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8/13/2019 Hipoxia Durante Cirugia Toracica. Un Consejo Practico Para Todo Anestesiologo.
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Hypoxia During Thoracic Surgery:
Practical Advice for the Anesthesiologist
Javier H. Campos, MDProfessor
Director of Cardiothoracic Anesthesia
Vice Chair for Clinical AffairsExecutive Medical Director Operating Rooms
University of Iowa Health Care
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Introduction
Lung separation with the use of a double-lumen tube (DLT) or bronchial blocker (BB) is used to provide one-lung
ventilation (OLV) in patients undergoing thoracic, mediastinal, cardiac, vascular or esophageal procedures. [1-2]
During OLV, an intrapulmonary shunt, related in part to collapse of the non-dependent lung and increasedatelectatic areas in the dependent lung, results in hypoxemia. [3] Hypoxemia by definition is a decrease in arterial
oxygen saturation (SpO2) to less than 90% [4], or a PaO
230 Kg-m2) undergoing thoracic surgical procedures under OLV have been shown todevelop intraoperative hypoxemia and an increase in alveolar arterial oxygen difference. [12] In a study by
Schwarzkopf, et al [10], they found that patients undergoing lobectomy and pneumonectomy had better oxygenation
during OLV than patients undergoing video thoracoscopic metastasectomy. Lung perfusion studies in these patientsshowed that perfusion of the non-ventilated lung was more impaired in patients presenting for lobectomy and
pneumonectomy than in patients presenting for metastasectomy. Patients with previous lobectomy requiring
another surgery in the contralateral lung may be at risk of developing hypoxemia during total lung collapse.
Effects on Arterial Oxygen Tension (PaO2) in Supine or Lateral Decubitus Position in Thoracic Surgery
In general, for thoracic surgical patients undergoing OLV, the most common practice is to operate in a lateral
decubitus position. Therefore, gravity is a major determinant of shunt fraction and perfusion. [13] Recent studies
[14-15] have examined the changes in arterial oxygen tension (PaO2) during procedures requiring OLV. In theWatanabe, et al study [14], patients were ventilated with a FiO2 of 1.0 and divided into three groups. One group
was supine, another group was positioned in a left semi-lateral decubitus position and the third group was placed in
left fulllateral position. In the supine position group, 9 out of 11 patients had arterial oxyhemoglobin saturation
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Pathophy
Hypoxemi
(V/Q) gas
dependent
atelectaticthrough th
complianc
The deter(P50), oxy
(PaCO2),
last two fa
In a lateral
distributed
(more perf(more ven
arterial ox
resistance
redistributiFigure 1Bvasoconstr
Figure 1:
Figure 1A.
approxima
approxima
Figure 1B
to the dep
(this is the
iology of Hy
a during OLV
exchanging u
lung also cau
areas of the lue weight of th
e of the chest
inants of arteen consumpti
lood flow thr
tors are often
decubitus pos
as follows: th
usion); in contilation). Whe
gen tension d
iverts blood
on of the puldisplays the atiction respons
The lungs of
tely 60% of th
tely 40% of th
.A non-depen
ndent lung. In
amount of blo
oxia During
is caused by v
its. During O
es a venous ad
ng seen with gmediastinum,
all in the dep
ial oxygen con, total cardia
ugh the unven
associated tog
ition when bot
e dependent (o
rast, the ventilOLV is instit
ecreases; there
low away to a
onary blood felectatic non-e.
patient positi
e total pulmon
e total PBF.
dent (collapse
general, the
od not being o
ne-Lung Ve
enous admixt
V, the collap
mixture throu
eneral anestheabdominal or
endent positio
tent include:c output, inspi
tilated lung an
ether as shunt
h lungs are be
r down) lung
ated (or non-dted, the non-
is a response
eas with bette
ow on a laterentilated lung
oned in the lat
ary blood flo
) lung. This l
s/Qt fraction
xygenated).
3
tilation
re through sh
sed non-depen
h shunt and a
sia and is perhans, retractor
.[16]
hemoglobin cred oxygen fra
d unventilated
(Q) or shunt f
ng ventilated,
eceives appro
ependent) lunependent lun
o hypoxia, H
r perfusion to
l decubitus poalong with th
eral decubitus
(PBF). The n
ads to a 50%
een during ge
nts and areas
dent lung is a
reas of low V/
aps increaseds, excessive p
ncentration,ction (FiO2),
or low V/Q a
action (Qs/Qt
the proportio
imately 60%
receives 40becomes atel
V, in which t
ards the depe
sition while bpercentage o
position. The
on-dependent
esponse of H
eral anesthesi
of low ventilat
obligate shun
Q. This is pri
with the lateracking of the t
emoglobin dirterial carbon
eas of the ven
). [17]
of the pulmo
of the pulmon
of the total pectatic. Becau
e increase in
ndent lung. Fi
th lungs are bhypoxic pul
dependent, or
but ventilated
V as blood fl
a and OLV ra
ion-perfusion
t while the
arily through
l decubitus poorax and low
sociation curvdioxide level
tilated lungs.
ary blood flo
ry blood flow
lmonary bloose the alveola
ulmonary vas
ure 1A displa
eing ventilateonary
down, lung re
lung receives
w is being di
ges from 15 t
ratio
sition
e
he
is
flow
cular
ys the
.
eives
erted
o 40%
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Effects of Hypoxia on Inflammatory Response and Cytokine Release During One-Lung Ventilation
When considering the effects of ventilation on arterial oxygenation during OLV, it is better to consider the blood
flow through the unventilated lung (V/Q = O) separately from the ventilation of the low V/Q areas of the ventilated
lung. In general, the Qs/Qt fraction seen during anesthesia and OLV ranges from 15-40%.
During OLV, the non-dependent (operated) lung remains atelectatic and hypoperfused because of hypoxic
pulmonary vasoconstriction (HPV). Thus, the HPV in the non-dependent lung ameliorates the pulmonaryventilation/perfusion relationship, preserving the systemic oxygenation by constricting pulmonary vessels in poorly
ventilated or atelectatic hypoxic lung regions to divert the pulmonary blood flow to better aerated areas.[18]
Although HPV decreases the shunt fraction and attempts to resolve hypoxemia[19], it is a serious aggravating factor
when ventilation is restored because pulmonary re-expansion promotes the re-entry of oxygen through the airways,causing the release of excessive oxidative radicals.[20] The re-expansion of a previously collapsed lung is
accompanied by an ischemia/reperfusion like response resulting in the release of cytokines from the collapsed lung
and the contralateral lung. Through this mechanism, OLV increases the risk of developing acute lung injury (ALI).
[21]
During OLV, inflammatory response reactions can be produced by multiple factors such as mechanical damage due
to surgical manipulation, OLV induced atelectasis and re-expansion, atelectasis, and damage by high oxygen tensionor by the use of high peak inspiratory pressure during mechanical ventilation. [22-25] Inflammatory cytokines,
tumor necrosis factor, interleukin (IL) IB, IL-6 and IL-8 are important chemoattractants that affect the recruitmentof neutrophils and alveolar macrophages. Alveolar macrophages secrete biologically active products and thereby
play a significant role in regulating pulmonary inflammatory reactions. An increase in these inflammatory cytokinescan be clinically relevant to pulmonary complications and impairment of oxygenation during or following thoracic
surgery.
One study [25] has shown that the epithelial lining fluid contained significantly increased levels of interleukins inthe dependent or ventilated lung and the non-dependent lung at the end of thoracic surgery. The inflammatory
response was even greater in the dependent lung. The peak inspiratory pressures used in this study were below 30
cmH2O, tidal volume of 6 ml/Kg and FiO2of 0.6-1.0. Misthos, et al [26], has shown that patients with non-small cell
lung cancer have a higher production level of oxygen free radicals than the normal population; mechanicalventilation and surgical trauma are weak free radical generators. Manipulated lung tissue is also a source of free
radicals in the intra or postoperative period and lung re-expansion provoked severe oxidative stress. Interestingly,
this study also showed that the degree of generated oxygen free radicals was associated with the duration of OLV.
Oxygen toxicity is a well-recognized consequence of prolonged exposure to high FiO2characterized by
histopathologic changes similar to ALI. Oxygen toxicity occurs during OLV and involves ischemia-reperfusion
injury and oxidative stress. [27] Collapse of the operative lung and surgical manipulation result in relative organ
ischemia and reperfusion at the time of lung expansion, which leads to the production of radical oxygen species.Increasing the duration of OLV and the presence of tumor also increases the markers of oxidative stress. Lung re-
expansion should likely occur at a lower FiO2as hypoxemic reperfusion has been shown to attenuate reperfusion
syndrome.
Influence of Protective Ventilation, Continuous Positive Airway Pressure (CPAP), Positive End Expiratory
Pressure (PEEP) and Selective Lobar Ventilation in the Management of Hypoxia During OLV
Malposition of lung isolation devices is a common cause of hypoxemia. A study by Inoue, et al [5], has shown that
patients who experience DLT malposition after turning the patient into lateral decubitus position had more
malpositions during OLV and more hypoxemia. Also, this study showed that after correction of the malposition, the
patients required more interventions (i.e. CPAP or apneic oxygen insufflation) to treat the hypoxemia.
If during OLV the patient experiences hypoxemia, the first step is to ventilate the patients lung with FiO21.0 and
restore two lung ventilation. Once oxygenation improves, reassessment of the lung isolation device takes
precedence (expands the non-ventilated lung and re-assesses the position of the DLT or a bronchial blocker with the
8/13/2019 Hipoxia Durante Cirugia Toracica. Un Consejo Practico Para Todo Anestesiologo.
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flexible fi
addition, i
alteration
present, de
interfere w
bronchosc
An alterna
during OL
seconds at
oxygenati
Use of CP
dependent
volume br
CPAP. If
Figure 2
Another al
the use of
segment wis approxi
be at risk
improve o
lung will i
non-depen
Should P
In some p
functional
value is tit
PEEP in t
during OL
below thei
external P
Outcomes
factors tha
eroptic bronc
is important t
f these factor
spite the fact t
ith surgical ex
pe has been s
tive to improv
. One study [
different inter
n rose from 6
P has been tr
(collapsed) lu
ath. It is pru
ecessary CP
ternative to i
selective lob
hile the rest isately 24%. [
f developing
ygenation wi
terfere with s
dent lung, it is
EP be used
tients, the app
residual capac
ated along th
e dependent l
. [37] Howe
functional re
EP to the dep
research studi
t is independe
oscope). [28]
o maintain the
will also cont
hat tube positi
posure, a sele
hown to impro
e oxygenation
30] has show
val periods im
12 to 9920
aditionally use
g. The applic
ent to start wi
P can be easil
prove oxygen
r blockade. I
being ventilat3] Patients wi
ypoxemia dur
h or without C
rgical exposu
advisable to o
outinely in al
lication of PE
ity close to no
static compli
ng during OL
er, patients wi
sidual capacity
endent lung. [
s performed i
tly associated
After the corr
patient under
ribute to the d
on is optimal,
tive ipsilateral
ve oxygenatio
to the non-dep
that slow infl
roves oxygen
mmHg durin
d to treat hyp
ation of CPA
h 5 cmH2O of
y applied to a
tion and treat
some instanc
d. [31-32] It ih previous lo
ing total lung
PAP. [34] Hi
re and may co
bserve the dir
l Patients Un
P to the depe
mal values. [
nce curve. [3
. Many pati
th normal lun
at the end-ex
7]
patients und
with acute lu
5
ct position is
OLV normoca
evelopment of
uring thorasc
segmental in
n without inte
endent lung is
ation of 2 l/mi
ation and satu
OLV.
xemia due to
has been sug
CPAP and pr
DLT or a bron
ent of hypox
es, it will only
s estimated thectomy requir
ollapse. One
her levels of
mpromise ven
ct distention
ergoing OL
dent (ventilat
5] This ventil
] However, n
nts, particular
parenchyma
iration during
rgoing thorac
g injury is the
obtained, aspi
rbic, normote
hypoxemia. I
opic surgery
ufflation of o
fering with su
to use intermi
n of oxygen in
ation. In the
the obligatory
ested to be u
gressively in
chial blocker.
emia in patien
be necessary
t after a lobeing another su
lternative is t
PAP (i.e. >1
ous return. Al
f the collapse
ed) lung is be
tory maneuve
t all patients
ly those with
or those with
OLV and ma
c surgical pro
high intraope
ation of secret
sive and nor
n cases where
here the appli
ygen with a fi
rgical exposur
ttent positive
to the non-de
10 patients rep
shunt develop
ed in the defla
rease to no m
See Figure 2
ts who have p
to partially col
esection, the lrgery in the co
use selective
cmH2O) to th
ways, when a
lung.
eficial throug
r will prevent
ill tolerate th
mphysema, d
estrictive lung
benefit from
cedures have s
ative ventilat
ions follows.
othermic. A
hypoxemia is
cation of CPA
beroptic
e. [29]
irway pressur
endent lung f
orted, the mea
ed by the non-
tion phase of
re than 10 cm
evious lobect
lapse one lob
oss of lung funtralateral lun
lobar collapse
e non-depend
plying CPAP
the restorati
atelectasis wh
routine use o
velop auto-P
disease tend t
the applicatio
hown that one
ry pressure in
In
ny
P can
e
r 2
n
tidal
H2O
my is
ctiong may
to
nt
to the
n of
en its
f
EP
o fall
of
of the
ex.
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[38] Recent research has recommended the use of low tidal volumes during thoracic surgical procedures and during
OLV. One study [39] has shown that low tidal volume of 6 ml/kg during OLV with the use of FiO2= 0.6-0.7 and
CPAP 5 cmH2O to the non-dependent lung lead to a higher PaO2(14182 vs 11249) mmHg when compared to low
tidal volumes and PEEP 5 cmH2O to the dependent lung.
Also, alveolar recruitment maneuvers have been recommended to improve oxygenation during OLV. Tusman, et al
[40], have shown the beneficial effects with an alveolar recruitment maneuver with pressure controlled ventilation.
They reported that PaO2values were similar to the ones obtained during two lung ventilation.
During OLV it is not uncommon to alternate from volume controlled ventilation to pressure controlled ventilation in
order to improve oxygenation. One study has demonstrated that a better oxygenation is achieved when pressure
controlled ventilation is used during OLV. [41] However, another study [42] in a crossover experiment involving
thoracic surgical patients requiring OLV showed that arterial oxygenation was similar in the groups that received
volume controlled ventilation when compared to pressure controlled ventilation. Also, this study observed a
decrease in peak plateau pressure in the patients that received pressure controlled ventilation. The use of pressure
controlled ventilation would be more beneficial in the morbidly obese patient undergoing OLV. (Personal report this
study is underway) to demonstrate the advantage of this mode of ventilation to maintain optimal oxygenation during
OLV.
Pharmacologic interventions have been studied to control pulmonary blood flow during OLV. [43-46] Some studies
have shown that the use of a respiratory stimulant, such as almitrine intravenously and with an infusion, improved
oxygenation during OLV, probably due to the molecular mechanisms of action on the pulmonary vessels combined
with direct stimulation of chemoreceptors and direct pulmonary vasoconstrictive action. [43] Also, others have
shown no effect on oxygenation when inhaled nitric oxide has been used in patients requiring OLV. [44] However,
the combination of inhaled nitric oxide with intravenous almitrine has shown promising results while improving
PaO2during OLV. [45-46] At the present time, I believe these drugs are in the experimental phase to recommend
routine use to improve oxygenation during OLV.
Influence of Anesthetics on Hypoxia During the Intraoperative Period and Potential Complications in thePostoperative Period
In the 1980s, special attention was given to the effects of anesthetics and HPV during OLV. However, in the past10 years more attention has been given to the effects on ventilation, and the inflammatory response and their
potential complications after OLV, which is the development of ALI. Some of the studies have included very
limited samples of studied patients. One study [24] has shown that the use of small tidal volumes (5 ml/kg) during
OLV had lower levels of interleukin (IL-8, 10, and TNF) when compared to high tidal volumes of 10 ml/kg. Others
have shown a protective effect in modulating the inflammatory response when inhalational agents are used duringOLV compared to pure total intravenous anesthesia. [47-49] Reduction of inflammatory mediators had significantly
better clinical outcomes defined by postoperative adverse events such as atelectasis or systemic inflammatory
response syndrome. [48] As part of the intervention to manage hypoxemia and inflammatory response during OLV,I recommend the use of inhalational agents during the management of these patients.
Cerebral Desaturation During OLV
Another area that deserves special attention is the effect of hypoxia during OLV in relationship to a decrease in
regional cerebral oxygen saturation (SctO2) in thoracic surgical patients. There are different monitors that measure
SctO2such as the FORESIGHTor the INVOS[50, 51] monitor. These devices have been used in patients
undergoing OLV with mixed results. A study by Hemmerling et al [50] showed that an absolute value of SctO2of80% was recorded while the patients were awake; during OLV this value decreased to an average of 63%, and
during extubation it rose to 71%. Overall in the 20 patients studied, cerebral desaturation >20% was recorded from
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baseline values. Interesting in this study was the lack of correlation with SpO and PaO2. Also, no mini-mental state
examination (MMSE) test was performed to evaluate the cognitive function outcome of these patients. In another
study [51] involving 40 patients undergoing OLV, a SctO2monitor was used to measure cerebral desaturation in 28
patients; the minimum SctO2during OLV was lower than baseline value. The percentage of change was
significantly negatively correlated with preoperative respiratory function. Another study [52] showed that theduration of cerebral desaturation time during OLV correlates with the MMSE; of the 69 patients studied only 17
developed desaturation (SctO21 hour can be a potential cause for cardiovascular
complications (i.e., cardiac arrhythmias) through the generation of severe oxidative stress during re-expansion and
conversion to two-lung ventilation. However, further studies are needed to validate these results as a potential
cause/effect.
Summary
Hypoxemia during OLV is an infrequent finding, ventilatory maneuvers to optimize and improve oxygenation is
listed in table I. Inhalational agents appear to have a protective effect in controlling inflammatory response duringOLV. Low tidal volumes with PEEP in the dependent lung along with CPAP in the non-dependent lung appear to
be the most common intervention to treat hypoxemia [54].
Table 1: Treatment of Hypoxia During One-Lung Ventilation
Increase FiO21.0 Adjust ventilation according to patient needs pressurecontrol vs volume control?
Re-expand the collapsed lung If a DLT is being used in video thoracoscopicsurgery, consider selective O2insufflation to the non-
ventilated lung with fiberoptic bronchoscope
Convert to two lung ventilation If a bronchial blocker is used, consider selective lobarblockade in patients with previous contralateral
lobectomy
Confirm position with fiberoptic bronchoscope foroptimal position of lung isolation device
Intermittent O2insufflation with 2 l/min for shortintervals to the non-dependent lung
After SPO2>98%, convert to OLV and apply CPAP5 cmH2O to non-dependent lung
Recruitment ventilatory maneuvers during OLVUnless contraindicated (i.e. auto PEEP >10), use
PEEP 5 cm H2O routinely to the dependent lungClamping of pulmonary vessel duringpneumonectomy cases will reduce the shunt fraction
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