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SHOULDER Comparison of conservative treatment with and without manual physical therapy for patients with shoulder impingement syndrome: a prospective, randomized clinical trial Gamze Senbursa Gul Baltacı Ahmet Atay Received: 24 September 2006 / Accepted: 9 January 2007 / Published online: 28 February 2007 Ó Springer-Verlag 2007 Abstract The aim of this prospective, randomized clinical study was to compare the effectiveness of two physical therapy treatment approaches for impinge- ment syndrome, either by joint and soft tissue mobili- zation techniques or by a self-training program. Thirty patients (Group 1, n = 15; Group 2, n = 15) with the diagnosis of an outlet impingement syndrome of the shoulder were treated either by strengthening the depressors of the humeral head with a guided self- training program (Group 1, age 49.5 ± 7.9 years), or by joint and soft tissue mobilization techniques (Group 2, age 48.1 ± 7.5 years). Group 1 was instructed with the active range of motion (ROM), stretching and strengthening exercise program including rotator cuff muscles, rhomboids, levator scapulae and serratus anterior with an elastic band at home at least seven times a week for 10–15 min and Group 2 received a prescription for 12 sessions of joint and soft tissue mobilization techniques, ice application, stretching and strengthening exercise programs and patient education in clinic for three times per week. All patients were tested with visual analog scale (VAS) for pain level, goniometric measurement for ROM and algometry for the pain threshold. Function was measured with a functional assessment questionnaire. The VAS (10 cm) used to measure pain with functional activities and the functional assessment questionnaire (Neer) were also measured 3 months after the initiation of treatment. Subjects in both groups experienced significant de- creases in pain and increases in shoulder function, but there was significantly more improvement in the manual therapy group compared to the exercise group. For example, pain in the manual therapy group was reduced from a pre-treatment mean (±SD) of 6.7 (±0.3) to a post-treatment mean of 2.0 (±2.0). In con- trast, pain in the exercise group was reduced from a pre-treatment mean of 6.6 (±1.4) to a post-treatment mean of 3.0 (±1.8). ROM at flexion, abduction and external rotation in the manual therapy group im- proved significantly while ROM in the exercise group did not. There were statistically differences among the groups in function (P > 0.05). Group 2 showed signif- icantly greater improvements in the Neer Question- naire score and shoulder satisfaction score than Group 1. The patients treated with manual physical therapy applied by experienced physical therapists combined with supervised exercise in a brief clinical trial showed improvement of symptoms including increasing strength, decreasing pain and improving function earlier than with exercise program. Keywords Manual therapy Á Shoulder Á Impingement Syndrome Á Exercise Introduction The shoulder joint, the most mobile joint in the human body, is at greater risks for injuries. Shoulder pain is This study was presented in the 52nd Annual Meeting of American College of Sports Medicine in Nashville, USA, 2005. G. Senbursa Á G. Baltacı (&) School of Physiotherapy and Rehabilitation, Hacettepe University, 06100 Ankara, Turkey e-mail: [email protected] A. Atay Department of Orthopaedics and Traumatology, Hacettepe University, 06100 Ankara, Turkey 123 Knee Surg Sports Traumatol Arthrosc (2007) 15:915–921 DOI 10.1007/s00167-007-0288-x

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SHOULDER

Comparison of conservative treatment with and without manualphysical therapy for patients with shoulder impingementsyndrome: a prospective, randomized clinical trial

Gamze Senbursa Æ Gul Baltacı Æ Ahmet Atay

Received: 24 September 2006 / Accepted: 9 January 2007 / Published online: 28 February 2007� Springer-Verlag 2007

Abstract The aim of this prospective, randomized

clinical study was to compare the effectiveness of two

physical therapy treatment approaches for impinge-

ment syndrome, either by joint and soft tissue mobili-

zation techniques or by a self-training program. Thirty

patients (Group 1, n = 15; Group 2, n = 15) with

the diagnosis of an outlet impingement syndrome of

the shoulder were treated either by strengthening the

depressors of the humeral head with a guided self-

training program (Group 1, age 49.5 ± 7.9 years), or by

joint and soft tissue mobilization techniques (Group 2,

age 48.1 ± 7.5 years). Group 1 was instructed with

the active range of motion (ROM), stretching and

strengthening exercise program including rotator cuff

muscles, rhomboids, levator scapulae and serratus

anterior with an elastic band at home at least seven

times a week for 10–15 min and Group 2 received a

prescription for 12 sessions of joint and soft tissue

mobilization techniques, ice application, stretching and

strengthening exercise programs and patient education

in clinic for three times per week. All patients were

tested with visual analog scale (VAS) for pain level,

goniometric measurement for ROM and algometry for

the pain threshold. Function was measured with a

functional assessment questionnaire. The VAS (10 cm)

used to measure pain with functional activities and the

functional assessment questionnaire (Neer) were also

measured 3 months after the initiation of treatment.

Subjects in both groups experienced significant de-

creases in pain and increases in shoulder function, but

there was significantly more improvement in the

manual therapy group compared to the exercise group.

For example, pain in the manual therapy group was

reduced from a pre-treatment mean (±SD) of 6.7

(±0.3) to a post-treatment mean of 2.0 (±2.0). In con-

trast, pain in the exercise group was reduced from a

pre-treatment mean of 6.6 (±1.4) to a post-treatment

mean of 3.0 (±1.8). ROM at flexion, abduction and

external rotation in the manual therapy group im-

proved significantly while ROM in the exercise group

did not. There were statistically differences among the

groups in function (P > 0.05). Group 2 showed signif-

icantly greater improvements in the Neer Question-

naire score and shoulder satisfaction score than Group

1. The patients treated with manual physical therapy

applied by experienced physical therapists combined

with supervised exercise in a brief clinical trial showed

improvement of symptoms including increasing strength,

decreasing pain and improving function earlier than

with exercise program.

Keywords Manual therapy � Shoulder �Impingement Syndrome � Exercise

Introduction

The shoulder joint, the most mobile joint in the human

body, is at greater risks for injuries. Shoulder pain is

This study was presented in the 52nd Annual Meeting ofAmerican College of Sports Medicine in Nashville, USA, 2005.

G. Senbursa � G. Baltacı (&)School of Physiotherapy and Rehabilitation,Hacettepe University, 06100 Ankara, Turkeye-mail: [email protected]

A. AtayDepartment of Orthopaedics and Traumatology,Hacettepe University, 06100 Ankara, Turkey

123

Knee Surg Sports Traumatol Arthrosc (2007) 15:915–921

DOI 10.1007/s00167-007-0288-x

Page 2: 2-. Tmo y Pinzamiento Subacromial

second only to low back pain in occurrence, affecting

approximately 16–21% of the population [13]. More-

over, approximately one-fifty of all disability payments

for musculoskeletal disorders are for patients with

shoulder disorders [9].

The most frequent cause of shoulder pain is subac-

romial impingement syndrome, accounting for 44–60%

of all complaints of shoulder pain [17]. Several factors

causing shoulder impingement syndrome include rota-

tor cuff muscle weakness, acromial morphology, muscle

imbalance, capsular laxity or tightness, dysfunctional

glenohumeral and scapulothoracic kinematics, degen-

eration and inflammation of the tendons or bursa [4].

Subacromial impingement syndrome is one of the

most common shoulder disorders which characterized

by shoulder pain that is exacerbated with arm elevation

or overhead activities, in adults, with a high socioeco-

nomic impact on working ability [6, 18].

While many treatments have been employed in the

management of shoulder impingement syndromes,

few have been proven to be effective in randomized

controlled trials [20, 26, 31]. Corticosteroid injections

into the glenohumeral joint, non-steroid anti-inflam-

matory drugs, physical therapy modalities, strength

and stretching exercises have been listed non-surgical

approaches to treatment in subacromial impingement

syndrome [18, 27, 30]. One of treatment techniques in

shoulder impingement syndrome is manual therapy

techniques including deep friction massage, exercise

and soft tissue and joint mobilization techniques [6]. The

goals of manual therapy of subacromial impingement

are to decrease subacromial inflammation, to allow

healing and strengthening of a dysfunctional rotator cuff

and to restore pain-free shoulder function [4, 21, 25].

It seems reasonable to suggest that manipulation/

mobilization techniques for joints that exhibit limited

passive accessory motion may be helpful in the man-

agement of shoulder problems that do no respond to

conventional management. Unfortunately, there is lit-

tle evidence on the efficacy of these types of inter-

ventions for patients with subacromial impingement

syndromes not responding to conventional manage-

ment. Thus, the purpose of this study was to compare

the effectiveness of two physical therapy treatment

approaches for impingement syndrome, either by joint

and soft tissue mobilization techniques or by a self-

training program after 4 weeks of treatment.

Materials and methods

The short-term clinical effectiveness of manual physi-

cal therapy compared with usual care was assessed in a

randomized clinical trial. Short-term was defined as the

end of the 4-week treatment period. The study was

conducted at the outpatient clinic of Physiotherapy

and Rehabilitation, Hacettepe University, Ankara,

Turkey. After informed consent was obtained, 30 con-

secutive patients (Group 1, n = 15; Group 2, n = 15)

with the diagnosis of an outlet impingement syndrome

of the shoulder were treated either by strengthening the

depressors of the humeral head with a guided self-

training program (Group 1, age 49.5 ± 7.9 years), or by

joint and soft tissue mobilization techniques (Group 2,

age 48.1 ± 7.5 years).

Assessment

The study population consisted of 30 patients between

30 and 55 years of age. The criteria for inclusion in the

study were shoulder pain with no major shoulder

trauma, taken no treatment another physiotherapy

clinic in the last 2 years, marked loss of active and

passive shoulder motion or painful range of motion

(ROM), magnetic resonance imaging as a reference

standard. Exclusion criteria included a history of fro-

zen shoulder, disorders of the acromioclavicular joint,

degenerative arthritis of the glenohumeral joint, calci-

fying tendonitis, shoulder instability, posttraumatic

disorders, or shoulder surgery and/or elbow, hand,

wrist and cervical spine disorders.

Each patient underwent a history assessment and a

physical examination that tested the shoulder mobility,

tenderness and impingement.

All patients were tested with visual analog scale

(VAS) for pain level [8, 29], goniometric measurement

for ROM [22] and algometry for the pain threshold

[23]. Function was measured with a functional assess-

ment questionnaire. All patients were also evaluated

before and after rehabilitation. The VAS (10 cm) used

to measure pain with functional activities and the

functional assessment questionnaire (Neer) were also

measured 3 months after the initiation of treatment.

Manual muscle testing for flexion, abduction, internal

and external rotation strength of the shoulder was as-

sessed. Supraspinatus muscle trigger point tenderness

was determined by Algometry (Commander 1998

JTech Medical Industries) (Fig. 1). The Neer test was

applied to diagnose impingement syndrome [24]. While

scapular rotation was prevented with one hand, the

shoulder of the patient was passively forced to eleva-

tion at an angle between flexion and abduction by the

other hand. Pain in the subacromial was indicative of a

positive test. The ROM of the shoulder was measured

in all planes with a goniometer while the patients were

lying supine as blind pre- and post-treatment. Shoulder

916 Knee Surg Sports Traumatol Arthrosc (2007) 15:915–921

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flexion was assessed in the sagittal plane with the arm

at the side and the hand pronated, while shoulder

abduction was measured in the frontal plane with

the arm at the side and shoulder externally rotated to

obtain maximum abduction. Shoulder external and

internal rotation were measured in the transverse plane

while the arm was abducted to 90�, the elbow flexed to

90�, the hand pronated and forearm perpendicular to

floor. The measurement of spontaneous pain, at night

pain, pain at rest and pain with motion was conducted

by means of a 100 mm VAS (Tables 1, 2; Fig. 2).

The study was approved by the ethical committee of

the Medical Faculty at the University of Hacettepe. All

patients gave their written consent to participate.

Treatment

Group 1: self-training

Group 1 was instructed with the active ROM,

stretching and strengthening exercise program includ-

ing rotator cuff muscles, rhomboids, levator scapulae

and serratus anterior with an elastic band at home at

least seven times a week for 10–15 min and the exer-

cises were taught by physiotherapist and patients did

the exercises everyday during 4 weeks. Same exercise

program was given to each patient as shoulder exercise

brochure [1].

Group 2: manual therapy

Group 2 received a prescription for 12 sessions of joint

and soft tissue mobilization techniques, ice application,

stretching and strengthening exercise programs and

patient education in clinic for three times per week.

Self-training and manipulative physiotherapy aim at

strengthening rotator cuff muscles, increase tenderness

and pain and, therefore, probably reduce subacromial

impingement. Patients were treated in physical therapy

unit three times per week (12 sessions) for 4 weeks.

The manual therapy included deep friction massage

on supraspinatus muscle tendon (Fig. 3), radial nerve

stretching, scapular mobilization (Fig. 4a, b), glenohu-

meral joint mobilization (Fig. 5a, b) [5], proprioceptive

neuromuscular facilitation techniques including rhyth-

mic stabilization and hold-relax [11]. The self-training

was taught and controlled to patients under the guid-

ance of a physiotherapist. An instruction of the exer-

cise program was given as shoulder exercise brochure

[1]. For self-training at home, an elastic band was used

because this seemed more suitable then dumbbells.

The main advantage of the Thera-Band was the

availability of different levels of resistance, so it could

be adjusted individually to the patient’s level of

strength [11, 28]. The patients with painful disabling

impingement syndrome of the shoulder were random-

ized into two different conservative treatment groups.

Each group was treated over a period of 4 weeks. In

addition to the therapy regimen, the patients were

advised to avoid overhead sports and overhead work.

After the 16-week period, they were told to use their

shoulders normally without any limitation. All patients

agreed to conservative treatment.

Statistical analysis

Statistical analysis was conducted with SPSS Version

10 by using of the Student t-test for results. A signifi-

cant P-value was considered to be <0.05.

Table 1 Comparison of pain at night, rest and with motion before and after treatment in Group 1 and 2 according to VAS

Night pain Pain with motion Pain at rest

Before treatment After treatment P Before treatment After treatment P Before treatment After treatment P

X SD X SD X SD X SD X SD X SD

Group 1 6.1 1.9 1.2 1.6 0.01 6.3 2.7 2.5 1.5 0.01 2.0 2.0 0.9 0.2 0.07Group 2 5.6 2.1 2.2 2.4 0.02 6.0 2.5 3.1 2.0 0.01 3.0 1.8 0.7 1.4 0.02

Fig. 1 Supraspinatus muscle trigger point tenderness measuredby Algometer

Knee Surg Sports Traumatol Arthrosc (2007) 15:915–921 917

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Results

The statistical analysis of the two therapy groups did

not reveal any significant differences in age, duration of

disease, pain level, and initial result of the Neer score.

Subjects in both groups experienced significant de-

creases in pain and increases in shoulder function, but

there was significantly more improvement in the man-

ual therapy group compared to the exercise group. For

example, pain in the manual therapy group was reduced

from a pre-treatment mean (±SD) of 6.7 (±0.3) to a

post-treatment mean of 2.0 (±2.0). In contrast, pain in

the exercise group was reduced from a pre-treatment

mean of 6.6 (±1.4) to a post-treatment mean of 3.0

(+1.8). ROM at flexion, abduction and external rotation

in the manual therapy group improved significantly

while ROM in the exercise group did not. There were

statistically differences among the groups in function

(P > 0.05). Group 2 showed significantly greater

improvements in the Neer Questionnaire score and

shoulder satisfaction score than Group 1.

Discussion

Two groups with a subacromial impingement syn-

drome of the shoulder were treated with two different

conservative methods: self-training (Group 1), and

manual therapy (Group 2).

The patients were treated and followed up for a

period of 4 weeks. The main reason to limit the study

to 4 weeks was that it was impossible to keep stan-

dardized conditions over a longer period. Prescribing

physiotherapy for a longer time is not allowed by the

health insurance system. Also the treatment at hospital

might occasionally be interrupted due to problems of

time and transportation. The Cyriax method requires

fewer hospital visits enabling the patients to proceed in

their daily and sports activities. No special equipment

is needed for the method but only an experienced

physical therapist in the technique. The manipulation

Table 2 The Neer results of patients with subacromialimpingement

Neer 1 Neer 2 P

0 1

Group 10 5 0.0081 8 2

Group 20 1 0.0021 10 4

P 0.169 0.651

60

65

70

75

80

85

90

Ext.Rot.Group I Ext. Rot.Group II Int. Rot. Group I Int.Rot Group II

Before Treatment After treatment

Fig. 2 Comparison of external and internal rotation ROMbefore and after treatments in Group 1 and 2

Fig. 3 Deep friction massage on supraspinatus muscle

Fig. 4 Scapular mobilizationtechniques

918 Knee Surg Sports Traumatol Arthrosc (2007) 15:915–921

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used during the Cyriax approach is mild and does not

require anesthesia. It provides a health-care advantage

during the active treatment period and this is of major

importance for both the patient and the overloaded

physical therapy clinics of referral hospitals [8]. It

seems reasonable to suspect that some of these indi-

viduals may have decreased passive accessory joint

motion that is not addressed by conventional man-

agement and may benefit from interventions that uti-

lize manipulation/mobilization techniques.

There is little published evidence on the efficacy of

manipulation/mobilization for patients with any diag-

nosis involving the shoulder. Although literature data

lacks a consensus on the non-operative approach for

the treatment of subacromial impingement, it is still

the primary intervention. The abstracts or full reports

of 146 titles with appropriate key words regarding

manual therapy were reviewed in February 2005. Of

these, 105 studies were not primarily studies of manual

therapy and were thus eliminated from review. In the

41 remaining studies, 18 did not utilize statistical

comparisons or report blinded assessment of outcome

measures [7].

Another systematic review examined the evidence

for the efficacy of rehabilitation interventions for

patients with subacromial impingement syndrome via

computerized bibliographic databases of Medline, the

Cumulative Index to Nursing and Allied Health Lit-

erature, and the Cochrane Database of Systematic

Reviews from 1966 to October 2003 [19]. They found

15 randomized clinical trails. The limited evidence

currently suggests that exercise and joint mobilizations

were efficacious for decreasing pain and improving

function for patients with subacromial impingement

syndrome [19].

The efficacy of the treatments for shoulder symp-

toms have rarely been evaluated in randomized com-

parative studies so far [3, 6]. In the last 10 years, many

publications have focused on functional disorders that

may result in subacromial impingement [10, 14, 28, 31].

There is one report on treating subacromial disorders

with manual therapy. Bergman et al. performed a

randomized controlled study in 250 patients with

shoulder symptoms [2]. The patients received standard

treatment and manipulative treatment. The authors

reported a reduction shoulder complaints and an

improvement in the range-of-motion after treatment.

All two methods led to a significant improvement in

function and a significant decrease in pain levels over a

period of 4 weeks. The findings of Bergmanet al. con-

firm our results with regard to reduced pain as well as

improvement in mobility and muscle strength [2]. Our

results confirm the efficacy of a manipulative therapy

described by Cyriax in the early phase of the treatment

in subacromial impingement. Patients in the manual

therapy group demonstrated a significant reduction in

pain and increased function compared to the control

group both immediately after treatment and at a 1-

month follow-up. Although there are limitations in

Bergman study’s methodology, the results seem to

support the use of manipulation in patients with per-

sistent symptoms after an impingement syndrome.

Soft tissue (muscle, ligaments, tendons, joint cap-

sules, articular surfaces, skin and fascia) injuries such

as joint sprains or muscle damage are often treated by

manual therapy [16]. Normal tissue regeneration and

remodeling depend on mechanical stimulation during

the repair process [16]. This may help improve the

tissue’s overall mechanical and physical behaviors,

such as tensile strength and flexibility. Manipulation

was seen to have some effect in this study. Soft tissue

and joint mobilization and deep friction massage

Fig. 5 Glenohumeral joint mobilization techniques

Knee Surg Sports Traumatol Arthrosc (2007) 15:915–921 919

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techniques stimulated the more superficial level of

proprioception, whereas manual techniques using joint

movement, stretching or deep kneading would stimu-

late the deep level of proprioception. Comparing the

results of the different studies, there is no clear supe-

riority of a particular method. After 3 months, half of

the patients improved by 50% or more.

The therapeutic exercise programs within the liter-

ature related to impingement syndrome generally

consisted of stretching the anterior and posterior

shoulder girdle, muscle relaxation techniques, motor

learning to normalize dysfunctional patterns of motion,

and strengthening the rotator cuff and scapular muscles

[9–12]. It is unclear what the optimal exercise regime is

or the frequency and intensity of an exercise program.

In our experience, many clinicians avoid manipula-

tion in acute and sub-acute injuries of the periphery

because of a belief that tissue damage has occurred,

and the notion that manipulation will contribute to

further tissue damage. In other areas, such as lumbo-

pelvic region, the literature generally supports the use

of manual therapy techniques in the management of

acute injuries [15]. Perhaps the pathoanatomical model

that is currently utilized to determine the severity of

shoulder problems biases clinicians inappropriately

assume that manual therapy may be harmful, when in

fact some individuals with impingement syndromes

may exhibit decreased passive accessory joint motion

that, if adequately addressed, will lead to dramatic

improvements in pain and function. It is interesting to

note that a pathoanatomical model based on a ‘‘tissue

damage’’ model has been largely unsuccessful in

explaining pain and disability in low back pain. Despite

the limited number of clinical trials that assess the

efficacy of manual therapy in the management of

impingement syndrome, this form of intervention

seems to have some benefit for patients with subacro-

mial impingement syndromes. We believe it may have

the most benefit for patients who are not responding to

conventional treatment, and who demonstrate limita-

tions in passive accessory motion.

Conclusion

Considering the effect of manipulative therapy, one

can speculate that the proprioceptive feedback trans-

mitted by deep level of receptors. This might improve

neuromuscular control in the movement patterns of the

shoulder girdle and scapular motions. Manual physical

therapy applied by experienced physical therapists

combined with supervised exercise in a brief clinical

trial might better and earlier than exercise alone for

increasing strength, decreasing pain, and improving

function in patients with shoulder impingement syn-

drome. The findings are interesting and motivate fur-

ther studies, including long-term follow-up of large

groups, randomized studies and the comparison of this

treatment model with other treatment models.

A faster program with fewer hospital visits not only

enables the patients to proceed with most of their daily

activities but also decreases the costs of the treatment.

A manipulative therapy might also be an alternative to

conventional physiotherapy in the treatment of the

subacromial impingement.

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