkhf gbf;f Ntz;Lk;. ,Jnjhlu;ghd midj;J jfty;fisAk; gq;Fr; re;ijfspd; ,izaj;jsq;fspy;ghu;f;f KbAk;.

gj;jpu re;ijapy; KjyPL nra;a> KjyPl;lhsHfs; SEBI-apy; gjpT nra;ag;gl;lve;j xU KjyPl;L MNyhrfiuAk; mZfyhk;. SEBI-apy; gjpT nra;ag;gl;lKjyPl;L MNyhrfupd; gl;bayhdJ gpd;tUk; ,izaj;jsj;jpy; fpilf;fyhk;.https://www.sebi.gov.in.

MapDk;> gjpT nra;ag;glhj KjyPl;L MNyhrfHfsplkpUe;J ngwg;gLk;Ntz;lhj MNyhridfs; Fwpj;J KjyPl;lhsHfs; vr;rupf;ifahf ,Uf;f

Ntz;Lk;. tptuq;fSf;F> ,e;j rpw;Nwl;bd; gpw;Nru;f;if-III-I ePq;fs; ghu;f;fyhk;.

gj;jpuq;fs; re;ijapy; KjyPL nra;tjpy; cs;s Kf;fpa Mgj;Jfs;:

re;ij Mgj;J my;yJ Kiwg;gLj;jg;gl;l Mgj;J: epjpr; re;ijfspd;xl;Lnkhj;j nray; jpwd; kw;Wk; ehl;bd; nghJthd nghUshjhuj;ijghjpf;Fk; fhuzpfshy; KjyPl;lhsH ,og;Gfis re;jpf;f NeupLk; vd;WFwpg;gpLfpwJ.

https://www.sebi.gov.in./

9

Kiwg;gLj;jg;glhj Mgj;J: xU Fwpg;gpl;l epWtdk; my;yJnjhop;w;rhiyAld; ,izf;fg;gl;Ls;s epiyaw;w jd;ik vd;gJKiwg;gLj;jg;glhj Mgj;jhf ,Uf;fyhk;.

gztPf;f Mgj;J: gztPf;f Mgj;J vd;gJ nfhs;Kjy; nra;Ak; mjpfhuMgj;J vd;Wk; miof;fg;gLfpwJ. gztPf;fk; fhuzkhf nfhs;Kjy;nra;Ak; mjpfhuk; Fiwe;J> KjyPl;by; ,Ue;J tUk; gzg;Gof;fq;fshdJ vjpHfhyj;jpy; mtw;wpd; kjpg;ig ,of;f tha;g;Gcs;sjhf $wg;gLfpwJ.

gzg;Gof;f Mgj;J: xU KjyPl;il tpiuthf thq;fNth tpw;fNthKbahjNghJ vspjpy; gzkhf;f ,ayhj Mgj;J Vw;gLfpwJ.

tzpf Mgj;J: VNjDk; rhjfkw;w nray;ghl;L> re;ij my;yJ epjprhh;epiyik fhuzkhf xU epWtdj;jpd; tzpfk; ghjpf;fg;glf;$Lk; my;yJnray;ghLfis epWj;jf;$Lk; vdf; Fwpg;gplg;gLfpwJ.

mopjd;ik Mgj;J: epWtdq;fspd; gq;F tpiyfs; fhyg;Nghf;fpy;Vw;w ,wf;fkhf Mtjhy; mopjd;ik Mgj;J Vw;gLfpwJ.

ehza Mgj;J: me;epa nryhtzp tpfpjq;fspy; Vw;w ,wf;fk;Njhd;Wk;NghJ cz;lhff;$ba ,og;Gfs; gw;wpa mghaj;ij ,JFwpg;gpLfpwJ> xU KjyPl;lhsH me;epa nryhtzpapy; KjyPL nra;jhNyhmy;yJ me;epa nryhtzp tHj;jfk; nra;j KjyPLfspd; NghNjh mtHehza Mgj;ij vjpHnfhs;sf; $Lk;.

Mgj;ij Fiwg;gJ vg;gb?

KjyPl;lhsHfs; ntt;NtW topfspy; Mgj;ijf; Fiwf;f Kaw;rp nra;ayhk;.nrhj;J xJf;fPL vd;gJ xU #o;r;rpj;jpwkhFk;. ,ij cgNahfpj;J> xUKjyPl;lhsH jq;fs; KjyPLfis gy;NtW epWtdq;fs; kw;Wk; nrhj;Jg;gpupTfspy; gy;tifg;gLj;Jtjd; thapyhf Mgj;ijf; Fiwf;f KbAk;.

rk gq;Ffspy; KjyPL nra;a> xU KjyPl;lhsH %d;W fzf;Ffisj; jpwf;fNtz;Lk; mit:

gj;jpuq;fs; re;ijapy; KjyPLnra;tjw;fhd Kd; Njitg;ghLfs;

tq;fpf;fzf;F

bNkl;fzf;F

tu;j;jff;fzf;F

10

a) tq;fpf; fzf;F.

b) mq;fPfupf;fg;gl;l gq;Fr; re;ijapd; SEBI-apy; gjpT nra;ag;gl;l gq;Fjufupd; tHj;jf fzf;F my;yJ juF fzf;F. ,e;j fzf;F gq;Fr;re;ijfspy; gj;jpuq;fis thq;fTk; tpw;fTk; gad;gLfpwJ. xU tHj;jffzf;ifj; njhlq;f> ePq;fs; fzf;F njhlq;Fk; gbtj;ij g+Hj;jp nra;J>thbf;ifahsiu mwpe;J nfhs;s Njitahd (KYC) Mtzq;fspy;ifnahg;gkpl;L rkHg;gpf;f Ntz;Lk;.

fzf;F njhlq;;Fk; gbtj;ij g+Hj;jp nra;Ak;NghJ gpd;tUk; Kd;ndr;rupf;ifeltbf;iffis Nkw;nfhs;Sq;fs;:

ntt;NtW gupkhw;wq;fspy; tHj;jfk; nra;tjw;fhd tpUg;gq;fisFwpf;Fk;NghJ ePq;fs;; ifnahg;gkpl Ntz;Lk;.

cq;fs; fzf;Ffspy; nghUe;jf;$ba midj;J nryTfs; / fl;lzq;fs; /juF Mfpatw;iw ePq;fs; ftdkhf mwpe;J> mjw;fhd gjpititj;jpUf;f Ntz;Lk;.

ePq;fs; tHj;jfk; nra;a tpUk;Gk; gpupTfis milahsk; fhz Ntz;Lk;;(gzk;> F&O> ehza fpisnghUl;fs; my;yJ NtW VNjDk; gpupTfs;).fpisnghUl;fspy; tHj;jfk; nra;tjw;F fpisnghUl;fisg; gw;wp Gupe;Jnfhs;s Ntz;Lk;.

njhlh;; fzf;F trjp> mjpfhug; gj;jpuj;ij epiwNtw;Wjy;; Nghd;w $Ljy;trjpfis ePq;fs; ngw tpUk;gpdhy;> vjpHfhyj;jpy; ve;jnthUrHr;iriaAk; jtpHf;f ePq;fs; gq;F jufUf;F Fwpg;gpl;l mq;fPfhuj;ijmspf;f Ntz;Lk;.

fzf;F njhlq;Fk; gbtj;jpy; cq;fs; kpd;dQ;ry; Kftup kw;Wk; nkhigy;vz;iz toq;f Ntz;Lk;. ePq;fs; njupe;J nfhs;s Ntz;ba tHj;jfGJg;gpg;Gfisg; gw;wp cq;fsplk; njhptpf;f jufH kw;Wk; gq;Fr;re;ijfs; ,e;j njhlHG tptuq;fisg; gad;gLj;Jfpd;wdu;.

cq;fs; gjpTfSf;fhf> fzf;F njhlq;Fk;; gbtj;jpd; efiy ePq;fs;mtrpakhf Nfl;Lg; ngw Ntz;Lk;.

c) bNkl; fzf;F gj;jpuq;fis bNkl;bhpaiy];L / kpd;dZ tbtj;jpy;itj;jpUf;Fk; trjpia toq;FfpwJ. ve;jnthU itg;gfj;jpd;

itg;Gj;njhif gq;Nfw;ghsH (DP) %ykhfTk; bNkl;; fzf;ifj; njhlq;fKbAk;.

11

bNkl;; fzf;fpd;;; mbg;gil Nritfs; (BSDA):

bNkl;; fzf;fpd;; mbg;gil Nritfs; vd;gJ xNu xU bNkl;; fzf;F(midj;J itg;gfq;fspYk;) kl;LNk itj;jpUf;Fk; jdpegHfSf;F toq;fg;gLk;bNkl;; fzf;F trjpahdJ> fld; my;yhj gj;jpuq;fs; kw;Wk; fld;gj;jpuq;fSf;F kjpg;G ve;j xU Neuj;jpYk; jyh &.2 yl;rj;jpw;Fmjpfkhf ,Uf;fhJ.

BSDA-f;fhd tUlhe;jpu guhkupg;G fl;lzq;fs; (AMC) fl;likg;G fPNoFwpg;gplg;gl;Ls;sJ:

gj;jpu tif gq;Ffspd; nkhj;j kjpg;G fl;lzq;fs;

fld; my;yhj gj;jpuq;fs; &gha; 50>000/- tiu AMC ,y;iy

&gha; 50>001 Kjy; &gha;2>00>000/- tiu &gha; 100/- tiu

fld; gj;jpuq;fs; &gha; 1,00>000/- tiu AMC ,y;iy

&gha; 1,00>001 Kjy; &gha;2>00>000/- tiu &gha; 100/- tiu

,J Fwpj;j rkPgj;jpa tpjpfSf;F SEBI ,izaj;jsk; my;yJ me;je;jitg;gfj;ij fhzTk;.

NkNy Fwpg;gplg;gl;l %d;W fzf;Ffspd; fyitahdJ (mjhtJ xU tq;fpfzf;F> xU bNkl;; fzf;F kw;Wk; tHj;jf fzf;F) ngUk;ghYk; “3-,d;-1"fzf;F vd Fwpg;gplg;gLfpwJ. KjyPl;lhsHfs; Nkw;$wpa %d;W fzf;Ffisntt;NtW itg;Gj;njhif gq;Nfw;ghsH / jufH / epWtdj;Jld; jdpj;jdpahfj;njhlq;fyhk; my;yJ mtHfs; %d;W fzf;FfisAk; xNu trjpAld;njhlq;;Fk; trjpia toq;Fk; xw;iw itg;Gj;njhif gq;Nfw;ghsH / jufH /epWtdj;ijAk; mZfyhk;.

SEBI-apy; gjpT nra;ag;gl;l gq;F jufHfs; kw;Wk; itg;Gj;njhifahsH

gq;Nfw;ghsHfspd; gl;bay; SEBI-apd; mjpfhug;g+Ht ,izaj;jsj;jpypUe;J

(www.sebi.gov.in) my;yJ me;je;j gq;Fr; re;ijfs; my;yJ itg;gfq;fspd;tiyj;jsq;fspypUe;J ngwg;glyhk;.

fzf;if njhlq;Ftjw;fhd nray;Kiw: cq;fsJ thbf;ifahsiuj; njupe;Jnfhs;tjw;fhd (KYC) nray;Kiw

bNkl;;/tu;j;jf/tq;fp fzf;ifj; njhlq;;Fk;NghJ> cq;fs; thbf;ifahsiumwpe;J nfhs;Sq;fs; (KYC) Mtzq;fis ePq;fs; rkHg;gpf;f Ntz;Lk;. KYCvd;why; vd;d vd;gijg; Gupe;Jnfhs;Nthk;> mJ Vd; fl;lhakhdJ?

http://www.sebi.gov.in/

12

gz Nkhrb jLg;Gr; rl;lk;> 2002 kw;Wk; mjd; fPo; mikf;fg;gl;l tpjpfspd; gbKYC fl;lhakhdJ MFk;. bNkl;; / tu;j;jf / tq;fp fzf;ifj; njhlq;Fk;NghJ>

thbf;ifahsH mjpfhug;g+Htkhf nry;YgbahFk; Mtzq;fis (OVDs)milahsr;; rhd;whfTk; Kftupf;fhd rhd;whfTk; rkHg;gpf;f Ntz;Lk;>

NkYk; ,e;j Mtzq;fs; KYC Njitfspd; xU gFjpahFk;. ghd; fhHL /jdpj;Jtkhd milahsk; (UID) (MjhH) / gh];NghHl; / thf;fhsH milahs

ml;il / Xl;LeH cupkk; Nghd;w njhlHGila Jiz gupe;Jiuf;fg;gl;lMtzq;fs; %yk; KjyPl;lhsH jdJ milahsj;ijAk; KftupiaAk;epiyehl;l KbAk;. KYC gbtk; rkHg;gpf;fg;gl;lJk;> xU jdpj;Jtkhd KYCmilahs vz; (KIN) cUthf;fg;gl;L SMS / kpd;dQ;ry; %yk;

thbf;ifahsUf;F njuptpf;fg;gLfpwJ. KYC vd;gJ XNu Kiw nra;ag;gLk;nray;Kiw kw;Wk; midj;J ,ilj;jufHfSf;Fk; nry;YgbahFk;. gj;jpur;re;ijapy; kw;nwhU ,ilj;jufUld; fzf;ifj; njhlq;Fk;NghJ ePq;fs; kPz;Lk;mNj nray;Kiwf;F cl;gLj;jg;gl Ntz;bajpy;iy.

cjtpf;Fwpg;Gfs;:

- ifnahg;gkpLtjw;F Kd; midj;J Mtzq;fisAk; gbj;J Gupe;Jnfhz;BHfs; vd;gij cWjp nra;Jf; nfhs;Sq;fs;.

- ve;jnthU ntw;Wf; fhfpjq;fspYk;; ifnahg;gk; ,lhjPu;fs;.

- vg;NghJNk fzf;F njhlq;Fk; Mtzq;fspd;; ,izg;gpy;Fwpg;gplg;gl;Ls;s nra;a Ntz;bait kw;Wk; nra;af;$lhjtw;iwftdkhf ghu;j;Jg; gpd;gw;w Ntz;Lk;.

- cq;fs; fzf;fpy; guptHj;jidfs; Fwpj;j SMS kw;Wk; kpd;dQ;ry;myh;l;;fisg; ngw cq;fs; nkhigy; vz; kw;Wk; kpd;dQ;ry; Kftupiatq;fp> itg;Gj;njhif gq;Nfw;ghsH kw;Wk; gq;F jufH MfpNahuplk; gjpTnra;tij cWjpg;gLj;jpf; nfhs;Sq;fs;.

mjpfhug; gj;jpuk;;mjpfhug; gj;jpuk; vd;gJ mjpf Kf;fpaj;Jtk; tha;e;j xU MtzkhFk;>Vnddpy; ,J cq;fs; cupikfs; kw;Wk; cq;fs; fzf;Ffs; kw;Wk; gzj;ijNtW xUtUf;F toq;Fk; jpwd; nfhz;lJ. gj;jpur; re;ijapy;> xUthbf;ifahsH mjpfhug; gj;jpuj;ij gq;F jufUf;F Mjuthf / gq;F jufHkw;Wk; itg;Gj;njhif gq;Nfw;ghsUf;F Mjuthf mjpfhuj;ij toq;fpjd;Dila bNkl;;; fzf;F kw;Wk; tq;fpf; fzf;if nray;gLj;jyhk;. mJ>gq;Ffis toq;FtijAk;> epjpfis nrYj;JtijAk; my;yJ ngWtijAk;vspjhf;Fk;. SEBI-apd; topfhl;Ljypd;gb xU Fwpg;gpl;l mjpfhug; gj;jpuk;; (PoA)>gq;F jufUf;F my;yJ itg;Gj;njhif gq;Nfw;ghsUf;F Mjuthf me;jthbf;ifahsuhy; nray;gLj;jg;glyhk;.

13

SEBI-apd; topfhl;Ljypd;gb> mjpfhug; gj;jpuj;ij toq;fifnahg;gk; ,lNtz;Lk; vd;gJ fl;lhakhdJ ,y;iy. mjpfhug; gj;jpuj;jpy;;ifnahg;gkpLtJ Kw;wpYk; fl;lhak; ,y;yhjJ kw;Wk; jd;dhh;tj;jpyhdjhFk;

– mjpfhug; gj;jpuj;jpy; ifnahg;gkpLtJ cq;fSf;F gaDs;sjhf ,Uf;Fk;vd ePq;fs; mwpe;jhy;> ePq;fs; mjpy; ifnaOj;jplyhk;. ve;j Neuj;jpYk; ePq;fs;mjpfhug; gj;jpuj;ij uj;J nra;ayhk;.

gq;F jufH / itg;Gj;njhif gq;Nfw;ghsUf;F Mjuthf ePq;fs; mjpfhug;

gj;jpuj;ij (PoA) nray;gLj;j tpUk;gpdhy;> jaTnra;J me;je;j

mjpfhug;g+Ht ,izaj;;jsq;fspy; fpilf;Fk; SEBI / gq;F gupkhw;wq;fs; /itg;Gj;njhiffs; toq;Ffpw topfhl;Ljy;fisg; gpd;gw;wTk;.

epakdk; nra;jy;

epakdk; nra;jy;; vd;gJ xU jdpegh; KjyPl;lhsu; jdf;F ,wg;G Vw;gl;lhy;jd;Dila bNkl;;; fzf;Ffspy; itj;jpUf;Fk; gj;jpuq;fspd; chpik Nfhuy;my;yJ mtw;wpd; kPl;G nray;ghLfSf;F (gu];gu epjp msTfs; nghWj;;jtiu)xU egiu epakdk; nra;a cjTfpw xU trjpahFk;.

gj;jpuq;fs; re;ijapy; ehd; KjyPL nra;tJ vg;gb?

a. Kjd;ik re;ij %ykhf KjyPL nra;jy;

xU epWtdk; nghJ toq;fy; %yk; nghJ kf;fSf;F gq;Ffis toq;Fk;NghJ>ePq;fs; Njitahd tpz;zg;g gbtj;ij rkHg;gpg;gjd; %yk; gq;FfSf;Ftpz;zg;gpf;fyhk;. gj;jpuq;fis toq;Ftjw;fhf> mij toq;Fk; epWtdk; rpytpjpfs;> xOq;FKiwfs; Nghd;wtw;iwg; gpd;gw;w Ntz;Lk;. xJf;fPLnra;ag;gl;l gq;Ffs; DP-Ald; guhkupf;fg;gLk; tpz;zg;gjhuupd; bNkl;; fzf;fpy;tuT itf;fg;gLk;. gj;jpuq;fis xJf;fPL nra;tJ bNkl; tbtj;jpy;nra;ag;gLk;. KjyPl;lhsHfs; gpd;dH mtw;iw NtW tbtj;jpy; khw;wpf;nfhs;syhk;. nghJ toq;fy; epiwtile;jJk;;> MW (06) gzp ehl;fSf;Fs;>Nkyjpf gq;F tu;;j;jfk; eilngWk; ,lj;jpy; xJf;fPL nra;ag;gl;l gq;Ffs;mq;fPfupf;fg;gl;l gq;Fr; re;ijfspy; gl;bayplg;gLk;.

14

jaTnra;J ftdpf;fTk;:

rkPgj;jpa SEBI topfhl;Ljy;fspd;gb> gq;Fr; rhd;wpjo;fs; Nghd;wgj;jpuq;fis KOikahd tbtj;jpy; my;yJ bNkl;;; tbtj;jpy;itj;jpUg;gjh vd;gij ePq;fNs NjHT nra;ayhk;. ,Ug;gpDk;> Vg;uy; 01>2019 Kjy; eilKiwf;F tUk; epiyapy;> bNkl; tbtj;jpy; itj;jpUe;jhy;kl;LNk gj;jpuq;fis khw;w KbAk;. vdNt xU bNkl; fzf;ifj; njhlq;fpmidj;J gj;jpuq;fisAk; bNkl; tbtj;jpy; itj;jpUg;gJ rpwe;jJ. gq;Ffs;jq;fs; rl;lg;g+Ht guk;giu thupRfSf;F my;yJ kuGtopahf mLj;jjiyKiwf;F khw;wg;gl Ntz;Lk; vd;why; ,e;j tpjp nghUe;jhJ.

Kjd;ik re;ijapy; KjyPL nra;tjw;fhd nray;Kiw

xU epWtdj;jpd; gq;Ffis Neubahf epWtdj;jplkpUe;J tpz;zg;g gbtj;ijg+Hj;jp nra;tjd; %yKk;> nghJthf toq;Fjy; nghJkf;fSf;Ffpilf;fg;ngWk; Neuj;jpy; gzk; nrYj;Jtjd; %yKk; thq;fyhk;. tpz;zg;ggbtj;jpy;> ngaH> Kftup> tpz;zg;gpj;j gq;Ffspd; vz;zpf;if> tq;fp fzf;Ftptuq;fs;> gq;Ffs; tuT itf;fg;gl Ntz;ba bNkl;;; fzf;F Nghd;wtptuq;fis ePq;fs; epug;g Ntz;Lk;. me;j IPO-tpy; KjyPL nra;a MHtKs;s

KjyPl;lhsHfs; gpd;dH jil nra;ag;gl;l njhif (ASBA) Mjupf;Fk;

tpz;zg;gj;jpd; %ykhfTk;> xUq;fpize;j fl;lz ,ilj;jsk;; (UPI)-I xUfl;lz ,af;fKiwahfg; gad;gLj;Jtjd; %ykhfTk; tpz;zg;gpf;fyhk;(gpd;dh; tpupthf rpw;Nwl;by; Fwpg;gplg;gl;Ls;sJ). mjd; gpd;dH KjyPl;lhsHfs;tpz;zg;g gbtj;ij g+Hj;jp nra;J> mtHfspd; tpUg;gg;gb gq;Ffis xJf;fPLnra;a tpz;zg;gpf;f Ntz;Lk;. KjyPl;lhsH tpz;zg;gpj;j gq;FfSf;fhd

njhif> gpd;dH KjyPl;lhsupd; tq;fpf; fzf;fpy; jLf;fg;gLk;. xU IPO-itgl;baypLtjw;fhd KO nray;Kiwf;Fk;> MW (06) gzp ehl;fs; Njitg;gLk;.gq;Ffs; ahUf;F toq;fg;gLfpwNjh> me;j KjyPl;lhsHfs; jq;fs; bNkl;fzf;fpy; gq;Ffisg; ngw;Wf; nfhs;thh;fs; kw;Wk; mjw;fhd epjpfs;mth;;fSila tq;fpf; fzf;fpypUe;J nlgpl; nra;ag;gLk;. gq;Ffs; xJf;fPLnra;ag;glhtpl;lhy;> tpz;zg;gpf;Fk;; KjyPl;lhsupd; tq;fpf; fzf;fpy;jilnra;ag;gl;l epjp jpUk;g toq;fg;gLk;.

15

vr;rupf;if Fwpg;Gfs;:

- xU epWtdj;jpd; gq;Ffspy; KjyPL nra;tjw;F Kd; epWtdj;jpd; tptuf;Fwpg;NgL (g;uh];ngf;l];) / nul; n`h;hpq; tptuf; Fwpg;NgL / M/gh;Mtzj;ij ftdkhfg; gbAq;fs;.

- nghJ toq;fypy;; cs;s gq;FfSf;F tpz;zg;gpf;Fk;NghJ gq;Ffspd;tpiy kw;Wk; msT Fwpj;J cupa ftdk; nrYj;Jq;fs;.

- gq;FfSf;F ePq;fs; tpz;zg;gpj;j tpiyia Fwpj;J itj;jpUq;fs;.

- re;ij czHr;rptaf; fUj;Jf;fspd; mbg;gilapy; KjyPL nra;ahjPHfs;>khwhf epWtdk; kw;Wk; mjd; epjp Fwpj;J gFg;gha;T nra;JGj;jprhypj;jdkhf KjyPL nra;Aq;fs;.

tq;fp fzf;fpy; xU Fwpg;gpl;l njhifia epWj;jpitf;Fk; xg;Gjiycs;slf;fpa tpz;zg;gq;fs; (ASBA)KjyPl;lhsHfs; ,g;NghJ ASBA %yk; IPO-f;fspy; gj;jpuq;fSf;F

tpz;zg;gpf;fyhk;. ASBA-,y;> KjyPl;lhsH tpz;zg;gpj;j gq;Ffspd; mstpw;Fgzk; jLf;fg;gLk;> Mdhy; mJ xJf;fPL nra;ag;gLk; tiu cq;fs;fzf;fpy; ,Uf;Fk;. gq;Ffs; Nghd;wtw;iw xJf;fPL nra;Ak;NghJ> Njitahdnjhif cq;fs; fzf;fpypUe;J nlgpl; nra;ag;gLk;. jLf;fg;gl;l njhifnjhlHe;J tl;b <l;bj; jUfpwJ kw;Wk; xJf;fPL nra;ag;glhtpl;lhy; gzj;ijj;jpUk;gg; ngw Ntz;ba mtrpakpy;iy. vdNt> IPO-f;fspy; tpz;zg;gpg;gjw;fhdfhNrhiyia cz;ikapy; mDg;Gtjw;F gjpyhf> Nrfupg;G tq;fpfspd; rpy

fpisfshy; trjp nra;ag;gl;l jLf;fg;gl;l njhif (ASBA) Mjupf;Fk;tpz;zg;gj;jpd; %yk; ,g;NghJ tpz;zg;gpf;fyhk;. ,e;j tq;fpfspd; gl;bay;SEBI-apd; ,izajsj;jpy; fpilf;fpwJ. IPO-f;fspy; xUq;fpize;j

fl;lz ,ilj;jsj;ij (UPI) gzk; nrYj;Jk; ,aq;FKiwahfg;

gad;gLj;Jtjd; %yk; KjyPl;lhsHfs; ,g;NghJ KjyPL nra;ayhk;. (UPI)-iag; gad;gLj;jp KjyPL nra;tjw;fhd nray;Kiw gpw;Nru;f;if-IV-,y;tpsf;fg;gl;Ls;sJ.

b. ,uz;lhk;epiy re;ij %ykhf KjyPL nra;jy;

mq;fPfupf;fg;gl;l gq;Fr; re;ijapd; gq;F jufUld; ePq;fs; xU tHj;jf / juFfzf;ifj; njhlq;fpaTld;> gq;Fr; re;ijapy; gq;F jufH %yk; xUepWtdj;jpd; gq;Ffis thq;fyhk; my;yJ tpw;fyhk;. ,izaj;js tHj;jffzf;ifg; gad;gLj;jp cq;fs; jufH %yk; gj;jpuq;fis thq;f my;yJtpw;gid nra;tjw;fhd Mh;liu ePq;fs; mDg;gyhk;. jufupd; ,izaj;jsk;>jufupd; nkhigy; tHj;jf nraypiag; ghHitapLtjd; %yk;>njhiyNgrp %yk; mioj;J nra;Ak; tHj;jf trjpiag; gad;gLj;jpAk;;> jufHmYtyfj;jpw;F Nehpy; tUif jUtjd; %ykhfTk; my;yJ mq;fPfupf;fg;gl;lgq;Fj; jufu;fs; %ykhfTk; ePq;fs; mij nra;ayhk;.

16

Mh;lh; toq;Ftjw;fhd Kiwfs;


- gq;Ffis thq;FtJ my;yJ tpw;gJ vd;gJ SEBI-apy; gjpT nra;ag;gl;lgq;F jufH my;yJ mq;fPfupf;fg;gl;l egH %ykhf kl;LNk nra;ag;glNtz;Lk;.

- ,uz;lhk; epiy re;ijapy; tHj;jfk; nra;Ak; NghJ> jufuplk; ePq;fs;je;j MHlHfspd; gjpit vg;NghJk; itj;jpUq;fs;.

tu;j;jf ehl;fs; kw;Wk; tu;j;jf & jPu;;T Row;rpgq;Fr; re;ijfspy; tHj;jfk; thuj;jpd; midj;J ehl;fspYk; eilngWfpwJ(rdp> QhapW kw;Wk; gq;Fr; re;ijfshy; mwptpf;fg;gl;l tpLKiw ehl;fs;jtpu).

gq;Ffis thq;Fk;NghJ> njhlHGila jPHTf;fhd gzk; nrYj;Jk; ehSf;FKd;djhf cq;fs; gq;F jufupd; tq;fpf; fzf;fpy; gzk; nrYj;j Ntz;Lk;(Kd;Dupikahf cq;fs; nfhs;Kjy; Mh;lh; ntw;wpfukhf nray;gLj;jg;gl;lJvd;W jufuplkpUe;J cWjpg;gLj;jg;gl;l clNdNa). ,NjNghy;> gq;Ffistpw;gid nra;jhy;> rk;ge;jg;gl;l jPHTf;fhd fl;lzk; nrYj;Jk; ehSf;FKd;djhf ePq;fs; gq;Ffis jufupd; bNkl;;; fzf;fpy; toq;f Ntz;Lk;.

gzk; nrYj;j Ntz;ba (Ng-,d;) ehs; kw;Wk; gzk; ngw Ntz;ba (Ng-mTl;)ehs; vd;gJ vd;d? gzk; nrYj;j Ntz;ba (Ng-,d; Nl) ehs; vd;gJ gupkhw;wre;ijapd; jPHtf epWtdj;jpw;F jufHfs; gzk; nrYj;Jjy; my;yJgj;jpuq;fis toq;Ftjw;fhd ehs; MFk;. gzk; ngWk;; ehs; vd;gJ jPh;tfepWtdk; jufUf;F gzk; nrYj;Jjy; my;yJ gj;jpuq;fis toq;Ftjw;fhdehs; MFk;. jPHT Row;rp xU T+2 Nuhypq;; jPHT mbg;gilapy; Vg;uy; 01> 2003

(T vd;gJ tHj;jf ehisf; Fwpf;fpwJ) md;W eilKiwf;F te;jJ.

njhiyNgrp%ykhfMu;lu; jUjy;

nkhigy;tu;j;jfnrayp (Mg;)

,izaj;jstu;j;jffzf;F

jufuplk;Neubahf

Mu;lu; nra;jy;

re;ijapy;gq;Ffisthq;Fjy;

17

vLj;Jf;fhl;lhf> xU jpq;fl;fpoik nray;gLj;jg;gLk; tHj;jfq;fs; nghJthfgpd;tUk; Gjd;fpoik md;W jPHf;fg;gLfpd;wd (tHj;jf ehspypUe;J 2 gzpehl;fisf; fUj;jpy; nfhz;L). epjpfs; kw;Wk; gj;jpuq;fis nrYj;Jjy; kw;Wk;ngWjy; Mfpait T+2 ehspy; Nkw;nfhs;sg;gLtij gq;Fr; re;ijfs; cWjpnra;fpd;wd.

epjpfs; toq;Fjy;: epjpfs; my;yJ gj;jpuq;fis toq;Fjy; vd;gJ epjpfs;my;yJ gj;jpuq;fis jufu;fspd; fzf;fpypUe;J gupkhw;wj;jpw;fhdfzf;fpw;F khw;WtjhFk;.

epjp jUjy;;: epjpfs; my;yJ gj;jpuq;fis jUjy; vd;gJ gj;jpuq;fSf;fhdtu;j;jfk; nra;J Kbe;jTld;> epjpfs; my;yJ gj;jpuq;fis jufu;fspd;fzf;fpypUe;J thbf;ifahsupd; fzf;fpw;F gupkhw;wk; nra;tjhFk;.


- tu;j;jf Row;rpf;;fhf gzk; nrYj;j Ntz;ba ehSf;F Kd;ghf>NghJkhd msT epjpfs; my;yJ cq;fsJ tq;fpapy; gj;jpuq;fs; my;yJbNkl; fzf;F Nghd;wtw;iw ePq;fs; itj;jpUf;fpwPu;fsh vd;gij cWjpnra;J nfhs;Sq;fs;.

- gzk; nrYj;Jtjw;F NghJkhd msT epjpfs; my;yJ gj;jpuq;fs;fpilf;ftpy;iy vd;gJ mguhjk; t#ypj;jy; kw;Wk; KjyPl;lhsUf;Fel;lq;fs; Nghd;wit Vw;gl toptFf;Fk;.

xg;ge;jf; Fwpg;G

xg;ge;j Fwpg;G vd;gJ gq;F jufH nra;j tHj;jfj;jpd; rhd;W MFk;. ,Jthq;fg;gl;l / tpw;fg;gl;l gj;jpuq;fs;> tHj;jfk; nra;ag;gl;l tpiy> tHj;jfk;nra;j Neuk;> juF Nghd;w guptHj;jidfspd; tptuq;fisf; nfhz;l xU rl;lMtzkhFk;. xg;ge;jf; Fwpg;Gfs; Neub tbtj;jpy; my;yJ kpd;dZ tbtj;jpy;toq;fg;glyhk;. ePq;fs; xU kpd;dZ xg;ge;jf; Fwpg;igj; NjHT nra;jhy;>cq;fs; kpd;dQ;ry; id-apd; tptuq;fSld; gq;F jufUf;F xU Fwpg;gpl;lmq;fPfhuk; toq;fg;gl Ntz;Lk;. ,j;jifa kpd;dZ xg;ge;jf; Fwpg;Gfs;b[pl;ly; Kiwapy; ifnahg;gkplg;gl;L> FwpKiwahf;fk; nra;ag;gl;lJ. ,ijNrjg;gLj;j KbahJ. ,j;jifa xg;ge;j Fwpg;Gfs; vjpHfhy Fwpg;GfSf;fhfKjyPl;lhsuhy; ghJfhf;fg;gl Ntz;Lk;. gpd;du; VJk; ru;r;ir vOe;jhy;Njitg;gLk; vd;gjhy; ,it ngUk; Kf;fpaj;Jtk; tha;e;jitahFk;.

18


- tHj;jfk; nray;gLj;jg;gl;l 24 kzp Neuj;jpw;Fs; gq;F jufuhy;xg;ge;jf; Fwpg;G toq;fg;gLk;. xg;ge;jf; Fwpg;gpy; VNjDk;Kuz;ghL ,Ue;jhy;> KjyPl;lhsH cldbahf ,e;j tp\aj;ij gq;Fjufuplk; njuptpf;f Ntz;Lk;.

- xg;ge;jf; Fwpg;gpy; Fwpg;gplg;gl;Ls;s tptuq;fSld; re;ijapy;MHlHfis itf;Fk;NghJ> ePq;fs; guhkupf;Fk; gjpTfis vg;NghJk;kPz;Lk; xUKiw rupghHf;fTk;. VNjDk; Kuz;ghL ,Ue;jhy;>cldbahf cq;fs; jufiuj; njhlHG nfhs;sTk;.

thbf;;ifahsupd; Mu;lu; Fwpj;j gjpT:

thbf;ifahsH mj;jifa MHliu Nfl;ljw;fhd Mjhuq;fis itj;jgpd;dNu thbf;ifahsHfspd; tHj;jfj;ij gq;F jufHfs; nray;gLj;j

Ntz;Lk;;. kw;witfSf;fpilNa mit gpd;tUkhW ,Uf;fyhk;: a.thbf;ifahsuhy; vOjg;gl;l kw;Wk; ifnahg;gkplg;gl;l Neubg;gjpT> b.njhiyNgrp gjpT> c. mq;fPfupf;fg;gl;l kpd;dQ;ry; id-apypUe;J kpd;dQ;ry;>

d. ,iza guptHj;jidfSf;fhd gjpT> e. nkhigy; Nghd;fs; %yk;

nra;jpfspd; gjpT> f. rl;lg;g+Htkhf rupghHf;ff;$ba NtW ve;jnthU gjpTk;.

KjyPl;lhsu;fSf;F SMS kw;Wk; kpd;dQ;ry; %ykhf tpopg;g+l;;ly;fs;

KjyPl;lhsHfs; SMS kw;Wk; kpd;dQ;ry; tpopg;g+l;ly;fs; trjpiaj; NjHTnra;ayhk;> ,jd; %yk; mtHfs; tHj;jf kw;Wk; bNkl; fzf;fpy; epfOk;

ve;jnthU tHj;jf / guptHj;jid eltbf;iffSf;Fk; ,ytrkhf SMS ; kw;Wk;kpd;dQ;ry; tpopg;g+l;ly;fisg; ngWthHfs;. ,e;j trjpiag; ngWtjw;F>KjyPl;lhsHfs; jq;fs; nkhigy; vz;fs; kw;Wk; kpd;dQ;ry; id-fis jq;fs;gq;F jufHfs; kw;Wk; itg;Gj;njhif gq;Nfw;ghsHfSld; gfpu;e;J nfhs;sNtz;Lk;. NtW Kftup GJg;gpj;jhy; mijAk; mtu;fSf;Fj; jtwhky;njuptpf;f Ntz;Lk;.

njhlh; fzf;F mjpfhukspg;G

rhjhuzkhf> xU jufH epjpfs; / gj;jpuq;fs; Mfpatw;Wf;F gzk; nrYj;jpa(thq;f / tpw;f) 24 kzp Neuj;jpw;Fs; mjw;fhd guptu;j;jidia jPh;T nra;aNtz;Lk;. MapDk;> ePq;fs; tof;fkhf gq;Fr; re;ijapy; gq;Ffspy; tHj;jfk;nra;jhy;> njhlh; fzf;ifg; guhkupf;f Fwpg;ghf gq;F jufUf;F ePq;fs;mq;fPfhuk; toq;fyhk;. ,jd; %yk; cq;fs; gq;Ffs; my;yJ epjpfs;vJthf ,Ug;gpDk; mJ gq;F jufUld; xU jdp fzf;fpy; itf;fg;gLk;.

19

njhlh; fzf;F gj;jpuq;fspy; guptHj;jidfis vspjhf;Ftjw;FcjTfpwJ. ,jd;%yk; gq;F jufUld; njhlh; fzf;fpy; itf;fg;gl;Ls;sgq;Ffs; my;yJ epjpfs; vjpHfhy guptHj;jidfspd; jPh;T fliknghWg;Gfspd; NghJ cs;s #o;epiyfSf;F jf;fthW rupnra;ag;gLfpd;wd.

njhlh; fzf;F mjpfhukspg;G vd;gJ jd;dhh;tj;jpyhdJ kw;Wk;gj;jpuq;fis mbf;fb thq;fp tpw;Fk; KjyPl;lhsHfSf;F mJgaDs;sjhf ,Uf;Fk;. njhlh; fzf;F mjpfhukspg;G vd;gJ Njjpaplg;gl;Lve;j Neuj;jpYk; jpUk;gg; ngwf;$bajhf ,Uf;Fk;. epjp kw;Wk; gj;jpuq;fspd;cz;ikahd jPHT Fiwe;jJ 30 ehl;fSf;F / 90 ehl;fSf;F xU Kiwthbf;ifahsuhy; Nju;T nra;ag;gLk;gb jufH %ykhf nra;ag;gLk;.

tu;j;jf rupghu;g;Ggupkhw;wq;fspd; tiyj;jsq;fspy; tHj;jf rupghHg;G njhFjp cq;fs; fzf;fpy;nray;gLj;jg;gLk; tHj;jfq;fis rupghHf;f kpf vspa fUtpahFk;.tHj;jfq;fspd; juT T+1 ehspy; fpilf;Fk;.

khh;[pd; gzk; vd;gJ vd;d?

khh;[pd; gzk; gupkhw;wq;fs; / jPh;tf fhHg;gNu\d;fshy; gupe;Jiuf;fg;gLfpwJkw;Wk; KjyPl;lhsHfsplkpUe;J jufHfshy; mtHfs; rhHghf xU tHj;jfj;ijnray;gLj;Jtjw;F Kd;G Nrfupf;fg;gLfpwJ. xU KjyPl;lhsuhy; epjpnrYj;jg;glhj my;yJ gj;jpuq;fis toq;fhj ,liu Fiwf;f khh;[pd; gzk;Nrfupf;fg;gLfpwJ.

gq;Fj; jufu; kw;Wk; itg;Gj;njhif gq;Nfw;ghsu;fsplkpUe;J fzf;F tptumwp;f;ifePq;fs; nra;j guptHj;jidfs; Fwpj;J jufHfs; kw;Wk;itg;Gj;njhifahsHfsplkpUe;J tof;fkhd mbg;gilapy; khjhe;jpu mwpf;if>fhyhz;L mwpf;if Nghd;w mwpf;iffis ,ytrkhfg; ngw cq;fSf;Fcupik cz;L. itg;Gj;njhifahsHfs; kw;Wk; gq;Fr; re;ijfs;> cq;fs;fzf;Ffspy; cs;s guptHj;jidfs; Fwpj;J cq;fs; gjpT nra;ag;gl;lnkhigy; vz; my;yJ kpd;dQ;ry; id-apy; cq;fSf;Fj; njuptpg;ghh;fs;.cq;fSf;F nra;jp Gupatpy;iy vd;why;> tq;fp> itg;Gj;njhif Nrkpg;gfk;>itg;Gj;njhif gq;Nfw;ghsH> cq;fs; gq;Fr; re;ij> jufH MfpNahUld;tp\aj;ij njspTgLj;jpf; nfhs;Sq;fs; my;yJ topfhl;lYf;fhf SEBI ,d;fl;lzkpy;yh n`y;g;iyid miof;fTk;. cq;fs; njhlHGtptuq;fis ,ilj;jufHfSld; vg;NghJk; mg;Nll;nra;Jnfhs;Sq;fs;> ,jd;%yk; ePq;fs; rupahd Neuj;jpy; tpopg;g+l;ly;fs;kw;Wk; fzf;F mwpf;iffisg; ngWtPHfs;. mj;jifa mwpf;ifia ePq;fs;ngwtpy;iy vdpy;> ePq;fs; rk;ge;jg;gl;l epWtdq;fsplk; ,e;j tp\aj;ijvOg;g Ntz;Lk;.

20

cq;fs; gq;F jufuplkpUe;J xt;nthU Mz;Lk; khHr; 31-Mk; Njjpepytug;gb epjp kw;Wk; gj;jpuq;fspd; ,Ug;G gw;wpa mwpf;ifiag; ngwcq;fSf;F cupik cz;L.

njhFf;fg;gl;;l fzf;F mwpf;if (CAS)njhFf;fg;gl;;l fzf;F mwpf;if (CAS) vd;gJ xU xw;iw / xUq;fpize;jfzf;F mwpf;ifahFk;> ,J xU KjyPl;lhsH xU khjj;jpy; midj;Jkpa+Rty; /gz;l;]pYk; nra;j guptHj;jidfspd; tptuq;fisAk;> bNkl;fzf;fpy;(fspy;) itj;jpUf;Fk; gpw gj;jpuq;fisAk; fhl;LfpwJ. cq;fs; CAS;-Ingw> cq;fs; gq;F jufH / itg;Gj;njhifahsUld; cq;fs; ghd; fhh;l;vz;iz mg;Nll; nra;a Ntz;Lk;.

fpisjpl;lq;fs; re;ijfpisjpl;lq;fs;; vd;gJ xU mbg;gil ghJfhg;G my;yJ epjprhh;Mtzj;jpypUe;J mtw;wpd; kjpg;igg; ngWk; epjprhh; Mtzq;isf; Fwpf;fpwJ.mbg;gil Mtzq;fs; rkgq;F> gz;lk;> ehzak; Nghd;witahf ,Uf;fyhk;.

fpisjpl;lq;fs;; Kjd;ikahf jq;fs; epiyia ghJfhf;fTk;;tpiyNaw;w ,liu Fiwf;fTk; gad;gLj;jg;gLfpd;wd. n`l;[pq; vd;gJmbg;gilapy; xU ,lH eph;thf cj;jp MFk;> ,jpy; KjyPl;lhsHfs; ve;jnthUghjfkhd tpiy ,af;fq;fspd; ,liuAk; <Lnra;a #o;r;rp jpwk; tha;e;jjpl;lq;fspy; KjyPL nra;fpwhHfs;.

fpisjpl;lq;fs;; cs;s gq;Nfw;ghsHfs; n`l;[Hfs;> Cf tzpfHfs; kw;Wk;Mh;gpl;Nu[h;fs; kw;Wk; ntt;NtW #o;epiyfspy; ntt;NtW nray; gq;Ffistfpf;fg;glyhk;.

/g;a+r;rh;]; mz;L Mg;\d;];> my;yJ nghJthf F&O gpupT vdmiof;fg;gLfpd;wd> ,J gj;jpu re;ijapd; fpisjpl;lq;fs;; gpuptpd; xU Kf;fpagFjpahFk;. /g;a+r;rh;]; mz;L Mg;\d;]; ,uz;L ntt;NtW tifahdfpisjpl;lq;fs;;;.

/g;a+r;rh;]; xg;ge;jk; vd;gJ vjpHfhy Njjpapy; Kd;dNu eph;zapf;fg;gl;ltpiyapy; xU mbg;gil jpl;lj;ij thq;f my;yJ tpw;f xUjuepiyg;gLj;jg;gl;l gupkhw;w tHj;jf xg;ge;jkhFk;.

21

Mg;\d;]; xg;ge;jk; vd;gJ epjp Mtzq;fisf; Fwpf;fpwJ> ,JtpUg;gj;Njh;it thq;FgtUf;F chpikia mspf;fpwJ> Mdhy; Kd;eph;zapf;fg;gl;l Njjp kw;Wk; tpiyapy; tpUg;gj;Njh;it gad;gLj;j Ntz;baflik nghWg;G my;y. xU fhy; Mg;\d; xUtUf;F mbg;gil gj;jpuj;ijthq;Ftjw;fhd cupikia mspf;fpwJ kw;Wk; xU Gl; Mg;\d; xUtUf;Fmbg;gil gj;jpuj;ij tpw;f cupikia toq;FfpwJ. Mg;\d;]; xg;ge;jj;ijthq;Fk;NghJ KjyPl;lhsHfsplk; gpuPkpak; t#ypf;fg;gLfpwJ.

fpisjpl;lq;fs;; mjpf ,lh; epiwe;j jpl;lq;fs; kw;Wk; Kf;fpakhf n`l;[pq;Nehf;fq;fSf;fhfg; gad;gLj;jg;gLfpd;wd vd;gij epidtpy; nfhs;f.rpy;yiw KjyPl;lhsHfSf;F ,J gupe;Jiuf;fg;gltpy;iy.

kpa+Rty; /gz;l;];;

kpa+Rty; /gz;l; gy KjyPl;lhsu;fsplkpUe;J Nrfupf;fg;gl;l gzjpul;lyhy;ngw;w gzj;ij gq;Ffs;> fld; xg;ge;jg; gj;jpuq;fs;> FWfpa-fhy gz re;ijMtzq;fs; kw;Wk; ,ju gj;jpuq;fspy; my;yJ nrhj;Jfspy; KjyPLnra;fpd;wd. ve;jnthU jpl;lj;ijAk; njhlq;Ftjw;F Kd;G midj;J kpa+Rty;

/gz;l;];-k; SEBI-apy; gjpT nra;ag;gl Ntz;Lk;.

NkYk; kpa+Rty; /gz;l;];; jpl;lj;jpd; Nehf;fq;fspd; mbg;gilapy; kpa+Rty;/gz;l;i] ntt;NtW tifapdq;fspy; gpupf;fyhk;. gy;NtW tifahdKjyPl;lhsHfs;> ,liu jtph;f;Fk; KjyPl;lhsHfs; (mbg;gilapy; mjpf ,liuVw;f tpUk;ghj xU goikthj KjyPl;lhsH)> kpjkhd KjyPl;lhsHfs;(XusT ,liu Vw;ff;$ba KjyPl;lhsHfs;) kw;Wk; vjph;f;Fk; RghtKs;sKjyPl;lhsHfs; (mjpf tUthiaj; Njb mjpf ,liu Vw;f tpUk;Gk;KjyPl;lhsHfs;).

kpa+Rty; /gz;l;i] tifg;gLj;jy;: kpa+Rty; /gz;l;];; ,g;NghJ fPNoFwpg;gplg;gl;Ls;s Ie;J jpl;lq;fshf gutyhf tifg;gLj;jg;gl;Ls;sd:a) rkgq;F jpl;lq;fs;: Kf;fpakhf gq;Ffs; / rkgq;Ffspy; KjyPL nra;Ak;

kpa+Rty; /gz;l;];;;.

b) fld; jpl;lq;fs;: fld; gj;jpuq;fs; kw;Wk; fUt+y cWjpr;rPl;Lfs; Nghd;wepiyahd tUkhd gj;jpuq;fspy; Kf;fpakhf KjyPL nra;Ak; kpa+Rty;/gz;l;];;.

c) fyg;gpd jpl;lq;fs;: rkgq;Ffs;> epiyahd tUkhdk;> nuhf;fg;gzk;Nghd;w ,uz;L my;yJ mjw;F Nkw;gl;l nrhj;J tiffspy; KjyPLnra;Ak; kpa+Rty; /gz;l;];;.

22

d) jPHT rhHe;j jpl;lq;fs;: gzp Xa;T kw;Wk; Foe;ij jpl;lkply; Nghd;wjdpegHfspd; Fwpf;Nfhs;fSf;F Vw;g KjyPLfisr; nra;Ak; kpa+r;Rty;/gz;l; jpl;lq;fs;.

e) gpw jpl;lq;fs;: FwpaPl;L epjpfs;> guptHj;jid tHj;jf epjpfs; (ETFs)Nghd;w gpw midj;J jpl;lq;fSk;.

kpa+Rty; /gz;l;]py; vg;gb KjyPL nra;tJ?

kpa+Rty; /gz;l;];;; nghJthf Gjpa jpl;lq;fisj; njhlq;Fk; Njjpiantspapl;L nra;jpj;jhs;fspy; xU tpsk;guj;Jld; ntsptUfpd;wd.KjyPl;lhsHfs; Njitahd jfty;fs; kw;Wk; tpz;zg;g gbtq;fSf;fhf ehLKOtJk; gutpapUf;Fk; kpa+Rty; /gz;l;]pd; KftHfs; kw;Wk;tpepNahf];jHfis njhlHG nfhs;syhk;.

kpa+Rty; /gz;l;]py; KjyPL nra;Ak;NghJ> KjyPl;lhsHfs; Kjypy; jq;fs;KYC nray;Kiwia epiwT nra;a Ntz;Lk;. xU KjyPl;lhsH epjpapd;

fpisapy; my;yJ gjpthsH mYtyfj;jpy; xU KYC nra;a KbAk;. khw;whf>

xU jdpegH jdJ MjhH ml;il kw;Wk; mtuJ ghd; vz;izg; gad;gLj;jp e-KYC-iaAk; nra;ayhk;;.

KYC nray;Kiw Kbe;jJk;> KjyPl;lhsH jhd; KjyPL nra;a tpUk;Gk;jpl;lj;ij jPHkhdpf;f Ntz;Lk;. ,e;j KbT vjph;nfhs;s Kbe;j ,lh; kw;Wk;epjp ,yf;Ffis mbg;gilahff; nfhz;lJ. KjyPl;lhsH kpa+Rty; /gz;l;jpl;l gl;baiyf; Fiwj;j gpd;> me;je;j jpl;lq;fspy; KjyPL nra;tjw;FNjitahd tpz;zg;g gbtq;fis mtH epug;g Ntz;Lk;. mj;jifaNritfis toq;Fk; KftHfs; kw;Wk; tpepNahf];jHfs; %yk; gbtq;fiskpa+Rty; /gz;by; nlghrpl; nra;ayhk;. tpz;zg;g gbtj;ij g+Hj;jp nra;Ak;NghJ> xU KjyPl;lhsH jdJ ngaH> Kftup> tpz;zg;gpj;j myFfspd;vz;zpf;if kw;Wk; tpz;zg;g gbtj;jpy; Njitg;gLk; gpw jfty;fisnjspthf Fwpg;gpl Ntz;Lk;. <Tj;njhif my;yJ kW nfhs;Kjy;Nehf;fj;jpw;fhf kpa+r;Rty; /gz;lhy; toq;fg;gLk; ve;jnthU fhNrhiy /tiuT Nkhrbahf gzkhf;fg;gLtijj; jtpHg;gjw;fhf mtH jdJ tq;fpfzf;F vz;izf; nfhLf;f Ntz;Lk;. gpw;fhyj;jpy; Kftup> tq;fp fzf;F vz;Nghd;wtw;wpy; VNjDk; khw;wq;fs; ,Ug;gpd; kpa+Rty; /gz;Lf;F cldbahfnjuptpf;fg;gl Ntz;Lk;.

KjyPl;lhsHfSf;fhd KjyPl;L eilKiwia NkYk; vspjhf;Ftjw;fhf>kpa+Rty; /gz;l;];; gpd;tUk; tpUg;gj;Njh;Tfis toq;Ffpd;wd:

1) Kiwahd KjyPl;L jpl;lq;fs;: xU Fwpg;gpl;l jpl;lj;jpy; epiyahdnjhifia rPuhd ,ilntspapy; KjyPL nra;tjw;fhd trjp.

23

2) Kiwahd jpUk;gg; ngWjy; jpl;lq;fs;: xU Fwpg;gpl;l jpl;lj;jpypUe;Jepiyahd njhifia rPuhd ,ilntspapy; jpUk;gg; ngWtjw;fhd trjp.

3) Kiwahd gupkhw;wj; jpl;lq;fs;: xU jpl;lj;jpypUe;J kw;nwhd;Wf;FKiwahd ,ilntspapy; epjpfis khw;Wtjw;fhd trjp.

kpa+Rty; /gz;l;]pd; jpl;l Nygpspq;: SEBI topfhl;Ljy;fspd;gb> kpa+r;Rty;/gz;l; jpl;lq;fs; rk;ge;jg;gl;l ,lh; epiyf;F Vw;g Nygpsplg;gl Ntz;Lk;>mjid hp];f;-X-kPl;lupYk; rpj;jupf;fg;gl Ntz;Lk;.,lhpd; ntt;NtW Nygps;fisf; nfhz;l hp];f;-X-kPl;lu; fPNorpj;jupf;fg;gl;Ls;sJ:

a) Fiwe;j msT: Fiwe;j ,lhpy; mry;

b) kpjkhd Fiwe;j msT: kpjkhd Fiwe;j ,lhpy; mry;

c) kpjkhd msT: mrYf;F kpjkhd ,lh;

d) kpjkhd cau; msT: kpjkhd mjpf ,lhpy; cs;s mry;

e) mjpf msT: kpf mjpf ,lhpy; cs;s mry;

xU Fwpg;gpl;l jpl;lj;jpy; KjyPL nra;tjw;fhf KftHfs; / tpepNahf];jHfs;

toq;fpa fkp\d; / gupRfshy; KjyPl;lhsHfis nka;kwf;ff;$lhJ. ,Ug;gpDk;mNj rkaj;jpy;> mtHfs; kpa+Rty; /gz;l;]pd; jl gjpTfis fUj;jpy;nfhs;s Ntz;Lk; kw;Wk; Gwepiy kw;Wk; jftywpe;j KbTfis vLf;fNtz;Lk;.

gupkhw;w tu;j;jf epjpfs; (ETF)

vf;];NrQ;r; bNull; /gz;l; (ETF) vd;gJ xU FwpaPl;L> gz;lk;> fld;gj;jpuq;fs; my;yJ xU FwpaPl;L epjp Nghd;w nrhj;Jf;fspd; xU njhFg;GMfpatw;iw fz;fhzpj;J gj;jpu re;ijapy; tHj;jfk; nra;ag;gLk; xU

gj;jpukhFk;. vspikahf nrhy;tnjd;why;> ETF epjpfs; vd;gJ nrd;nrf;];>ep/g;b Nghd;w FwpaPLfisf; fz;fhzpf;Fk; epjpfs; MFk;.

kpjkhdmjpfmsT

Fiwe;j

msT

kpjkhdFiwe;jmsT

kpjkhdmsT

mjpf

msT

mjpf

msT

hp];f;-X kPl;lu;

24

ePq;fs; xU ETF epjpapd; gq;Ffs; / a+dpl;fis thq;Fk;NghJ> FwpaPl;bd;

nray;jpwidf; fz;fhzpf;Fk; xU NghHl;/NghypNahtpd; gq;Ffs; / a+dpl;fisePq;fs; cz;ikapy; thq;FfpwPHfs;. ETF epjpfs; mit fz;fhzpf;Fk;FwpaPl;bd; nray;jpwid jhd; gpujpgypf;fpd;wd.

tof;fkhd kpa+Rty; /gz;l;i]g; Nghyy;yhky;> ETF epjpfs; gq;Fr; re;ijapy;xU nghJthd gq;F Nghy tHj;jfk; nra;ag;gLfpd;wd kw;Wk; nray;ghl;LtHj;jfj;jpd;gb xU ETF epjpapd; tpiy khWfpwJ. xU ETF epjpapd; tHj;jfkjpg;G mJ gpujpepjpj;Jtg;gLj;Jk; mbg;gil gq;Ffspd; epfu nrhj;J kjpg;igg;

nghWj;jJ. ETF epjpfs;> nghJthf> kpa+r;Rty; /gz;l; jpl;lq;fis tpl mjpfjpdrup gzg;Gof;fk; kw;Wk; Fiwe;j fl;lzq;fisf; nfhz;Ls;sd.

gj;jpuq;fs; re;ijapy; FiwAw;Nwhh; Fiw jPu;j;jy;

SEBI ];Nfhu;];;;; (SCORES)> kj;jpa];jk; nra;Ak; ,af;f Kiw kw;Wk; jtizjtwpatu;fs; cupik NfhUjy;

gj;jpu re;ij njhlHghd VNjDk; GfhH ,Ue;jhy;> ePq;fs; Kjypy;rk;ge;jg;gl;l ,ilj;jufH my;yJ epWtdj;ij mZfyhk;.rk;ge;jg;gl;l ,ilj;jufH my;yJ epWtdk; cq;fs; Fiwiaj; jPHf;f cjTk;.Fiw jPHf;fg;glhtpl;lhy;> cq;fs; gq;F jufH my;yJ gl;bayplg;gl;lepWtdj;jpw;F vjpuhf rk;ge;jg;gl;l gq;Fr; re;ij vf;];NrQ;r; my;yJnlg;ghrpl;lupia mZfyhk;.

FiwjPh;g;gpy; cq;fSf;F ,d;dKk; kdepiwT ,y;iy vd;why;>

ePq;fs; ];Nfhu;]; (SCORES) (SEBI GfhHfs; Fiw jPh;g;G mikg;G) vdg;gLk;

tiyjs mbg;gilapyhd ikag;gLj;jg;gl;l FiwjPHf;Fk; jPHT %yk; SEBI-aplk; GfhH mspf;fyhk;. ];Nfhu;]; (SCORES) NghHl;lypd; Kftup

http://scores.gov.in. ];Nfhu;]; (SCORES) gw;wp NkYk; mwpa> ePq;fs; SEBIfl;lzkpy;yh n`y;g;iyd; vz;fis miof;fyhk; - 1800 22 7575> 1800 2667575. cq;fs; Gfhiu gjpT nra;aTk;> gpd;njhluTk;> Md;iydpy; GfhH(fs;)Md;iydpy; eptHj;jp nra;ag;gLtij l;uhf; nra;aTk; ];Nfhu;]; (SCORES) ve;jNeuj;jpYk; kw;Wk; vq;fpUe;Jk; cq;fSf;F cjTfpwJ.

gq;F re;ijapd; KjyPl;lhsu; Nritfs; gpupT

KjyPl;lhsHfspd; Nfs;tpfisj; jPHg;gjd; %yKk;> KjyPl;lhsHfspd;GfhHfisj; jPHg;gjd; %yKk;> rHr;irfisj; jPHg;gjw;fhd kj;jpa];jk;nghwpKiwia toq;Ftjd; %yKk; KjyPl;lhsHfspd; Njitfisg; g+Hj;jpnra;fpwJ.

http://scores.gov.in./

25

NSE-apy; KjyPl;lhsH FiwjPHf;Fk; FO (IGRP) kw;Wk; BSE ypkpnll; kw;Wk;MSE Mfpatw;wpy; KjyPl;lhsH FiwjPHf;Fk; FO (IGRP) %yk;KjyPl;lhsHfspd; Fiwfis eptHj;jp nra;a gq;F guptHj;jidfs;cjTfpd;wd.

kj;jpa];jk; nra;Ak;Kiw

kj;jpa];jk; vd;gJ gq;F jufH kw;Wk; KjyPl;lhsUf;F ,ilapyhdjfuhWfisj; jPHg;gjw;fhd xU miuasT-ePjp nray;Kiwiaf; Fwpf;fpwJ.xU jug;gpdH GfhH kw;w jug;gpduhy; my;yJ guptHj;jidapd; GfhH jPHf;Fk;nray;Kiw %yk; jpUg;jpfukhf jPHf;fg;gltpy;iy vd;W czUk;NghJ>jug;gpdHfs; gq;Fr; re;ijapy; fpilf;Fk; kj;jpa];j nray;Kiwapd; topiaj;NjHT nra;ayhk;.

KjyPl;lhsH Nrit ikaq;fspd; gl;bay;> kj;jpa];j nray;Kiw kw;Wk;rk;ge;jg;gl;l nryTfs;; kw;Wk; fl;lzq;fs; njhlHghd $Ljy; jftYf;F>ePq;fs; me;je;j gq;Fr; re;ijfspd; tiyj;jsq;fisg; ghHitaplyhk;.

cupikf; Nfhug;glhj my;yJ nrYj;jg;glhj njhifiag; gw;wpa jfty; –

IEPF

KjyPl;lhsHfspd; tpopg;GzHit Cf;Ftpg;gjw;Fk; KjyPl;lhsHfspd;eyd;fisg; ghJfhg;gjw;Fk; epWtdr; rl;lk;> 2013-,d; gpupT 125-d; fPo;KjyPl;lhsHfspd; fy;tp kw;Wk; ghJfhg;G epjp (IEPF) epWtg;gl;Ls;sJ. IEPFMizak; vd;gJ xU rl;luPjpahd mikg;ghFk;> ,J epWtdq;fs; rl;lk;> 2013-,d; tpjpfspd; fPo; mikf;fg;gl;lJ.

njhlHr;rpahf VO Mz;Lfshf nrYj;jg;glhj my;yJ cupik Nfhug;glhjmidj;J <Tj;njhiffSk; gq;FfSk; me;je;j epWtdq;fshy; KjyPl;lhsHfy;tp kw;Wk; ghJfhg;G epjp Mizaj;jpw;F (IEPF) khw;wg;gLfpd;wd.

nrYj;jg;glhj <Tj;njhif kw;Wk;/my;yJ cupik Nfhug;glhj gq;Ffisg;

ngw KjyPl;lhsH my;yJ mtuJ gpujpepjpfs; jq;fs; Nfhupf;ifia IEPFMizaj;jpw;F rkHg;gpf;f Ntz;Lk;.

NkYk; tptuq;fSf;F> KjyPl;lhsu;fs; ghu;itaplyhk;http://www.iepf.gov.in/IEPF/refund.html

http://www.iepf.gov.in/IEPF/refund.html

26

gpw;Nru;f;if – I

(gj;jpuq;fs; re;ijapy; KjyPL / tu;j;jfk; nra;tjw;fhd nra;a Ntz;bait

kw;Wk; nra;af;$lhjit)

nra;a Ntz;bait

gj;jpu re;ijapy; cq;fs; KjyPl;L NjitfSf;fhf ePq;fs; xU SEBI gjpTnra;ag;gl;l KjyPl;L MNyhrfUld; fye;J MNyhrpf;fyhk;.

cq;fs; KjyPl;L Nehf;fk; kw;Wk; vjph;nfhs;s Kbe;j ,lH Mfpatw;iwg;nghWj;J xU jpl;lk; / jahupg;gpy; KjyPL nra;Aq;fs;.

guptHj;jid Kbe;j 24 kzp Neuj;jpw;Fs; nra;ag;gLk; tHj;jfq;fSf;fhd

rupahd xg;ge;j Fwpg;G / cWjpg;gLj;jy; Fwpg;ig ngw typAWj;Jq;fs;.cq;fs; bNkl; fzf;fpy; cq;fs; NghHl;/NghypNahit njhlHe;Jfz;fhzpf;fTk;.

ifnahg;gkpLtjw;F Kd; midj;J Mtzq;fisAk; ftdkhfg; gbAq;fs;.

cq;fs; fzf;Ffspy; nghUe;jf;$ba midj;J fl;lzq;fs; / nryTfs; /juF Mfpatw;iw ePq;fs; ftdkhff; ftdpj;J> mjw;fhd gjpititj;jpUf;f Ntz;Lk;.

ifnahg;gkplg;gl;l Mtzq;fs;> fzf;F mwpf;iffs;> ngwg;gl;l xg;ge;jFwpg;Gfs; kw;Wk; gzk; nrYj;Jjy; Mfpatw;wpd; gjpit itj;jpUq;fs;.

cq;fs; epjpj; Njitfs; / Fwpf;Nfhs;fis mt;tg;NghJ kjpg;gha;Tnra;J> mit ,yf;F milag;gLtjw;F rhj;jpak; vd;gij cWjpnra;aNghHl;/NghypNahit kWMa;T nra;Aq;fs;.

tq;fp Nrdiyg; gad;gLj;jp mjhtJ nuhf;fg;gzj;ijf;ifahs;tJ ,y;yhky; cq;fs; guptHj;jidfSf;F vg;NghJk; gzk;nrYj;Jq;fs;.

cq;fs; jftiy vg;NghJk; GJg;gpj;Jf; nfhs;Sq;fs;. cq;fs; Kftupmy;yJ tq;fp tptuq;fs; my;yJ kpd;dQ;ry; ID my;yJ nkhigy;

vz;zpy; khw;wk; Vw;gLk; Nghnjy;yhk; cq;fs; gq;F jufH /itg;Gj;njhifahsUf;F njuptpf;fTk;. rpk; fhHLfs; ,g;NghJ ntt;NtWNrit toq;FeHfSf;F mDg;gg;gLk; mk;rj;ijf; nfhz;bUg;gjhy;>KjyPl;lhsHfs; me;je;j fzf;FfSld; ,izf;fg;gl;l xNu nkhigy;vz;fis itj;jpUf;fyhk;. (midj;J Kf;fpakhd guptHj;jidfSf;Fk;nkhigy; vz; Kf;fpakhFk;.)

cq;fs; midj;J KjyPLfSf;Fk; epakd trjpiag; ngWq;fs;. bNkl;fzf;fpy; gy epakdq;fs; mDkjpf;fg;gLfpd;wd.

cq;fs; njhlh; fzf;Ffis mt;tg;NghJ jPHj;Jf; nfhs;Sq;fs; (ePq;fs;NjHe;njLj;jgb> 30 / 90 ehl;fSf;F xU Kiw).

cq;fs; njhlh; fzf;if tof;fkhf rupghHf;fTk;.

cq;fs; tHj;jf fzf;if mt;tg;NghJ Muha;e;J kjpg;gha;T nra;aTk;.

27

me;j ehspy; nra;ag;gLk; tHj;jfq;fs; njhlHghf vf;];NrQ;rpypUe;Jjpdrup tUk; SMS kw;Wk; kpd;dQ;ry;fis jtwhky; ghHf;fTk;.

tHj;jf cWg;gpdUld; guhkupf;fg;gLk; KjyPl;lhsHfspd; epjp kw;Wk;

gj;jpu ,Ug;Gfs; Fwpj;J vf;];NrQ;rpypUe;J tUk; khjhe;jpu SMS kw;Wk;kpd;dQ;riy jtwhky; ghHf;fTk;.

nra;af;$lhjit

KjyPl;bw;fhf gzj;ij fldhf ngw Ntz;lhk;.

gjpT nra;ag;glhj jufHfs; / gjpT nra;ag;glhj gpw ,ilj;jufHfSld;eltbf;if Nkw;nfhs;s Ntz;lhk;.

xg;Gf;nfhz;l juF / fl;lzq;fis tpl ,ilj;jufUf;F mjpfkhf gzk;nrYj;j Ntz;lhk;.

ve;jnthU Mtzj;ijAk; mjd; tpjpKiwfs; kw;Wk; epge;jidfisKOikahf Gupe;J nfhs;shky; ,ilj;jufHfSld; nray;gLj;j Ntz;lhk;.

ve;j ntw;W gbtj;jpNyh my;yJ nlyptup topKiw rPl;LfspNyhifnahg;gkpl Ntz;lhk;.

gq;F jufH / itg;Gj;njhif gq;Nfw;ghsUf;F rhjfkhf nghJ mjpfhug;

gj;jpuk; (PoA) toq;f Ntz;lhk;. ePq;fs; xU PoA-I toq;f tpUk;gpdhy;>Fwpg;gpl;l xd;iw toq;Ftjd; %yk; rupahd tplhKaw;rpAld;nray;gLq;fs;.

jfuhW Vw;gl;lhy;> ,ilj;jufH / gq;Fr; re;ij / SEBI-f;F vOj;Jg;g+HtGfhiu epahakhd Neuj;jpw;Fs; jhf;fy; nra;Aq;fs;.

lg;gh tHj;jfk; rl;ltpNuhjkhdJ. ePq;fs; nryTfis Nrkpf;fpwPHfs; vd;WNjhd;wpdhYk;> gq;Fr; re;ijfspy; nra;ag;gLk; ghJfhg;ghd kw;Wk;cj;juthj tHj;jfq;fspd; ve;j ed;ikAk; mspf;fhjjhy;> lg;ghtHj;jfj;jpy; <Lgl Ntz;lhk;.

re;ijg;gLj;j Kbahj gj;jpuq;fis ,wf;f tpUk;Gk; xU egH mjpy;<Lglf;$Lk; vd;gjhy;> `hl; bg;]pd; mbg;gilapy;; cq;fs; KjyPl;LKbTfis vLf;f Ntz;lhk;. `hl; bg;];fisg; gug;GtJ $l xUrl;ltpNuhj nrayhFk;> ,J Fwpj;J SEBI-f;F njuptpf;fg;gl Ntz;Lk;.

Md;iyd; fzf;fpw;fhd cq;fs; flTr;nrhy;iy ahUlDk; xUNghJk;gfpu Ntz;lhk;. flTr;nrhw;fis mbf;fb khw;wTk;.

Nghd;]p jpl;lq;fs;> gjpT nra;ag;glhj rpl; /gz;Lfs;;> gjpT nra;ag;glhj$l;L KjyPL my;yJ gjpT nra;ag;glhj itg;Gj; jpl;lq;fSf;F ,iuahfNtz;lhk;.

cq;fs; KYC Mtzq;fspy; ntw;W ,lq;fisj; mbj;Jtpl kwf;fhjPHfs;.

cq;fSf;F fzpdpfs; gw;wp ghpr;rak; ,y;yhtpl;lhy;> b[pl;ly;xg;ge;jq;fisj; Nju;T nra;a Ntz;lhk;.

28

gpw;Nru;f;if – II

(KjyPl;lhsu;fspd; cupikfs; kw;Wk; flik nghWg;Gfs;)

KjyPl;lhsu;fspd; cupikfs;

jufuplkpUe;J xJf;fPL nra;ag;gl;l jdpj;Jtkhd f;isz;l; FwpaPl;il

(UCC) ngWq;fs;.KYC kw;Wk; nray;gLj;jg;gl;l gpw Mtzq;fspd;efiy ,ilj;jufuplkpUe;J ngwTk;.

cq;fs; UCC-apy; kl;LNk tu;j;jfq;fis nray;gLj;jTk;.cWg;gpdUld; xg;Gf; nfhs;sg;gl;l tpjpKiwfis G+u;j;jp nra;tjw;fhdcj;juit itf;fTk;.

rpwe;j tpiyiag; ngwTk;.

nray;gLj;jg;gl;l tu;j;jfq;fSf;fhd xg;ge;jf; Fwpg;igg; ngWq;fs;.

tpjpf;fg;gLk; fl;lzq;fspd; tptuq;fisf; Nfl;fTk;.

chpa Neuj;jpy; epjp kw;Wk; gj;jpuq;fisg; ngwTk;.

tu;j;jf cWg;gpduplkpUe;J fzf;Ffspd; mwpf;ifiag; ngwTk;;.

fzf;Ffspd; jPu;T Fwpj;J Nfl;fTk;.

xg;Gf;nfhz;l ml;ltizg;gb mwpf;iffisg; ngwTk;;.

KjyPl;lhsu;fspd;; flik nghWg;Gfs;

cq;fs; thbf;ifahsiu mwpe;J nfhs;Sq;fs; (KYC) vd;w Mtzq;fisnray;gLj;jTk; kw;Wk; Jiz Mtzq;fis toq;fTk;.

tu;j;jf cWg;gpdUld; Vw;Wf;nfhs;sg;gLk; jd;dhu;t epge;jidfisg;Gupe;Jnfhs;sTk;;.

tu;j;jf cWg;gpdu;fSf;F toq;fg;gLk; cupikfisg; Gupe;Jnfhs;sTk;;.

,lu; ntspg;gLj;jy; Mtzj;ijg; gbf;fTk;.

jpl;lk; kw;Wk; nray;ghl;L fl;likg;G kw;Wk; fhyf;nfLitg; gw;wpGupe;Jnfhs;sTk;;.

chpa Neuj;jpy; khh;[pd;fis nrYj;jTk;.

chpa Neuj;jpy; jPu;T fhz epjp kw;Wk; gj;jpuq;fis nrYj;Jq;fs;.

tu;j;jf tptuq;fis rupghu;f;fTk;.

epjp kw;Wk; gj;jpuq;fs; ,af;fj;jpw;fhf tq;fp fzf;F kw;Wk; DP fzf;ifrupghu;f;fTk;.

xg;ge;j Fwpg;Gfs; kw;Wk; fzf;F mwpf;ifia kWg;gha;T nra;aTk;.

29

gpw;Nru;f;if – III

gjpT nra;ag;glhj KjyPl;L mwpTiuahsu;fisg; gw;wpa vr;rupf;if

SEBI (KjyPl;L MNyhrfHfs;) xOq;FKiwfs;> 2013-,d; fPo; KjyPl;L

MNyhrfHfis SEBI gjpT nra;fpwJ. xOq;FKiwfspd;gb> “KjyPl;LMNyhrfH" vd;gJ thbf;ifahsHfs; my;yJ gpw egHfs; my;yJ egHfspd;FOTf;F KjyPl;L MNyhridfis toq;Fk; njhopypy; <Lgl;Ls;s ve;jnthUegUk;> ve;jnthU ngaupYk; jd;id xU KjyPl;L MNyhrfuhf itj;jpUf;Fk;ve;jnthU egUk; mlq;Fk;. vspikahd nrhw;fspy;> KjyPl;L MNyhrfH vd;gJKjyPl;lhsHfSf;F mtHfspd; Njitfs;> ,lh; kw;Wk; tUtha;vjpHghHg;Gfis mwpe;Jnfhz;L KjyPl;L KbTfis vLf;f cjTk; xU egH.

“KjyPl;L MNyhrid" vd;gJ thbf;ifahsupd; ed;ikf;fhf vOj;Jg+h;t>tha;top my;yJ NtW ve;j jfty;njhlHG %ykhfTk; gj;jpuq;fs; my;yJKjyPl;L jpl;lq;fspy; KjyPL nra;jy;> thq;Fjy;> tpw;gid nra;jy; my;yJNtWtpjkhff; ifahs;tJ njhlHghd MNyhridfisAk;> gj;jpuq;fs; my;yJKjyPl;L jpl;lq;fisf; nfhz;l KjyPl;L Nghh;l;/NghypNah gw;wpaMNyhridfisAk;> Fwpf;fpwJ kw;Wk; ,jpy; epjp jpl;lkply; mlq;Fk;.nra;jpj;jhs;> gj;jpupiffs;> ve;jnthU kpd;dZ my;yJ xypgug;G my;yJnjhiyj;njhlHG Clfk; %ykhfTk; toq;fg;gLk; nghJkf;fSf;F gutyhff;fpilf;Fk; ve;jnthU KjyPl;L MNyhridAk; ,e;j tpjpKiwfspd;Nehf;fj;jpw;fhf KjyPl;L MNyhridahf fUjg;glhJ.

KjyPl;L MNyhrfuhf ,Uf;f> xUtH SEBI-aplk; gjpT nra;J elj;ij

tpjpfisg; gpd;gw;w Ntz;Lk;. SEBI gjpT ,y;yhky; KjyPl;L MNyhrfuhfnray;gLtJ rl;ltpNuhjkhdJ. ,JNghd;w rl;ltpNuhj eltbf;iffisj;jLf;f SEBI xUq;fpize;j Kaw;rpfis Nkw;nfhz;L tUfpwJ. rpy NeHikaw;wkw;Wk; mwpahj epWtdq;fs; jq;fis gjpT nra;ahky; Nghfyhk;> my;yJ>elj;ij tpjpfis gpd;gw;whky; ,Uf;fyhk;. KjyPl;L MNyhrfHfs;mwpTWj;Jtjw;F jq;fis kl;Lg;gLj;j Ntz;Lk;> mtHfs; gzk; my;yJgj;jpuq;fis ifahStjpy;iy.

30

SEBI-f;F Gfhuspf;fg;gl;l KjyPl;L MNyhrfHfshf (IA) nray;gLk; gjpTnra;ag;gl;l kw;Wk; gjpT nra;ag;glhj epWtdq;fspd; nray;ghLfs; njhlHghdrpy KiwNfLfs; fPNo Fwpg;gplg;gl;Ls;sd:-

- KjyPl;L MNyhrfu;fshy; thbf;ifahsu;fSf;F toq;fg;gLk; cWjptUtha;.

- ey;y tUkhdj;jpw;fhd jtwhd thf;FWjpAld; thbf;ifahsuplkpUe;Jkpf mjpfkhf fl;lzq;fis tR+ypj;jy;.

- mjpf fl;lzk; rk;ghjpf;f thbf;ifahsupd; ,lh; Ratptuj;ij

gpd;gw;whky; IA-fshy; jtwhf tpw;gid nra;ag;gLtJ. thbf;ifahsUf;FVw;gl;l ,og;gpw;fhd fl;lzq;fisj; jpUg;gpr; nrYj;Jtjw;fhdGfhHfisg; ngWk;NghJ> thbf;ifahsHfs; jq;fs; ,og;GfiskPl;nlLg;ghHfs; vd;w cWjpnkhopAld; mjpf ,lh; jpl;lq;fis IA-f;fs;toq;Ffpd;wd.

- thbf;ifahsu;fs; rhu;ghf tu;j;jfk; nra;jy;.

- thbf;ifahsu; Ratptuj;Jld; nghUe;jhJ kw;Wk; thbf;ifahsupd;mDkjpapd;wp mjpf ,lh; epiwe;j jpl;lq;fSf;F Nritia jhdhfNkk;gLj;Jjy; my;yJ khw;WtJ.

- thbf;ifahsu;fSf;F gz ,og;ig Vw;gLj;Jk; IA-fspd; Nkhrkhd Nrit.

- jpUg;gpj; jUjy; njhlu;ghd rpf;fy;fs;;;.

re;ijapy; ,Uf;Fk; Nkw;$wpa eilKiwfSf;F vjpuhf KjyPl;lhsHfs;tpopg;Gld; ,Uf;f Ntz;Lk; kw;Wk; jq;fis ghJfhj;Jf; nfhs;sNtz;Lk;;. %yjd re;ijfspy; epGzj;Jtk; ,Ug;gjhf $wpf;nfhs;Sk;epWtdq;fSld; eltbf;if Nkw;nfhs;Sk; NghJ mtHfs; ftdkhf ,Uf;fNtz;Lk;. SEBI (KjyPl;L MNyhrfH) xOq;FKiwfs;> 2013-,d; fPo; gjpTnra;ag;gl;l epWtdq;fspypUe;J kl;LNk KjyPl;lhsHfs; MNyhrid ngwmwpTWj;jg;gLfpwhHfs;. mj;jifa epWtdq;fspd; gl;bay;gpd;tUk; ,izajsj;jpy; fpilf;fpwJ: https://www.sebi.gov.in

https://www.sebi.gov.in/

31

KjyPl;L MNyhrfu;fSld; eltbf;if Nkw;nfhs;Sk; NghJ nra;aNtz;bait kw;Wk; nra;af;$lhjit

nra;a Ntz;bait nra;af;$lhjit- SEBI gjpT nra;ag;gl;l KjyPl;L

MNyhrfu;fSld; vg;NghJk; eltbf;ifNkw;nfhs;sTk;.

- SEBI gjpT vz;iz rupghHf;fTk;. midj;JSEBI gjpT nra;ag;gl;l KjyPl;LMNyhrfHfspd; gl;bay; SEBI ,izajsj;jpy;fpilf;fpwJ (https://www.sebi.gov.in)

- KjyPl;L MNyhrfUf;F nry;yj;jf;f gjpTrhd;wpjo; ,Ug;gij cWjp nra;J nfhs;sTk;.

- cq;fs; KjyPl;L MNyhrfUf;FMNyhridf;fhd fl;lzq;fis kl;LNknrYj;jTk;.

- MNyhridf;fhd fl;lzq;fis tq;fpNrdy;fs; %ykhf kl;LNk nrYj;Jq;fs;kw;Wk; cq;fs; gzk; nrYj;Jjy;fspd;;tptuq;fisf; Fwpg;gpl;L Kiwahfifnahg;gkplg;gl;l urPJfisg; guhkupf;fTk;.

- KjyPl;L MNyhridia Vw;Wf;nfhs;tjw;FKd;G vg;NghJk; cq;fs; ,lu; tptuf;Fwpg;igNfl;fTk;.

- KjyPl;L MNyhrfH cq;fs; ,lHtptuf;Fwpg;gpd; mbg;gilapy; fz;bg;ghfMNyhridia toq;Ftij typAWj;Jq;fs;kw;Wk; fpilf;ff;$ba KjyPl;L khw;Wfisfzf;fpy; vLj;Jf;nfhs;Sq;fs;.

- njhlHGila midj;J Nfs;tpfisAk;NfSq;fs; kw;Wk; MNyhridapd;mbg;gilapy; nray;gLtjw;F Kd; cq;fs;KjyPl;L MNyhrfuplk; cq;fs; re;Njfq;fisjPh;j;Jf;nfhs;sTk;

- KjyPLfisr; nra;tjw;F Kd;KjyPl;bd; ,lh;-tUtha; tptuf;Fwpg;G kw;Wk;gzg;Gof;fk; kw;Wk; ghJfhg;G mk;rq;fiskjpg;gpLq;fs;.

- tpjpKiwfs; kw;Wk; epge;jidfisvOj;Jg+h;tkhf ngw;W Kiwahfifnahg;gkpl;L Kj;jpiuaplg;gLtijtypAWj;jTk;;. ve;jnthU KjyPl;LMNyhrfUlDk; eltbf;if Nkw;nfhs;;tjw;FKd;G ,e;j tpjpKiwfisAk;epge;jidfisAk; Fwpg;ghf MNyhridf;Fhpafl;lzk;> MNyhridj; jpl;lq;fs;>gupe;Jiufspd; tiffs; Nghd;wtw;iwftdkhfg; gbAq;fs;.

- cq;fs; guptu;j;jidfspy;tpopg;Gld; ,Uq;fs;.

- cq;fs; re;Njfq;fs; / Fiwfis eptHj;jpnra;a nghUj;jkhd mjpfhupfis mZfTk;.cWjpg;gLj;jg;gl;l my;yJ cj;juthjkhdtUkhdj;ij toq;Fk; KjyPl;LMNyhrfHfisg; gw;wp SEBI-f;Fj; njuptpf;fTk;

- gjpT nra;ag;glhj epWtdq;fSld;eltbf;if Nkw;nfhs;s Ntz;lhk;.

- KjyPl;L MNyhrid vd;w rhf;;fpy;toq;fg;gLk; gq;F cjtpf;Fwpg;Gfis fUjNtz;lhk;.

- KjyPl;L MNyhrfuplk; KjyPl;bw;fhd cq;fs;gzj;ij nfhLf;f Ntz;lhk;.

- cWjpg;gLj;jg;gl;l tUkhdj;jpd; thf;FWjpiafUj Ntz;lhk;.

- gFj;jwpTld; vLf;fg;gLk; KjyPl;L KbTfisNguhir nty;y mDkjpf;fhjPu;fs;.

- ftUk; tpsk;guq;fs; my;yJ re;ijtje;jpfis fUj;jpy; nfhs;s Ntz;lhk;.

- ve;jnthU KjyPl;L MNyhrfu; my;yJ mjd;gpujpepjpfsplkpUe;Jk; njhiyNgrp miog;Gfs;my;yJ nra;jpfspd; mbg;gilapy;kl;LNkahd guptu;j;jidfisj; jtpu;f;fTk;.

- KjyPl;L MNyhrfu;fspd; njhlu;r;rpahdnra;jpfs; kw;Wk; miog;Gfs; fhuzkhfkl;LNk KbTfis vLf;f Ntz;lhk;.

- KjyPl;L MNyhrfu;fs; toq;Fk;tiuaWf;fg;gl;l fhy js;Sgb my;yJ gpwCf;fj;njhif> gupRfs;Nghd;wtw;Wf;F ,iuahf Ntz;lhk;.

- cq;fs; ,lh; ifahSk; jpwd; kw;Wk;KjyPl;L ,yf;FfSld; nghUe;jhjKjyPLfisr; nra;a mtruk; Ntz;lhk;.

https://www.sebi.gov.in/

32

gpw;Nru;f;if – IV

ASBA-,y; xUq;fpizf;fg;gl;l fl;lz ,ilj;jsk;; (UPI)

KjyPl;lhsHfs; ,g;NghJ IPO-f;fspy; xUq;fpizf;fg;gl;l

fl;lz ,ilj;jsj;ij (UPI) gzk; nrYj;Jk; topKiwahfg; gad;gLj;jyhk;.

UPI vd;gJ gy tq;fp fzf;Ffis xNu nkhigy; gad;ghl;by; (gq;Nfw;Fk;ve;jnthU tq;fpapYk;)> gy tq;fp mk;rq;fs;> jilaw;w epjp gupkhw;wq;fs;kw;Wk; tzpfH gzk; nrYj;Jjy;fis xNu topKiwahf ,izf;Fk; xUmikg;ghFk;.

UPI gad;gLj;jp KjyPL nra;tJ vg;gb:

UPI %yk; IPO-tpy; KjyPL nra;tjw;fhd nray;Kiw fPNoFwpg;gplg;gl;Ls;sgb 3 Kf;fpa gbfis cs;slf;fpaJ:

a) UPI %yk; Vyk; tpLjy;: KjyPl;lhsHfs; Vy tptuq;fis tpz;zg;g

gbtj;jpy; jq;fs; UPI ID-Ald; epug;g Ntz;Lk;. tpz;zg;gq;fis gq;FjhuH

Vy jsj;jpy; UPI ID-Ald; Vy tptuq;fis gjpNtw;Wk; ,ilj;jufuplk;rkHg;gpf;fyhk;. gq;F guptHj;jid Vy tptuq;fis kpd;dZ Kiwapy;KjyPl;lhsHfs; UPI ID-Ald; toq;FgtH epWtdj;jhy; epakpf;fg;gl;l

v];f;Nuh / ];ghd;rH tq;fpAld; gfpHe;J nfhs;Sk;.

b) epjpfisj; jLg;gJ: tpz;zg;gjhuH njhiff;F rkkhd epjpiaj;jLg;gjw;Fk;> xJf;fPL nra;jhy; mLj;jLj;j epjpfis nlgpl; nra;tjw;Fk;

v];f;Nuh / ];ghd;rH tq;fp KjyPl;lhsiuf; Nfl;Lf;nfhs;Sk;.KjyPl;lhsupd; jLg;G Nfhupf;ifia rupghHj;j gpwF> KjyPl;lhsHfspd;fzf;fpy; epjp jLf;fg;gLk;> NkYk; KjyPl;lhsHfSf;F ,J Fwpj;Jnjuptpf;fg;gLk;.

c) gq;FfSf;fhd xJf;fPL nray;Kiwf;F gpe;ija gzk; nrYj;jy;:gq;Ffs; xJf;fPL nra;ag;gl;lTld;> KjyPl;lhsHfspd; fzf;fpypUe;Jepjpfis nlgpl; nra;Ak; nray;Kiw eilngWk; kw;Wk; mjpfg;gbahdgzk; jilnra;ag;gLk;. epjpfisj; jLf;Fk; Neuj;jpy; UPI gpd;idg;gad;gLj;jp KjyPl;lhsH toq;fpa mjpfhuj;jpd; mbg;gilapy; ,e;jnray;Kiw eilngWk;.

33

IPO-tpy; KjyPL nra;a UPI gad;gLj;Jk; NghJ epidtpy; nfhs;sNtz;bait:

- SEBI ,izajsj;jpy; fpilf;Fk; xU toq;FeH tq;fpahf nray;gl

jFjpAs;s ‘Ra rhd;wspf;fg;gl;l rpz;bNfl; tq;fpfspd; gl;baypy; (SCSB;)ngah; Fwpg;gplg;gl;Ls;s xU tq;fpAld; cq;fs; UPI ID-I cUthf;fTk;.

- SEBI ,izajsj;jpy; fpilf;Fk; 'nghJ toq;fy;fspy; UPIgad;gLj;Jtjw;fhd nkhigy; gad;ghLfspd; gl;baypy;)Fwpg;gplg;gl;Ls;s me;j nkhigy; gad;ghLfs; kw;Wk; UPI N`z;by;fiskl;LNk gad;gLj;jTk;.

- cq;fs; tpz;zg;g gbtq;fis UPI cld; xU rpz;bNfl; cWg;gpdH>my;yJ gjpTnra;ag;gl;l gq;F jufH> my;yJ xU gjpthsH kw;Wk;gupkhw;w KftH my;yJ xU itg;Gj;njhif gq;Nfw;ghsUf;F kl;LNknrYj;Jk; ,af;fKiwahf rkHg;gpf;fTk;.

- IPO tpz;zg;gj;jpw;fhd tuk;G UPI-,y; nra;ag;gLk; xU guptHj;jidf;F&gha;. 2 yl;rk; kw;Wk; ,J rpy;yiw jdpegH KjyPl;lhsHfSf;Fkl;LNk fpilf;fpwJ.

- %d;whk; jug;G UPI ID my;yJ %d;whk; jug;G tq;fpf; fzf;ifg;gad;gLj;Jk; KjyPl;lhsHfs; xJf;fPl;bw;F fUjg;glkhl;lhHfs;

34

gpw;Nru;f;if – V

mUQ;nrhy; tpsf;fj; jpul;L

tupirvz; RUf;fk; KO tbtk;

1. AMC tUlhe;jpu guhkupg;G fl;lzq;fs;

2. ASBA tq;fp fzf;fpy; xU Fwpg;gpl;l njhifiaepWj;jpitf;Fk; xg;Gjiy cs;slf;fpatpz;zg;gq;fs;

3. BSDA mbg;gil Nritfs; bNkl; fzf;F

4. CAS njhFf;fg;gl;;l fzf;F mwpf;if

5. CDSL nrd;l;uy; nlghrpl;lup rHtPr]; (,e;jpah) ypkpnll;

6. bNkl; bNkl;bhpaiy];L

7. DP itg;Gj;njhif gq;Nfw;ghsu;

8. IA KjyPl;L MNyhrfu;fs;

9. IGRC KjyPl;lhsu; FiwAw;Nwhh; Fiw jPu;f;Fk; FO

10. IGRP KjyPl;lhsu; FiwAw;Nwhh; Fiw jPu;Tf; FO

11. IPO Muk;g nghJ toq;fy;

12. KIN KYC milahs vz;

13. KYC cq;fs; thbf;ifahsiu mwpe;J nfhs;Sq;fs;

14. MII re;ij cs;fl;likg;G ,ilj;jufu;fs;

15. MSE nkl;Nuhghypl;ld; ];lhf; vf;];r;NrQ;M/g; ,e;jpah ypkpnll;

16. NSDL Ne\dy; nrf;a+upl;b]; nlg;ghrpl;lup ypkpnll;

17. NSE ypkpnll; Ne\dy; ];lhf; vf;];r;NrQ; M/g; ,e;jpahypkpnll;

18. PAN epue;ju fzf;F vz;

19. PoA mjpfhug; gj;jpuk;

20. SCORES SEBI Gfhu;fs; Fiwg;G mikg;G

21. SEBI nrf;a+upl;b]; mz;l; vf;];r;NrQ; NghHLM/g; ,e;jpah

22. SMS FWQ;nra;jp Nrit

23. UCC jdpj;Jtkhd thbf;ifahsh; FwpaPL

24. UID jdpj;Jtkhd milahsk;

Documents

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