Simon Marginson Presentation

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    CPAAustraliaInternationalForumforAcademics

    Melbourne,28June2012

    BusinessEnvironment

    intheAsiaPacific

    Simon

    MarginsonCentrefortheStudyofHigherEducation

    UniversityofMelbourne

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    Amorepluralhighereducationworld

    1. Globaloverview

    2. Dynamismintheregion

    3. HowthePostConfucianModel(PCM)

    ofhigher

    education

    works

    4. Predictions

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    0.33%of

    world

    population

    1.16%ofworldGDPPPP

    2.4%ofworldsciencepapers

    3.8%of2011Shanghaiworldtop500universities

    5.3%of2011TimesHigherworldtop400universities

    2.8%of500universitieswithlargest

    scientific

    output

    2005

    09,

    Leidenranking

    2.0%of250universitieswithhighestproportionofpapersin

    top10%

    in

    their

    field,

    Leiden

    3.4%oftop500universitiesinwebometricsranking

    Australia

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    Global

    middle

    class

    to

    2030

    (millions)Source:EuropeanUnionInstituteforStrategicStudies

    Middleclass

    is

    defined

    as

    persons

    living

    on

    USD

    $10

    100

    per

    day

    PPP

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    Asian

    middle

    class

    to

    2030

    (millions)Source:EuropeanUnionInstituteforStrategicStudies

    Middleclass

    is

    defined

    as

    persons

    living

    on

    USD

    $10

    100

    per

    day

    PPP

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    Gross

    Tertiary

    Enrolment

    Ratio,

    2010UNESCOInstituteforStatistics&TaiwanMinistryofEducation

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    Scienceresearchpapersperyear,1995

    2009:Total

    world

    output

    USNationalScienceFoundationdata

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    Sciencepapersperyear,19952009

    USA,EU,

    Asia,

    Latin

    America

    USNationalScienceFoundationdata

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    Growthofsciencepapers,19952009(1995=1.00)

    USNationalScienceFoundation

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    Research

    papers:

    Growth

    1995

    to

    2009USNationalScienceFoundation

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    Researchpapersperyear,19952009

    China,Japan,

    India

    &

    Korea

    USNationalScienceFoundationdata

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    Researchpapersperyear,19952009

    Korea,Taiwan,

    Singapore,

    Thailand

    USNationalScienceFoundationdata

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    Amorepluralhighereducationworld

    1. Globaloverview

    2. Dynamismintheregion

    3. HowthePostConfucianModel(PCM)

    ofhigher

    education

    works

    4. Predictions

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    R&Dinvestment

    by

    world

    region

    2009

    Region InvestmentinR&D

    (US

    National

    Science

    Foundation

    data)

    NorthAmerica $433billion(33.9%ofworldtotal)

    East,SE

    &

    South

    Asia $402 billion

    (31.5%)

    Europe $319 billion(25.0%)

    MiddleEast&Africa $35 billion(2.7%)

    South&CentralAmerica $32billion (2.5%)

    Australia&Pacific $22billion(1.8%)

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    R&D

    as

    a

    proportion

    of

    GDP,

    2008/9USNationalScienceFoundation

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    Sciencepapersinglobaljournals,

    East,SEandSouthAsia,2009USNationalScienceFoundation

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    Sciencepapersinglobaljournals,

    smallerAsianresearchsystems,2009USNationalScienceFoundation

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    ShanghaiJiaoTongUniversityranking

    NobelPrizesandFieldMedalswonbyalumni(slidingscale,

    morerecentprizesscorehigher)10%

    NobelPrizes

    and

    Field

    won

    by

    current

    members

    of

    academicstaff20%

    MembersofacademicstaffwhoareHiCiresearchers,in

    top250inworldfieldbycitations20%

    NumberofpaperspublishedinNature andScience inpreviousfiveyears

    20%

    PapersindexedinSciencecitationindexandSocialScience

    citationindexinpreviousyear20%

    Percapitaindicator:aboveindicatorsdividedbynumberof

    fulltimeequivalentacademicstaff10%

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    ShanghaiJiao

    Tong

    top

    200,

    2011

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    EastAsia

    in

    Shanghai

    JTU

    top

    200,

    2011

    Category EastAsianuniversities

    1

    100

    eq. JAPAN

    5

    (Tokyo

    21,

    Kyoto

    27,

    Osaka

    84,

    Nagoya

    94,Tohuku97)

    102150 JAPAN2 (Hokkaido,TokyoIT)

    SINGAPORE1

    (NationalU

    Singapore)

    SOUTHKOREA1 (SeoulNational)

    TAIWAN1 (NationalTaiwan)

    151200 JAPAN2 (Kyushu,Tsukuba)

    CHINA1 (Tsinghua)

    HONGKONGSAR1 (ChineseUofHongKong)

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    Shanghai

    JTU

    top

    500

    universitiesChinesesystems2005&2011

    2005 2011

    Chinamainland 8 23

    HongKongSAR 5 5

    TaiwanChina 5 7

    Total 18 35

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    Shanghai

    JTU

    top

    500

    universitiesJapan,Korea,Singapore2005&2011

    2005 2011

    Japan 34 23

    Korea 8 11

    Singapore 2 2

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    SJTUtop100schools,allnations,2011PHYSICAL

    SCI ENGINEERING LIFE

    SCI MEDICINE SOCIAL

    SCI TOTAL

    UnitedStates 52 46 57 54 71 280

    UnitedKingdom 8 6 10 11 8 43

    Canada 2 4 4 5 8 23

    Germany 8 1 7 5 0 21

    Netherlands 2 3 4 4 5 18

    Japan 7 5 3 2 0 17

    Australia 1 5 4 3 1 14

    France 6 1 1 3 0 11

    Switzerland 3 2 3 2 1 11Sweden 1 3 2 3 0 9

    Israel 4 2 0 0 2 8

    China 0 6 0 0 0 7

    Belgium 0 2 3 2 0 7

    Denmark 1 1 1 1 2 6

    HongKongSAR 0 4 0 0 1 5

    Taiwan 1 3 0 0 1 4

    Singapore 0 2 0 1 0 3

    SouthKorea 1 2 0 0 0 3

    others 1 1 1 3 1 7

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    Asiainwebometricsranking,2012

    University

    worldrank

    NationalTaiwanU TAIWAN 42

    U Tokyo JAPAN 46

    National ChengKungU TAIWAN 63

    NationalChiao Tung U TAIWAN 72

    KyotoU JAPAN 77

    NationalUofSingapore SINGAPORE 84

    Tsinghua U CHINA 87

    PekingU CHINA 92

    HongKongPolytechnicU HONGKONGSAR 106

    NationalTsing Hua U TAIWAN 113

    NationalCentral

    U TAIWAN 125

    UHongKong HONGKONGSAR 127

    SeoulNationalU SOUTHKOREA 136

    ShanghaiJiaoTongU CHINA 139

    Doesnot

    include

    Middle

    East.

    Highest

    is

    Tel

    Aviv

    U,

    Israel,

    at

    133

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    LargeAsiaPacificresearchuniversities

    University/nation Numberofscience

    papers20052009

    (LeidenCWTSdata)

    Proportion(%)of

    papersintop10%in

    fieldbycitation

    U

    Tokyo

    JAPAN 18,382 10.2KyotoU JAPAN 14,941 9.5

    SeoulNationalU SOUTHKOREA 13,052 8.9

    ZhejiangU CHINA 13,037 9.2

    OsakaU

    JAPAN 12,266 8.1

    NationalUSingapore SINGAPORE 11,838 13.8

    TohukuU JAPAN 11,736 7.9

    TsinghuaU CHINA 11,478 10.8

    NationalTaiwanU TAIWAN 11,302 8.9

    ShanghaiJiaoTongU CHINA 10,683 8.2

    Sydney 10,155 10.1

    Melbourne 9724 11.9

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    HighcitationAsiaPacificuniversities

    University/nation Numberofscience

    papers20052009

    (LeidenCWTSdata)

    Proportion(%)of

    papersintop10%in

    fieldbycitation

    HongKong

    UST

    HONG

    KONG

    SAR 3568 14.9

    PohangU SOUTHKOREA 3264 14.1

    NationalUSingapore SINGAPORE 11,838 13.8

    NankaiU CHINA 4211 13.4

    UScience

    &

    Technology

    CHINA 6789 13.0

    ANU AUSTRALIA 5551 12.9

    CityUHongKong HONGKONGSAR 3903 12.7

    LanzhouU CHINA 3531 11.9

    UMelbourne AUSTRALIA 9724 11.9

    UQueensland AUSTRALIA 9088 11.8

    UHongKong HONGKONGSAR 6820 11.5

    KoreaAdvanced

    IS&T

    SOUTH

    KOREA 5319 11.4

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    Researchuniversities

    by

    world

    region

    Region Numberofuniversitiesproducingover5000science

    papers20052009andwithover10%ofpapersintop

    onetenthintheirfieldoncitationrate(Leiden

    UniversityCWTS)

    UnitedStates 64

    West.Europe 47

    Asia 12China6,HongKongSAR2,Singapore2,Japan1,Korea1

    (butnotethatthereare38AsiaPacificuniversitieswith

    atleast5000papersinthe20052009period)

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    RapidimprovementinChinaandAsia8Share

    of

    worlds

    top

    1%

    most

    cited

    papers,

    Chemistry,2000&2010

    US

    National

    Science

    Foundation

    shareoftop1%

    papersin

    Chemistry

    USA China Japan Asia8

    2000 48.6% 0.6% 9.3% 1.5%

    2010 34.2% 10.6% 6.7% 6.0%

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    Amore

    plural

    higher

    education

    world

    1. Globaloverview

    2. Dynamismintheregion

    3. HowthePostConfucianModel(PCM)

    ofhigher

    education

    works

    4. Predictions

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    ThePost

    Confucian

    Model

    of

    highereducationachieves

    1. Rapidgrowth

    of

    participation,

    tending

    towards

    universallevels,partlyfinancedbyhouseholds

    2. Rapidexpansionofresearchscience

    3. Creationof

    layer

    of

    world

    class

    universities

    allwithintheframeworkoflowtaxpolities

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    Conditions

    and

    drivers

    of

    the

    PostConfucianModel

    1. Thecomprehensive

    Sinic

    state

    2. Confuciantraditionineducation

    3. Economicgrowthandrisingmiddleclass

    4. Modernizationimperative

    5. Internationalizationstrategy

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    EastAsian(Qin)state,3rd CenturyBCE

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    Politics

    always

    in

    commandThedevelopmentofthepoliticalsphereintheChineseworld

    anditspreeminenceoveralltheother(military,religious,

    economic)isoneofitsmostcharacteristicmarksThisiscertainlyoneoftheconstantsandoneofthegreatoriginal

    aspectsoftheChineseworld,onethatdistinguishesitfromall

    others.

    JacquesGernet(1982),AHistoryofChineseCivilization,2nd Edition,Transl.J.R.Fosterand

    CharlesHartman,CambridgeUniversityPress,Cambridge,pp.2829

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    Centrality

    of

    the

    state

    in

    East

    AsiaIntheEastAsianculturalcontext,governmentleadershipis

    deemedindispensableforasmoothfunctioningofthe

    domesticmarket

    economy

    and

    vital

    for

    enhancing

    national

    comparativeadvantageininternationalcompetition.The

    centralgovernmentisexpectedtohaveaholisticvisionofthe

    wellbeingofthenationandalongtermplantohelppeople

    maintainan

    adequate

    livelihood

    ....

    Strong

    government

    with

    moralauthority,asortofritualizedsymbolicpowerfully

    acceptedbytheoverwhelmingmajority,isacclaimedasa

    blessing.

    TuWeiMing(ed.)(1996),Introduction,inConfucianTraditionsinEastAsianModernity:

    MoraleducationandeconomiccultureinJapanandthefourminidragons,Harvard

    UniversityPress,Cambridge,MA,p.7

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    GDPinEastAsia&Singapore2010USD$sbillion,IMFdata2012,GDPPurchasingPowerParity(PPP)

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    GrossNationalIncomeperhead2010WorldBank,CIAFactBookforTaiwandataonly

    Country/system Population

    (millions)

    GNIPPPperyear

    (USD$s)

    Singapore 5.1 55,790

    HongKongSAR 7.1 47,480

    MacauSAR(GNI2009) 0.5 45,220

    Taiwan(population2012) 23.2 35,700

    Japan 127.5 34,640

    SouthKorea 48.7 29,010

    China (mainlandonly) 1338.3 7640

    Vietnam 86.2 3070

    India 1224.6 3550

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    ToptenschoolsystemsOECDPISA2009(meanstudentscores,PostConfucianeducationsystemsinred)

    Reading Mathematics Science

    ShanghaiChina 556 ShanghaiChina 600 ShanghaiChina 575

    SouthKorea 539 Singapore 562 Finland 554

    Finland 536 HongKong 555 HongKong 549

    HongKong 533 SouthKorea 546 Singapore 542

    Singapore 526 TaiwanChina 543 Japan 539

    Canada

    524 Finland

    541 SouthKorea

    538

    NewZealand 521 Liechtenstein 536 NewZealand 532

    Japan 520 Switzerland 534 Canada 529

    Australia 515 Japan 529 Estonia 528

    Netherlands508 Canada527 Australia527

    Australia 15th 514

    UKequal25th 424 UK28th 492 UK16th 514

    USA

    equal

    15th

    500 USA

    equal

    31st

    487 USA

    23rd

    502

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    Usinginternationalizationstrategies:

    ShanghaiJiao

    Tong

    University

    SJTUrealizesthatitmustreviewtheuniversitys

    performancein

    aglobal

    dimension;

    all

    aspects

    of

    university

    performanceinSJTUsuchasfacultyquality,research

    excellence,andtalentcultivationshouldbeevaluatedand

    comparedbyinternationalstandards.Thisbenchmarking

    approachorganizestheoverallgoaloftheuniversityinto

    specificperformanceindicatorsand,ultimately,enablesthe

    universitytodefineitscurrentposition,tohavecleargoals

    anddirection

    for

    future

    development,

    and

    to

    design

    measures

    accordingly.

    QingHuiWang,QiWangandNianCaiLiu,BuildingworldclassuniversitiesinChina:

    ShanghaiJiaoTongUniversity, inAltbachandSalmi(2011),p.43

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    Amore

    plural

    higher

    education

    world

    1. Globaloverview

    2. Dynamismintheregion

    3. HowthePostConfucianModel(PCM)

    ofhigher

    education

    works

    4. Predictions

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    Foreigntertiarystudentsin2008:

    OECDdata

    on

    world

    market

    shares

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    Countrieswith1000+sciencepapersp.a.US

    National

    Science

    Foundation

    data

    for

    2009

    ANGLO

    SPHERE

    EUROPE

    EUNATIONS

    EUROPE

    NONEU

    ASIA LATIN

    AMERICA

    Australia Austria Italy Croatia China Argentina

    Canada Belgium Netherlands Norway India Brazil

    N.Zealand CzechRep. Poland Russia Japan Chile

    UK Denmark Portugal Serbia Malaysia Mexico

    USA Finland Rumania Switzerland Pakistan

    France Slovakia Turkey Singapore M.EAST/AF

    Germany Sweden Ukraine SouthKorea Egypt

    Greece Spain Taiwan Iran

    Hungary Sweden Thailand Israel

    Ireland Sth.Africa

    Tunisia

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    We

    will

    need

    to

    UseourAsianpopulationsasabridge(18%of

    Melbourne

    now

    has

    Asian

    ancestry)

    FocusonbuildingdeeppartnershipsinEastAsia

    Upgradeourresearchtobeafuturefrontlineplayer

    inAsia

    Pacific

    higher

    education

    AttractmorehighcalibreAsianstudents,especiallydoctoralstudents

    Strengthenthe

    PG

    stage

    of

    coursework

    BecomemorebilingualandgettoknowAsiansocietiesmuchbetter

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    DeniseBradley,chairof2008

    reviewofhighereducation,with

    (now)PrimeMinisterGillard:

    recommendedbroaderapproach

    tointernationalization

    JaneLomaxSmith,chairofthe

    2011BaseFundingReview:

    recommendedincreaseinfunding

    ofteachingofdomesticstudents

    tounderpin

    amore

    internationally

    effectivehighereducationsystem

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    Ken Henry, Former Secretary to the Treasury,Chair of the Australia in the Asian Century Taskforce

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    http://www.cshe.unimelb.edu.au/people/staff_pages/Marginson/Marginson.html

    Cambridge UP,Cambridge, May 2010

    Springer, Dordrecht,September 2011

    Routledge, New York,August 2011

    Edward Elgar, Cheltenham,

    September 2011