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    Solid Dispersions

    New Approaches and Technologies in Oral Drug DeliveryControlled Release Society; Rutgers, NJ

    02 June 2009

    Craig A. McKelvey

    Merck & Co., Inc.

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    Today

    Solid dispersions: motivation and definition

    Solid dispersion preparation Performance and risk

    Screening drugs and excipients

    Extrusion

    Spray drying

    Applications and Performance In vitro Preclinical

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    Oral Delivery of Insoluble Drugs: Motivation

    for New Approaches Practically no marketed drugs with less than 10 g/ml solubility in 70s

    or 80s (0.01-0.1 mg/mL was considered low)*

    Industry-wide increase in insoluble drug candidates**

    Solubilities of 0.1 g/mL not uncommon

    500,000 mL water to dissolve 50 mg dose

    * Recent Advances in the Application of Solid Dispersions for Poorly Water-Soluble Drugs, 2004 AAPS andSimonelli Conference, A.T.M. Serajuddin (Novartis)** For example Cambridge Health Institute Issue 15:1, Adapting to Change in Technology and Markets,

    Christopher A. Lipinski (Pfizer)

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    Practically no marketed drugs with less than 10 g/ml solubility in 70sor 80s (0.01-0.1 mg/mL was considered low)*

    Industry-wide increase in insoluble drug candidates**

    Solubilities of 0.1 g/mL not uncommon

    500,000 mL water to dissolve 50 mg dose

    1000 pints+ 125 full stomachs

    * Recent Advances in the Application of Solid Dispersions for Poorly Water-Soluble Drugs, 2004 AAPS andSimonelli Conference, A.T.M. Serajuddin (Novartis)** For example Cambridge Health Institute Issue 15:1, Adapting to Change in Technology and Markets,

    Christopher A. Lipinski (Pfizer) +Image with permission of Sam Calagione,Dogfish Head Brewing Company, Milton, DE

    Oral Delivery of Insoluble Drugs: Motivation

    for New Approaches

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    Practically no marketed drugs with less than 10 g/ml solubility in 70sor 80s (0.01-0.1 mg/mL was considered low)*

    Industry-wide increase in insoluble drug candidates**

    Solubilities of 0.1 g/mL not uncommon

    500,000 mL water to dissolve 50 mg dose

    1000 pints+ 125 full stomachs

    * Recent Advances in the Application of Solid Dispersions for Poorly Water-Soluble Drugs, 2004 AAPS andSimonelli Conference, A.T.M. Serajuddin (Novartis)** For example Cambridge Health Institute Issue 15:1, Adapting to Change in Technology and Markets,

    Christopher A. Lipinski (Pfizer)

    Oral Delivery of Insoluble Drugs: Motivation

    for New Approaches

    +Image with permission of Sam Calagione,Dogfish Head Brewing Company, Milton, DE

    Not a generally accepted delivery vehicle

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    Conventional Oral Deliverya Simplistic View

    Disintegration Solubilization Precipitation

    Absorption

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    Disintegration Solubilization Precipitation

    Absorption

    pH?

    Food?Native Surfactant?

    Dilution?

    Fluid Dynamics?

    Conventional Oral Deliverya Simplistic View

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    Disintegration Solubilization Precipitation

    Absorption

    pH?

    Food?Native Surfactant?

    Dilution?

    Fluid Dynamics?

    Conventional Oral Deliverya Simplistic View

    Formulation Toolbox:Increase dissolution rate (improve wetting, disintegration time, surface area)

    Increase dissolution extent (supersaturation)

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    Conventional Oral Deliverya Simplistic View

    Energy

    Xtal + water

    solution

    For a mathematical treatment, see Jain andYalkowsky, J Pharm Sci (2001) 90:2, 234-252

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    Conventional Oral Deliverya Simplistic View

    Energy

    Formulation Toolbox:

    Make water a more desirable place for drug

    - micellization- microemulsions

    Xtal + water

    solution

    For a mathematical treatment, see Jain andYalkowsky, J Pharm Sci (2001) 90:2, 234-252

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    Conventional Oral Deliverya Simplistic View

    Energy

    Formulation Toolbox:

    Make water a more desirable place for drug

    - micellization- microemulsions

    Make the drug solid phase less desirable- neat amorphous

    - dissolved

    Xtal + water

    solution

    For a mathematical treatment, see Jain andYalkowsky, J Pharm Sci (2001) 90:2, 234-252

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    Conventional Oral Deliverya Simplistic View

    Energy

    Formulation Toolbox:

    Make water a more desirable place for drug

    - micellization- microemulsions

    Make the drug solid phase less desirable- neat amorphous

    - dissolved

    Xtal + water

    solution

    For a mathematical treatment, see Jain andYalkowsky, J Pharm Sci (2001) 90:2, 234-252

    This option inherently introduces physical stability riskas more stable state is known to exist

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    Solid Dispersion: Definition

    Common jargon Solid solutions Amorphous formulations

    Physically stabilized High energy state

    Todays presentation: focused on solid solutionsof API,polymer(s), and/or compatabilizers

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    Solid Dispersions: Products

    US Patent5,663,015

    Spray dry ontosubstrate

    1996J&JSporanox

    Bloch et al.,Pharm Acta

    Helv, 62, 1987

    ProcessUnknown

    1985Eli LillyCesamet

    Spray Drying

    Extrusion

    Extrusion

    Melt process;exact processunknown

    Technology

    Kaur et al., JPharm Sci, 69,1980

    1975Pedinal PharmInc.

    GrisPEG

    Jan 2005Arden House

    1997PfizerRezulin

    31 Oct 2005

    Press Release

    2005

    (sNDA)

    AbbottKaletra

    24 June 2005Press Release

    Ph IIIPfizerTorcetrapib

    ReferenceYear

    Approved

    CompanyProduct

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    Today Solid dispersions: motivation and definition

    Solid dispersion preparation Performance and risk

    Screening drugs and excipients

    Extrusion

    Spray drying

    Applications and Performance In vitro

    Preclinical

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    Solid Solution Preparation Most processes to make solid solutions involve the formation of a

    true solution followed by quenching

    Cooling

    Solvent removal

    Other processes include mechanical activation, precipitationtechniques, etc.

    Ingredient

    feed

    Extrusion

    (heat in)Cooling Milling

    Solution

    Spray Drying

    (solvent out) Densification

    Compaction/

    Encapsulation

    These routes can be used for clinical manufacture, other analagousprocesses can be used for screening (e.g. batch solvent casting)

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    Solid Solution Preparation Process should result in homogeneous glass

    Notion that one process is universally superior suspect

    Processes can be interchangeable

    Impact of inhomogeneity likely dramatic

    Sample history will lead to different relaxation states

    Quench rate, mechanical stress, conditioning

    May impact kinetics of physical stability

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    GibbsFreeEne

    rgy

    0 21

    for fixed T and P

    PolymerAPI

    Solid Dispersions Performance and Risk

    Polymer selection defines this curve Process does not define this curve

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    GibbsFreeEne

    rgy

    0 21

    for fixed T and P

    Amorphousapparent Solubility

    PolymerAPI

    Solid Dispersions Performance and Risk

    unstable

    amorphous-

    amorphous equilibrium

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    GibbsFreeEne

    rgy

    0 21

    for fixed T and P

    Amorphousapparent Solubility

    1

    Solubility PolymerAPI

    Solid Dispersions Performance and Risk

    unstable

    amorphous-

    amorphous equilibrium

    crystal-amorphous

    equilibrium

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    Solid Dispersions Performance and Risk

    liquid

    sc liquid

    crystal

    glass

    TMTG

    Volume

    orEnthalpy

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    Solid Dispersions Performance and Risk

    liquid

    sc liquid

    crystal

    glass (history 1)

    TMTG

    glass (history 2)

    Volume

    orEnthalpy

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    Screening

    Monomers or liquid oligomer surrogates of polymers1

    High throughput solvent casting2,3

    Cyclical DSC of blends or manually solvent cast4

    1. Breitenbach et al., US Patent 6599931; 20032. A. Shanbhag et al., IJP (2008), 351, 209-2183. V. Barillaro et al., J Combinatorial Chemistry (2008), 10:5, 637-6434. Mura et al., International Journal of Pharmaceutics (1995), 119, 71-79

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    Screening

    Monomers or liquid oligomer surrogates of polymers1

    High throughput solvent casting2,3

    Cyclical DSC of blends or manually solvent cast4

    1. Breitenbach et al., US Patent 6599931; 20032. A. Shanbhag et al., IJP (2008), 351, 209-2183. V. Barillaro et al., J Combinatorial Chemistry (2008), 10:5, 637-6434. Mura et al., International Journal of Pharmaceutics (1995), 119, 71-79

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    -4

    -2

    0

    2

    HeatFlow(W/g)

    0 50 100 150 200 250 300

    Temperature (C)Exo Down Universal V3.8B TA Instruments

    PVP-PVAc Copolymer (10oC/min; 5 cycles)

    Example Screening Approach for Miscibility

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    -4

    -2

    0

    2

    HeatFlow(W/g)

    0 50 100 150 200 250 300

    Temperature (C)Exo Down Universal V3.8B TA Instruments

    50% Compound E/ 50% PVP-PVAc Copolymer (10oC/min; 5 cycles)

    Example Screening Approach for Miscibility

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    -4

    -2

    0

    2

    HeatFlow(W/g)

    0 50 100 150 200 250 300

    Temperature (C)Exo Down Universal V3.8B TA Instruments

    70% Compound E/ 30% PVP-PVAc Copolymer (10oC/min; 5 cycles)

    Example Screening Approach for Miscibility

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    Drug solubilized

    in polymer

    Drug particles

    dispersed in

    polymer

    Drug-excipient

    granules or

    paste

    Extrudate Composition

    Potential Extrusion-Based Routes to Pharmaceutical Products

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    Drug solubilized

    in polymer

    Drug particles

    dispersed in

    polymer

    Drug-excipient

    granules or

    paste

    Extrudate Composition

    Potential Extrusion-Based Routes to Pharmaceutical Products

    Polymeric films Injection molding Cylinders/Strands

    Extrudate Macrostructure

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    Drug solubilized

    in polymer

    Drug particles

    dispersed in

    polymer

    Drug-excipient

    granules or

    paste

    Extrudate Composition

    Potential Extrusion-Based Routes to Pharmaceutical Products

    Polymeric films Injection molding Cylinders/Strands

    Extrudate Macrostructure

    Congealing

    Encapsulation

    Pelletization/Spheronization/Spray

    Compaction

    Taste

    masked/modified

    release pellets

    Compaction

    Post Extrusion Processing

    CuttingCalenderingMulti-

    laminate

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    Drug solubilized

    in polymer

    Drug particles

    dispersed in

    polymer

    Drug-excipient

    granules or

    paste

    Extrudate Composition

    Potential Extrusion-Based Routes to Pharmaceutical Products

    Polymeric films Injection molding Cylinders/Strands

    Extrudate Macrostructure

    Congealing

    Encapsulation

    Pelletization/Spheronization/Spray

    Compaction

    Taste

    masked/modified

    release pellets

    Compaction

    Post Extrusion Processing

    CuttingCalenderingMulti-

    laminate

    Traditional

    Tablets

    Capsules and

    Performance CapsulesPerformance

    Tablets

    Tablet-like

    dosage forms

    Fast dissolve strips/

    Transdermal

    Oral Dosage Forms=> Transdermal, ocular, sub-cutaneous inserts, biomedical devices, implants possible

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    Selected Examples Highlighting

    Processing Flexibility

    Screw and Barrel Modularity: Feed, vacuum, mixing,

    heating/cooling, and compression locations/duration can be easily

    modified to suit applicationGraphic courtesy Leistritz

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    Dry Feed: Could be combined

    or separate loss in weight or

    volumetric

    Wet/Dry Feed: Can pump slurries

    or solutions or stuff solid powders

    of actives and excipients

    Selected Examples Highlighting

    Processing Flexibility

    Screw and Barrel Modularity: Feed, vacuum, mixing,

    heating/cooling, and compression locations/duration can be easily

    modified to suit applicationGraphic courtesy Leistritz

    V l f

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    Dry Feed: Could be combined

    or separate loss in weight or

    volumetric

    Vacuum: removal of

    residual solvents/water

    Wet/Dry Feed: Can pump slurries

    or solutions or stuff solid powders

    of actives and excipients

    Selected Examples Highlighting

    Processing Flexibility

    Screw and Barrel Modularity: Feed, vacuum, mixing,

    heating/cooling, and compression locations/duration can be easily

    modified to suit application

    Die: Physically

    shape extrudate

    (e.g., rods, sheets, tubes)

    Graphic courtesy Leistritz

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    Screws and Barrels are Modular

    Flanged barrels, electricallyheated and liquid cooled

    Screws are assembled onhigh torque splined shafts

    => Provides process flexibility from a single instrument

    Pictures courtesy Leistritz

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    Extrusion: Small Scale Recirculating extruders

    Moderate amount of API

    Generally conical screw design with no aggressive mixing

    Some models have capability to estimate viscosity

    Manual operation (slow)

    Pharmalab mixer (5-10 g batch size)

    Image with permission from ThermoFisher Scientific

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    PressureTransducer

    Feeder

    Feed ThroatRaman + tNIRportsDie

    Extrusion: Intermediate Scale

    (16 mm ThermoPrism)

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    Extruder: An Inside Look

    Material Feed

    KneadingPaddles

    Die End

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    Feed Stream #1Process Model

    Feed Stream #2Process Model

    Feed Stream #3Process Model

    Real time massfeeder flow ratedata at t=t0

    Real timenumericalconvolution

    Future outletcompositions att=t0+m

    Predict the outlet composition one mean residence time in the future

    Extruder: Predicting the Future

    Slide courtesy Gregory Troup

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    0

    10

    20

    30

    40

    50

    60

    70

    80

    90

    100

    14:45:36 14:52:48 15:00:00 15:07:12 15:14:24

    API Model

    SURF model

    POLY model

    API NIR

    SURF NIR

    POLY NIR

    Model Predictive Process Monitoring

    Slide courtesy Gregory Troup

    Spray Drying

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    Spray Drying

    Spray Dried API/VA64

    Atomization

    Gas

    Evaporationof Solvent

    Heat in

    Hotterregion

    Coolerregion

    SprayDroplet

    SpraySolution Hot

    CoolProcessing Gas

    Courtesy of G. Shi

    Liquid feed of drug, polymer, and/or surfactants (solution or suspension)

    Atomize liquid feed to generate droplets

    Dry droplets to generate amorphous solid particles

    Collect product by cyclone & bag filter

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    Spray drying equipment

    Niro SD Micro

    Image with permission of GEAPharma Systems-Niro Inc.

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    Today Solid dispersions: motivation and definition

    Solid dispersion preparation Performance and risk

    Screening drugs and excipients

    Extrusion Spray drying

    Applications and Performance In vitro

    Preclinical

    Quality Testing: Dissolution

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    Quality Testing: Dissolution

    (Compound E; in capsule)

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    Preparing Suspensions from Solid

    Dispersionsdrug dissolved to formdrug-excipient solution

    drug particles (crystalline oramorphous) in excipient(s)

    -or-

    milling,atomization,

    pellitization,etc.

    particles

    suspensionscompaction/encapsulation

    Suspension Applications:

    Ex-clinical studies (discovery, safety, etc.)Human use (powder for constitutione.g., sachet)

    general use, pediatric, geriatricCoating for other dosage form routesApplications requiring metered/customized dose

    e.g., Moser et al., American PharmaceuticalReview (2008), 11(6), 68-73

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    Suspension Application: Impact

    Plasma Concentration Profile Following OralAdministration in Male Sprague-Dawley Rats

    (Compound A; n=4)

    Solid dispersion-based suspension (300 mpk)

    Crystalline API suspended in 20%Vitamin E TPGS (1200 mpk)

    e.g., Moser et al., American PharmaceuticalReview (2008), 11(6), 68-73

    Plasma

    Concentration

    Time

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    Suspension Application: Impact

    Plasma Concentration Profile Following OralAdministration in Male Sprague-Dawley Rats

    (Compound A; n=4)

    Solid dispersion-based suspension (300 mpk)

    Crystalline API suspended in 20%Vitamin E TPGS (1200 mpk)

    4-16X750 mpk 10%

    PS80

    200

    mpk

    D

    2-6X300 mpkMethocelSuspension

    100mpk

    C

    67X100 mpkImwitor 742:PS80

    100mpk

    B

    2-8X1200 mpk 20%Vitamin ETPGS

    300mpk

    A

    Exposureincrease

    Referenceformulation

    SDsusp.

    dose

    Cpd

    Cross-ProjectPK Data Summary

    e.g., Moser et al., American PharmaceuticalReview (2008), 11(6), 68-73

    Plasma

    Concentration

    Time

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    Suspension Application: Route FlexibilityRaw Materials

    FeedExtrusion(heat in)

    Milling orAtomization

    Solution/Suspension

    Spray Drying(solvent out)

    Use any process thatreliably produces thedesired phase state forthe application

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    Suspension Application: Route Flexibility

    Plasma Concentration Profile Following OralAdministration of Compound A Solid Dispersion(male beagle dogs; n=6; crossover; 50 mg dose)

    Raw MaterialsFeed

    Extrusion(heat in)

    Milling orAtomization

    Solution/Suspension

    Spray Drying(solvent out)

    Use any process thatreliably produces thedesired phase state forthe application

    PlasmaConce

    ntration

    Time

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    Suspension Application: Route Flexibility

    Plasma Concentration Profile Following OralAdministration of Compound A Solid Dispersion(male beagle dogs; n=6; crossover; 50 mg dose)

    Raw MaterialsFeed

    Extrusion(heat in)

    Milling orAtomization

    Solution/Suspension

    Spray Drying(solvent out)

    Use any process thatreliably produces thedesired phase state forthe application

    Key Considerations: Particle size/density (suspension

    stability) Phase state desired

    Phase stability in suspension Formulation with tuneability solubility

    (prevent premature solubilization) pH temperature non-aqueous vehicleP

    lasmaConce

    ntration

    Time

    A k l d t

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    AcknowledgementsMichael LowingerTodd Gibson

    Jeff CasselBhagwant Rege

    David Pipkorn

    Wei XuCurt PanzerMike RiebeAmanda Sinha

    Sami Karaborni

    Laman AlaniHenry Wu

    Adam ProcopioMelanie MarotaBrit Rudeen

    Patrick MarsacNarayan VariankavalBrett Cooper

    Galen ShiKatie Kleissas

    Celia CruzLuke SchenckSeth ForsterAdam Chen

    Jennifer Ho

    Stephen WahnJohn Higgins

    Justin MoserSarah Geers

    Karim Younan

    Hui XuZhen Liu

    Varaporn TreemaneekarnRobert Meyer

    Paul Harmon

    Li LiLixia CaiCindy Starbuck

    Jeff KoFilippos Kesisoglou

    Greg Troup