View
222
Download
0
Category
Preview:
Citation preview
8/10/2019 Competencia Del Auditor
1/15
8/06/2006
1
PANEL DE DISCUSIN COMPETENCIA DEL AUDITOR
COMO COMPONENTE VITAL DE LA CREDIBILIDAD EN
LA CERTIFICACIN
ALEX
LEX
EZRAKHOVICH
ZRAKHOVICH
8/10/2019 Competencia Del Auditor
2/15
8/06/2006
2
Auditor Training, DevelopmentAuditor Training, Developmentand Competencyand Competency
Alex Ezrakhovich
8/10/2019 Competencia Del Auditor
3/15
8/06/2006
3
IntroductionIntroduction
Methods of assessing the competency ofaudit personnel ensure that only thehighest quality of auditor is used by
Certification Body
8/10/2019 Competencia Del Auditor
4/158/06/2006
4
Select suitable peopleSelect suitable people
Attributes - Psychologicalassessment
Ethical; Open-minded; Diplomatic;Observant; Perceptive; Versatile;Tenacious; Decisive, and Self-reliant.
(Ref: ISO19011 sect 7.2)
8/10/2019 Competencia Del Auditor
5/158/06/2006
5
Select suitable peopleSelect suitable people
Education and Training e.g. EMS
5 yrs EnvironmentalWork experience
Suitable disciplines:
Technical areas /
Environmental .
Sciences etc.
Vocational
Certificates
Degree
8/10/2019 Competencia Del Auditor
6/158/06/2006
6
Select suitable peopleSelect suitable people
Management System Competencies e.g QMS:
Understand the application of QualityManagement Principles in the context of ISO9001:2000;
Ability to relate quality management systems toan organizations products, including services,and operational processes; and
Potential to acquire the skills and knowledge toassess the adequacy and effectiveness of qualitymanagement systems in a wide variety of
situations.
8/10/2019 Competencia Del Auditor
7/158/06/2006
7
Training Plans for differingTraining Plans for differing
needsneeds
Auditors already qualified;
Auditors completing primary training;
Extension Training for further
qualification in one or more programs.
8/10/2019 Competencia Del Auditor
8/15
8/06/2006
8
Primary trainingPrimary trainingkey stepskey steps
Accredited auditor training
Business focussed auditing
Industry technical areas
Program competency areas Every stage of the audit process
Observation, performance, verification
Numbers of audits not the importantfactor competence is the priority
8/10/2019 Competencia Del Auditor
9/15
8/06/2006
9
Verifying AuditorsVerifying Auditors -- TrainersTrainers
Evaluate auditor competence;Guide auditor development.
Are certification program experts.
High level of experience and ability.
mpart knowledge to others.
Judge trainee performance.
8/10/2019 Competencia Del Auditor
10/15
8/06/2006
10
OnOn--site evaluation criteriasite evaluation criteria
Personal Attributes
Audit principles, process and techniques
Fact finding
Interpersonal communication Written communication
Technical area competency
Audit team management
(Self-assessment and verifiers assessment)
8/10/2019 Competencia Del Auditor
11/15
8/06/2006
11
Ongoing TrainingOngoing Training
Training needs result from data related to:
Strategic and Business Plans
Internal audits;
Customer feedback
Competency evaluations Report review
Staff performance reviews
Change in the Standards, legal and otherrequirements;
Changes in auditing techniques and internalprocedures etc.
8/10/2019 Competencia Del Auditor
12/15
8/06/2006
12
Ongoing TrainingOngoing TrainingAuditors maintain their competence by:
Updating knowledge of managementsystems, product standards, industry sectors;
Updating knowledge of auditing proceduresand methods;
Utilising performance monitoring feedback
8/10/2019 Competencia Del Auditor
13/15
8/06/2006
13
ReRe--assessmentassessment
Interviews;On-site competency assessment;
Review of audit reports;
Discussions with colleagues and clients;Testing - oral and written examination;
Positive and negative feedback.
8/10/2019 Competencia Del Auditor
14/15
8/06/2006
14
Are competent auditorsAre competent auditors
competently used?competently used? allocation of time and resources for
effective audit planning and preparation
competent audit team selection
ability of auditor to refuse to conduct auditif he/she considers not being competent
8/10/2019 Competencia Del Auditor
15/15
8/06/2006
15
THANK YOU!
Recommended